The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVESTMENT CORP | COMMON | 00123Q104 | 1,078 | 53,372 | SH | SOLE | 0 | 0 | 0 | ||
ALCENTRA CAPITAL CORP | COMMON | 01374T102 | 512 | 61,048 | SH | SOLE | 0 | 0 | 0 | ||
ALERIAN MLP ETF | ETF | 00162Q866 | 1,232 | 114,167 | SH | SOLE | 0 | 0 | 0 | ||
ALLIANCE RESOURCE PARTNERS | COMMON | 01877R108 | 1,116 | 56,629 | SH | SOLE | 0 | 0 | 0 | ||
ALON USA PARTNERS LP | COMMON | 02052T109 | 1,801 | 105,369 | SH | SOLE | 0 | 0 | 0 | ||
ANADARKO PETROLEUM CORP | COMMON | 032511107 | 569 | 10,615 | SH | SOLE | 0 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COMMON | 035710409 | 1,116 | 93,821 | SH | SOLE | 0 | 0 | 0 | ||
APACHE CORP | COMMON | 037411105 | 458 | 10,851 | SH | SOLE | 0 | 0 | 0 | ||
APC 7 1/2 06/07/18 | CONVERTIBLE | 032511404 | 13,957 | 410,246 | SH | SOLE | 0 | 0 | 0 | ||
APOLLO COMMERCIAL REAL ESTAT | COMMON | 03762U105 | 2,094 | 113,518 | SH | SOLE | 0 | 0 | 0 | ||
APOLLO GLOBAL MANAGEMENT - A | COMMON | 037612306 | 1,802 | 53,850 | SH | SOLE | 0 | 0 | 0 | ||
APOLLO INVESTMENT CORP | COMMON | 03761U106 | 2,093 | 369,738 | SH | SOLE | 0 | 0 | 0 | ||
ARES CAPITAL CORP | COMMON | 04010L103 | 3,036 | 193,157 | SH | SOLE | 0 | 0 | 0 | ||
ARLINGTON ASSET INVESTMENT-A | COMMON | 041356205 | 499 | 42,384 | SH | SOLE | 0 | 0 | 0 | ||
BANK OF AMERICA CORP | COMMON | 060505104 | 49 | 1,648 | SH | SOLE | 0 | 0 | 0 | ||
BARNES & NOBLE INC | COMMON | 067774109 | 201 | 29,940 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC-CL B | COMMON | 084670702 | 164 | 829 | SH | SOLE | 0 | 0 | 0 | ||
BLACKROCK CORPORATE HIGH YIE | COMMON | 09255P107 | 6,690 | 611,554 | SH | SOLE | 0 | 0 | 0 | ||
BLACKSTONE GROUP LP/THE | COMMON | 09253U108 | 4,582 | 143,091 | SH | SOLE | 0 | 0 | 0 | ||
CAPITALA FINANCE CORP | COMMON | 14054R106 | 507 | 69,577 | SH | SOLE | 0 | 0 | 0 | ||
CARLYLE GROUP/THE | COMMON | 14309L102 | 3,930 | 171,626 | SH | SOLE | 0 | 0 | 0 | ||
CBL & ASSOCIATES PROPERTIES | COMMON | 124830100 | 988 | 174,623 | SH | SOLE | 0 | 0 | 0 | ||
CENTURYLINK INC | COMMON | 156700106 | 758 | 45,449 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERA INVESTMENT CORP | COMMON | 16934Q208 | 1,131 | 61,195 | SH | SOLE | 0 | 0 | 0 | ||
CREDIT SUISSE GROUP-SPON ADR | COMMON | 225401108 | 842 | 47,160 | SH | SOLE | 0 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | COMMON | 226344208 | 3,854 | 149,374 | SH | SOLE | 0 | 0 | 0 | ||
CVR REFINING LP | COMMON | 12663P107 | 1,227 | 74,112 | SH | SOLE | 0 | 0 | 0 | ||
CYS INVESTMENTS INC | COMMON | 12673A108 | 515 | 64,167 | SH | SOLE | 0 | 0 | 0 | ||
DDR CORP | COMMON | 23317H102 | 1,015 | 113,272 | SH | SOLE | 0 | 0 | 0 | ||
DEVON ENERGY CORP | COMMON | 25179M103 | 606 | 14,642 | SH | SOLE | 0 | 0 | 0 | ||
DINEEQUITY INC | COMMON | 254423106 | 1,217 | 23,984 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COMMON | 258622109 | 63 | 3,131 | SH | SOLE | 0 | 0 | 0 | ||
ENERGY SELECT SECTOR SPDR | ETF | 81369Y506 | 1,310 | 18,128 | SH | SOLE | 0 | 0 | 0 | ||
ENERGY TRANSFER PARTNERS LP | COMMON | 29278N103 | 2,512 | 140,177 | SH | SOLE | 0 | 0 | 0 | ||
EOG RESOURCES INC | COMMON | 26875P101 | 534 | 4,947 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC-A | COMMON | 30303M102 | 906 | 5,133 | SH | SOLE | 0 | 0 | 0 | ||
FORTRESS TRANSPORTATION & IN | COMMON | 34960P101 | 1,150 | 57,689 | SH | SOLE | 0 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COMMON | 35906A306 | 367 | 54,289 | SH | SOLE | 0 | 0 | 0 | ||
FS INVESTMENT CORP | COMMON | 302635107 | 499 | 67,924 | SH | SOLE | 0 | 0 | 0 | ||
GAMCO GLOBAL GOLD NATURAL RE | COMMON | 36465A109 | 1,020 | 195,784 | SH | SOLE | 0 | 0 | 0 | ||
GAMING AND LEISURE PROPERTIE | COMMON | 36467J108 | 422 | 11,407 | SH | SOLE | 0 | 0 | 0 | ||
GASLOG PARTNERS LP | COMMON | Y2687W108 | 1,744 | 70,475 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL MOTORS CO | COMMON | 37045V100 | 353 | 8,624 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNERS LP | COMMON | 37946R109 | 2,151 | 128,826 | SH | SOLE | 0 | 0 | 0 | ||
GOLAR LNG PARTNERS LP | COMMON | Y2745C102 | 2,250 | 98,690 | SH | SOLE | 0 | 0 | 0 | ||
GRANITESHARES HIPS US HIGH I | ETF | 38747R306 | 1,403 | 79,115 | SH | SOLE | 0 | 0 | 0 | ||
HEALTH CARE SELECT SECTOR | ETF | 81369Y209 | 22 | 269 | SH | SOLE | 0 | 0 | 0 | ||
HERCULES CAPITAL INC | COMMON | 427096508 | 2,144 | 163,434 | SH | SOLE | 0 | 0 | 0 | ||
HESS CORP | COMMON | 42809H107 | 348 | 7,322 | SH | SOLE | 0 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COMMON | Y3262R100 | 1,058 | 56,707 | SH | SOLE | 0 | 0 | 0 | ||
HOSPITALITY PROPERTIES TRUST | COMMON | 44106M102 | 1,027 | 34,396 | SH | SOLE | 0 | 0 | 0 | ||
ICAHN ENTERPRISES LP | COMMON | 451100101 | 2,378 | 44,871 | SH | SOLE | 0 | 0 | 0 | ||
INGERSOLL-RAND PLC | COMMON | 00B633030 | 32 | 363 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPP | COMMON | 46132R104 | 2,850 | 243,368 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | COMMON | 46131H107 | 16,085 | 3,664,080 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 1-3 YEAR CREDIT BOND | ETF | 464288646 | 189 | 1,810 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 20 PLUS YEAR TREASURY BO | ETF | 464287432 | 159 | 1,255 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES MSCI EAFE GROWTH ETF | ETF | 464288885 | 497 | 6,152 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES MSCI EMERGING MARKET | ETF | 464287234 | 502 | 10,664 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES NASDAQ BIOTECHNOLOGY | ETF | 464287556 | 1,151 | 10,782 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SHORT MATURITY BOND | ETF | 46431W507 | 359 | 7,159 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TIPS BOND ETF | ETF | 464287176 | 209 | 1,828 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES US PREFERRED STOCK E | ETF | 464288687 | 33,269 | 873,881 | SH | SOLE | 0 | 0 | 0 | ||
KMI 9 3/4 10/26/18 | CONVERTIBLE | 49456B200 | 18,840 | 495,279 | SH | SOLE | 0 | 0 | 0 | ||
LADDER CAPITAL CORP-REIT | COMMON | 505743104 | 1,083 | 79,438 | SH | SOLE | 0 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COMMON | 550021109 | 602 | 7,660 | SH | SOLE | 0 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COMMON | 55608B105 | 1,007 | 15,679 | SH | SOLE | 0 | 0 | 0 | ||
MACY'S INC | COMMON | 55616P104 | 1,026 | 40,723 | SH | SOLE | 0 | 0 | 0 | ||
MARTIN MARIETTA MATERIALS | COMMON | 573284106 | 169 | 763 | SH | SOLE | 0 | 0 | 0 | ||
MARTIN MIDSTREAM PARTNERS LP | COMMON | 573331105 | 837 | 59,786 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COMMON | 594918104 | 1,075 | 12,564 | SH | SOLE | 0 | 0 | 0 | ||
MPLX LP | COMMON | 55336V100 | 2,097 | 59,123 | SH | SOLE | 0 | 0 | 0 | ||
NATIONAL CINEMEDIA INC | COMMON | 635309107 | 1,057 | 154,149 | SH | SOLE | 0 | 0 | 0 | ||
NEW MOUNTAIN FINANCE CORP | COMMON | 647551100 | 1,010 | 74,507 | SH | SOLE | 0 | 0 | 0 | ||
NEW RESIDENTIAL INVESTMENT | COMMON | 64828T201 | 1,132 | 63,321 | SH | SOLE | 0 | 0 | 0 | ||
NEW SENIOR INVESTMENT GROUP | COMMON | 648691103 | 962 | 127,262 | SH | SOLE | 0 | 0 | 0 | ||
NEW YORK MORTGAGE TRUST INC | COMMON | 649604501 | 513 | 83,176 | SH | SOLE | 0 | 0 | 0 | ||
NEWTEK BUSINESS SERVICES COR | COMMON | 652526203 | 1,034 | 55,918 | SH | SOLE | 0 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COMMON | 62913M107 | 1,523 | 108,423 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN CREDIT STRAT INC FD | COMMON | 67073D102 | 42,661 | 5,189,863 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN GLOBAL H-I FD | COMMON | 67075G103 | 1,060 | 62,700 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN QUAL MUNI INCOME FD | COMMON | 67066V101 | 194 | 13,805 | SH | SOLE | 0 | 0 | 0 | ||
OAKTREE CAPITAL GROUP LLC | COMMON | 674001201 | 2,032 | 48,258 | SH | SOLE | 0 | 0 | 0 | ||
OFS CAPITAL CORP | COMMON | 67103B100 | 522 | 43,852 | SH | SOLE | 0 | 0 | 0 | ||
OXFORD LANE CAPITAL CORP | COMMON | 691543102 | 529 | 52,643 | SH | SOLE | 0 | 0 | 0 | ||
PATTERN ENERGY GROUP INC -A | COMMON | 70338P100 | 2,278 | 106,008 | SH | SOLE | 0 | 0 | 0 | ||
PAYPAL HOLDINGS INC | COMMON | 70450Y103 | 211 | 2,871 | SH | SOLE | 0 | 0 | 0 | ||
PENNANTPARK INVESTMENT CORP | COMMON | 708062104 | 512 | 74,026 | SH | SOLE | 0 | 0 | 0 | ||
PENNYMAC MORTGAGE INVESTMENT | COMMON | 70931T103 | 522 | 32,480 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO DYNAMIC CREDIT AND MOR | COMMON | 72202D106 | 2,430 | 108,273 | SH | SOLE | 0 | 0 | 0 | ||
PROSHARES ULTRASHORT 20PLUSY TR | ETF | 74347B201 | 54,403 | 1,610,501 | SH | SOLE | 0 | 0 | 0 | ||
PRUDENTIAL GL SH DUR HI YLD | COMMON | 74433A109 | 65 | 4,484 | SH | SOLE | 0 | 0 | 0 | ||
RALPH LAUREN CORP | COMMON | 751212101 | 161 | 1,555 | SH | SOLE | 0 | 0 | 0 | ||
SIMON PROPERTY GROUP INC | COMMON | 828806109 | 1,784 | 10,386 | SH | SOLE | 0 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COMMON | 845467109 | 654 | 117,185 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 271 | 1,014 | SH | SOLE | 0 | 0 | 0 | ||
STARBUCKS CORP | COMMON | 855244109 | 554 | 9,642 | SH | SOLE | 0 | 0 | 0 | ||
STARWOOD PROPERTY TRUST INC | COMMON | 85571B105 | 2,068 | 96,868 | SH | SOLE | 0 | 0 | 0 | ||
STWD 4 3/8 04/01/23 | COMMON | 85571BAH8 | 7,537 | 7,367,000 | SH | SOLE | 0 | 0 | 0 | ||
SUMMIT MIDSTREAM PARTNERS LP | COMMON | 866142102 | 2,044 | 99,697 | SH | SOLE | 0 | 0 | 0 | ||
SUNCOKE ENERGY PARTNERS LP | COMMON | 86722Y101 | 2,270 | 130,058 | SH | SOLE | 0 | 0 | 0 | ||
SUNOCO LP | COMMON | 86765K109 | 1,033 | 36,371 | SH | SOLE | 0 | 0 | 0 | ||
SWN 6 1/4 01/15/18 | CONVERTIBLE | 845467208 | 9,911 | 819,762 | SH | SOLE | 0 | 0 | 0 | ||
TARGA RESOURCES CORP | COMMON | 87612G101 | 1,122 | 23,165 | SH | SOLE | 0 | 0 | 0 | ||
THL CREDIT INC | COMMON | 872438106 | 515 | 56,885 | SH | SOLE | 0 | 0 | 0 | ||
TICC CAPITAL CORP | COMMON | 87244T109 | 504 | 87,884 | SH | SOLE | 0 | 0 | 0 | ||
TWO HARBORS INVESTMENT CORP | COMMON | 90187B408 | 1,023 | 62,894 | SH | SOLE | 0 | 0 | 0 | ||
UNITI GROUP INC | COMMON | 91325V108 | 549 | 30,841 | SH | SOLE | 0 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMMON | 90290N109 | 1,032 | 62,416 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD REAL ESTATE ETF | ETF | 922908553 | 37 | 443 | SH | SOLE | 0 | 0 | 0 | ||
VOYA PRIME RATE TRUST | COMMON | 92913A100 | 62 | 12,320 | SH | SOLE | 0 | 0 | 0 | ||
WALT DISNEY CO/THE | COMMON | 254687106 | 112 | 1,038 | SH | SOLE | 0 | 0 | 0 | ||
WASHINGTON PRIME GROUP INC | COMMON | 93964W108 | 1,916 | 269,074 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET EMERGING MARKE | COMMON | 95766A101 | 2,250 | 144,700 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET GLOBAL HIGH IN | COMMON | 95766B109 | 1,103 | 107,890 | SH | SOLE | 0 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OP | COMMON | 95766K109 | 20,026 | 3,949,946 | SH | SOLE | 0 | 0 | 0 | ||
WPX 6 1/4 07/31/18 | CONVERTIBLE | 98212B202 | 15,458 | 251,640 | SH | SOLE | 0 | 0 | 0 | ||
WYNN RESORTS LTD | COMMON | 983134107 | 425 | 2,519 | SH | SOLE | 0 | 0 | 0 |