The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 11,907 | 5,292,156 | SH | DFND | 1 | 5,292,156 | 0 | 0 | |
| AXON ENTERPRISE INC | COM | 05464C101 | 10,364 | 391,092 | SH | DFND | 1 | 391,092 | 0 | 0 | |
| BIOTIME INC | COM | 09066L105 | 64,439 | 29,971,561 | SH | DFND | 1 | 29,971,561 | 0 | 0 | |
| BOEING CO | COM | 097023105 | 32,440 | 110,000 | SH | Put | DFND | 1 | 110,000 | 0 | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 14,000 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 64,033 | 420,000 | SH | DFND | 1 | 420,000 | 0 | 0 | |
| ONCOCYTE CORPORATION | COM | 68235C107 | 16,725 | 3,596,680 | SH | DFND | 1 | 3,596,680 | 0 | 0 | |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 303,628 | 4,797,408 | SH | DFND | 1 | 4,797,408 | 0 | 0 | |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 31,645 | 500,000 | SH | Put | DFND | 1 | 500,000 | 0 | 0 |
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 168,255 | 10,855,179 | SH | DFND | 1 | 10,855,179 | 0 | 0 | |