The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADIENT PLC | ORD SHS | G0084W101 | 28,689 | 364,531 | SH | SOLE | 364,531 | 0 | 0 | ||
| ALLERGAN PLC | SHS | G0177J108 | 63,917 | 390,737 | SH | SOLE | 390,737 | 0 | 0 | ||
| ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 85,454 | 337,124 | SH | SOLE | 337,124 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 938,052 | 13,429,519 | SH | SOLE | 13,429,519 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 227,013 | 3,250,000 | SH | Call | SOLE | 3,250,000 | 0 | 0 | |
| BANK AMER CORP | COM | 060505104 | 77,012 | 2,608,800 | SH | SOLE | 2,608,800 | 0 | 0 | ||
| BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 2,413 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| BLACK RIDGE ACQUISITION CORP | *W EXP 07/10/202 | 09216T115 | 83 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| BLACK RIDGE ACQUISITION CORP | RIGHT 07/10/2019 | 09216T123 | 70 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| BRUNSWICK CORP | COM | 117043109 | 102,814 | 1,861,900 | SH | SOLE | 1,861,900 | 0 | 0 | ||
| CAESARS ENTMT CORP | COM | 127686103 | 59,182 | 4,678,390 | SH | SOLE | 4,678,390 | 0 | 0 | ||
| CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 11,029 | 5,674,746 | PRN | SOLE | 5,674,746 | 0 | 0 | ||
| CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 58,427 | 173,912 | SH | SOLE | 173,912 | 0 | 0 | ||
| CIT GROUP INC | COM NEW | 125581801 | 123,797 | 2,514,673 | SH | SOLE | 2,514,673 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 66,168 | 889,231 | SH | SOLE | 889,231 | 0 | 0 | ||
| CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 2,466 | 255,500 | SH | SOLE | 255,500 | 0 | 0 | ||
| CM SEVEN STAR ACQUISITION CO | *W EXP 08/21/202 | G2345N110 | 112 | 387,750 | SH | SOLE | 387,750 | 0 | 0 | ||
| CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 248 | 775,500 | SH | SOLE | 775,500 | 0 | 0 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 13,009 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 4,567 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
| COMCAST CORP NEW | CL A | 20030N101 | 88,002 | 2,197,300 | SH | SOLE | 2,197,300 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 113 | 431,250 | SH | SOLE | 431,250 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 198 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
| DHT HOLDINGS INC | DEBT 4.500%10/0 | 23335SAB2 | 19,166 | 19,270,000 | PRN | SOLE | 19,270,000 | 0 | 0 | ||
| GIGCAPITAL INC | UNIT 03/06/2025 | 37518N205 | 5,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 7,648 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| HAYMAKER ACQUISITION CORP | *W EXP 10/27/202 | 420870115 | 320 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 34,817 | 34,325,000 | PRN | SOLE | 34,325,000 | 0 | 0 | ||
| INDUSTREA ACQUISITION CORP | CL A | 45579J104 | 9,750 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| INDUSTREA ACQUISITION CORP | *W EXP 08/01/202 | 45579J112 | 421 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 124 | 146,233 | SH | SOLE | 146,233 | 0 | 0 | ||
| LAMB WESTON HLDGS INC | COM | 513272104 | 51,413 | 910,778 | SH | SOLE | 910,778 | 0 | 0 | ||
| LEGACY ACQUISITION CORP | COM CL A | 524643103 | 4,815 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 210 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 4,955 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 195 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 41,768 | 151,388 | SH | SOLE | 151,388 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 2,425 | 249,999 | SH | SOLE | 249,999 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | *W EXP 99/99/999 | G62848125 | 104 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
| NAVIOS MARITIME ACQUIS CORP | SHS | Y62159101 | 4,228 | 3,808,837 | SH | SOLE | 3,808,837 | 0 | 0 | ||
| NRG ENERGY INC | COM NEW | 629377508 | 41,436 | 1,454,900 | SH | SOLE | 1,454,900 | 0 | 0 | ||
| PDVWIRELESS INC | COM | 69290R104 | 76,390 | 2,379,762 | SH | SOLE | 2,379,762 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | COM | 70957E105 | 9,187 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 138 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 500 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 9,950 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 43,812 | 854,537 | SH | SOLE | 854,537 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,761,276 | 6,600,000 | SH | Put | SOLE | 6,600,000 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 5,737 | 154,300 | SH | SOLE | 154,300 | 0 | 0 | ||
| VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 5,713 | 219,300 | SH | SOLE | 219,300 | 0 | 0 | ||
| YAHOO INC | NOTE 12/0 | 984332AF3 | 2,827 | 2,100,000 | PRN | SOLE | 2,100,000 | 0 | 0 | ||