The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
HORIZON PHARMA PLC | SHS | G4617B105 | 7,300 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 5,640 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
AAC HLDGS INC | COM | 000307108 | 2,070 | 230,033 | SH | DFND | 1 | 0 | 230,033 | 0 | |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 8,513 | 881,314 | SH | DFND | 1 | 0 | 881,314 | 0 | |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 3,326 | 195,300 | SH | Put | DFND | 1 | 0 | 195,300 | 0 |
ANTERO RES CORP | COM | 03674X106 | 1,585 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
APOLLO INVT CORP | COM | 03761U106 | 56,510 | 8,886,035 | SH | DFND | 1 | 0 | 8,886,034 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 41,263 | 2,236,476 | SH | DFND | 1 | 0 | 2,236,476 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,707 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 82 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 29,397 | 1,065,480 | SH | DFND | 1 | 0 | 1,065,480 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 12,388 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 637,724 | 50,412,963 | SH | DFND | 1,2 | 0 | 5,475,696 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 31,528 | 16,367,750 | PRN | DFND | 1, 2 | 0 | 16,367,750 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 4,775 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
DYNEGY INC NEW DEL | UNIT 07/01/20191 | 26817R405 | 11,061 | 139,626 | PRN | DFND | 1 | 0 | 139,626 | 0 | |
EP ENERGY CORP | CL A | 268785102 | 265,727 | 112,596,207 | SH | DFND | 2, 3 | 0 | 112,596,207 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 147,533 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 22,392 | 300,000 | SH | Put | DFND | 1 | 0 | 300,000 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 1,690 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
GAMESTOP CORP NEW | CL A | 36467W109 | 8,975 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 4,420 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
ISTAR INC | COM | 45031U101 | 1,397 | 123,660 | SH | DFND | 1 | 0 | 123,660 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 26,178 | 300,000 | SH | Call | DFND | 1 | 0 | 300,000 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 174,520 | 2,000,000 | SH | Put | DFND | 1 | 0 | 2,000,000 | 0 |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 9,960 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
MACERICH CO | COM | 554382101 | 6,568 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
NRG YIELD INC | CL A NEW | 62942X306 | 8,981 | 476,423 | SH | DFND | 1 | 0 | 476,423 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 1,980 | 104,785 | SH | DFND | 1 | 0 | 104,785 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 3,540 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
PARSLEY ENERGY INC | CL A | 701877102 | 321,896 | 10,933,971 | SH | DFND | 3 | 0 | 10,933,970 | 0 | |
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 31,811 | 31,332,000 | PRN | DFND | 1 | 0 | 31,332,000 | 0 | |
PRESIDIO INC | COM | 74102M103 | 1,108,026 | 57,800,000 | SH | DFND | 2 | 0 | 57,800,000 | 0 | |
RELM WIRELESS CORP | COM | 759525108 | 671 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 133,430 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
SAFETY INCOME & GROWTH INC | COM | 78649D104 | 6,305 | 358,232 | SH | DFND | 1 | 0 | 358,232 | 0 | |
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 21,672 | 1,028,552 | SH | DFND | 1 | 0 | 1,028,552 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 661 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 9,541 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 8,587 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 1,758 | 46,440 | SH | DFND | 1 | 0 | 46,440 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 18,925 | 500,000 | SH | Call | DFND | 1 | 0 | 500,000 | 0 |
SUNPOWER CORP | COM | 867652406 | 2,108 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 15,452 | 18,013,000 | PRN | DFND | 1 | 0 | 18,013,000 | 0 | |
TESLA INC | COM | 88160R101 | 2,055 | 6,600 | SH | Put | DFND | 1 | 0 | 6,600 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 9,147 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
TRINITY INDS INC | COM | 896522109 | 3,746 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
UNITI GROUP INC | COM | 91325V108 | 2,668 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
URBAN ONE INC | CL D NON VTG | 91705J204 | 1,000 | 571,328 | SH | DFND | 1 | 0 | 571,328 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 968,690 | 52,876,115 | SH | DFND | 1 | 0 | 52,876,115 | 0 | |
WARRIOR MET COAL INC | COM | 93627C101 | 254,267 | 10,110,015 | SH | DFND | 1 | 0 | 10,110,015 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 10,534 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 45,099 | 43,071,000 | PRN | DFND | 1 | 0 | 43,071,000 | 0 | |
WESTMORELAND COAL CO | COM | 960878106 | 303 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
ATLANTICA YIELD PLC | SHS | G0751N103 | 1,827 | 86,161 | SH | DFND | 1 | 0 | 86,161 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 20,020 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | |
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 1,356,745 | 25,478,782 | SH | DFND | 1,2 | 0 | 25,478,782 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 29,261 | 2,940,762 | SH | DFND | 1 | 0 | 2,940,762 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 72,139 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 |