The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
NXP SEMICONDUCTORS N V | CALL | N6596X109 | 532 | 429 | SH | Call | DFND | 1 | 0 | 429 | 0 |
SILVER SPRING NETWORKS INC | CALL | 82817Q103 | 3 | 516 | SH | Call | DFND | 1 | 0 | 516 | 0 |
STRAIGHT PATH COMMUNICATNS I | CALL | 862578101 | 6,182 | 1,933 | SH | Call | DFND | 1 | 0 | 1,933 | 0 |
AETNA INC | COM | 00817Y108 | 12,589 | 69,789 | SH | DFND | 1 | 0 | 69,789 | 0 | |
AKORN INC | COM | 009728106 | 4,427 | 137,350 | SH | DFND | 1 | 0 | 137,350 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 1,157 | 20,520 | SH | DFND | 1 | 0 | 20,520 | 0 | |
CALPINE CORP | COM | 131347304 | 9,158 | 605,300 | SH | DFND | 1 | 0 | 605,300 | 0 | |
CAVIUM INC | COM | 14964U108 | 379 | 4,524 | SH | DFND | 1 | 0 | 4,524 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 232 | 45,001 | SH | DFND | 1 | 0 | 45,001 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 872 | 22,355 | SH | DFND | 1 | 0 | 22,355 | 0 | |
HRG GROUP INC | COM | 40434J100 | 5,350 | 315,624 | SH | DFND | 1 | 0 | 315,624 | 0 | |
IGNYTA INC | COM | 451731103 | 5,987 | 224,229 | SH | DFND | 1 | 0 | 224,229 | 0 | |
IXYS CORP | COM | 46600W106 | 3,373 | 140,853 | SH | DFND | 1 | 0 | 140,853 | 0 | |
MONSANTO CO | COM | 61166W101 | 23,904 | 204,692 | SH | DFND | 1 | 0 | 204,692 | 0 | |
NEXTDECADE CORP | COM | 65342K105 | 78,359 | 9,418,153 | SH | DFND | 1 | 0 | 9,418,153 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 53,627 | 457,999 | SH | DFND | 1 | 0 | 457,999 | 0 | |
QUALCOMM INC | COM | 747525103 | 24,714 | 386,033 | SH | DFND | 1 | 0 | 386,033 | 0 | |
QUORUM HEALTH CORP | COM | 74909E106 | 5,816 | 931,985 | SH | DFND | 1 | 0 | 931,985 | 0 | |
REGAL ENTMT GROUP | CL A | 758766109 | 19,780 | 859,630 | SH | DFND | 1 | 0 | 859,630 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 25,013 | 184,435 | SH | DFND | 1 | 0 | 184,435 | 0 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 10,418 | 122,023 | SH | DFND | 1 | 0 | 122,023 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 4,142 | 22,783 | SH | DFND | 1 | 0 | 22,783 | 0 | |
T MOBILE US INC | COM | 872590104 | 1,524 | 24,003 | SH | DFND | 1 | 0 | 24,003 | 0 | |
TIME WARNER INC | COM | 887317303 | 17,553 | 191,898 | SH | DFND | 1 | 0 | 191,898 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 27,408 | 645,342 | SH | DFND | 1 | 0 | 645,342 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A COM | 90130A200 | 10,899 | 319,417 | SH | DFND | 1 | 0 | 319,417 | 0 | |
UNITI GROUP INC | CL B | 91325V108 | 2,158 | 121,307 | SH | DFND | 1 | 0 | 121,307 | 0 | |
XERIUM TECHNOLOGIES INC | COM | 98416J118 | 2,274 | 533,825 | SH | DFND | 1 | 0 | 533,825 | 0 | |
DYNEGY INC | W EXP 02/02/2024 | 26817R157 | 32 | 170,511 | SH | DFND | 1 | 0 | 170,511 | 0 | |
NEXTDECADE CORP | W EXP 07/23/2022 | 65342k113 | 65 | 107,500 | SH | DFND | 1 | 0 | 107,500 | 0 | |
NXP SEMICONDUCTORS N V | CALL | N6596X109 | 26 | 21 | SH | Call | DFND | 1 2 | 0 | 21 | 0 |
SILVER SPRING NETWORKS INC | CALL | 82817Q103 | 0 | 26 | SH | Call | DFND | 1 2 | 0 | 26 | 0 |
STRAIGHT PATH COMMUNICATNS I | CALL | 862578101 | 329 | 103 | SH | Call | DFND | 1 2 | 0 | 103 | 0 |
AETNA INC | COM | 00817Y108 | 1,027 | 5,691 | SH | DFND | 1 2 | 0 | 5,691 | 0 | |
AKORN INC | COM | 009728106 | 860 | 26,673 | SH | DFND | 1 2 | 0 | 26,673 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 1,255 | 22,259 | SH | DFND | 1 2 | 0 | 22,259 | 0 | |
CALPINE CORP | COM | 131347304 | 3,219 | 212,731 | SH | DFND | 1 2 | 0 | 212,731 | 0 | |
CAVIUM INC | COM | 14964U108 | 411 | 4,897 | SH | DFND | 1 2 | 0 | 4,897 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 911 | 23,338 | SH | DFND | 1 2 | 0 | 23,338 | 0 | |
HRG GROUP INC | COM | 40434J100 | 393 | 23,168 | SH | DFND | 1 2 | 0 | 23,168 | 0 | |
IGNYTA INC | COM | 451731103 | 802 | 30,053 | SH | DFND | 1 2 | 0 | 30,053 | 0 | |
IXYS CORP | COM | 46600W106 | 623 | 26,013 | SH | DFND | 1 2 | 0 | 26,013 | 0 | |
MONSANTO CO | COM | 61166W101 | 1,602 | 13,718 | SH | DFND | 1 2 | 0 | 13,718 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,051 | 34,595 | SH | DFND | 1 2 | 0 | 34,595 | 0 | |
QUALCOMM INC | COM | 747525103 | 1,581 | 24,699 | SH | DFND | 1 2 | 0 | 24,699 | 0 | |
QUORUM HEALTH CORP | COM | 74909E106 | 329 | 52,754 | SH | DFND | 1 2 | 0 | 52,754 | 0 | |
REGAL ENTMT GROUP | CL A | 758766109 | 1,628 | 70,770 | SH | DFND | 1 2 | 0 | 70,770 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 2,900 | 21,386 | SH | DFND | 1 2 | 0 | 21,386 | 0 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 2,118 | 24,802 | SH | DFND | 1 2 | 0 | 24,802 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 1,265 | 6,959 | SH | DFND | 1 2 | 0 | 6,959 | 0 | |
T MOBILE US INC | COM | 872590104 | 206 | 3,250 | SH | DFND | 1 2 | 0 | 3,250 | 0 | |
TIME WARNER INC | COM | 887317303 | 1,766 | 19,306 | SH | DFND | 1 2 | 0 | 19,306 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 2,475 | 58,274 | SH | DFND | 1 2 | 0 | 58,274 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A COM | 90130A200 | 802 | 23,496 | SH | DFND | 1 2 | 0 | 23,496 | 0 | |
UNITI GROUP INC | CL B | 91325V108 | 109 | 6,116 | SH | DFND | 1 2 | 0 | 6,116 | 0 | |
XERIUM TECHNOLOGIES INC | COM | 98416J118 | 122 | 28,550 | SH | DFND | 1 2 | 0 | 28,550 | 0 | |
DYNEGY INC | W EXP 02/02/2024 | 26817R157 | 2 | 10,071 | SH | DFND | 1 2 | 0 | 10,071 | 0 | |
NXP SEMICONDUCTORS N V | CALL | N6596X109 | 88 | 71 | SH | Call | DFND | 1 2 3 | 0 | 71 | 0 |
SILVER SPRING NETWORKS INC | CALL | 82817Q103 | 0 | 90 | SH | Call | DFND | 1 2 3 | 0 | 90 | 0 |
STRAIGHT PATH COMMUNICATNS I | CALL | 862578101 | 1,072 | 335 | SH | Call | DFND | 1 2 3 | 0 | 335 | 0 |
AETNA INC | COM | 00817Y108 | 5,101 | 28,280 | SH | DFND | 1 2 3 | 0 | 28,280 | 0 | |
AKORN INC | COM | 009728106 | 4,502 | 139,672 | SH | DFND | 1 2 3 | 0 | 139,672 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 6,233 | 110,531 | SH | DFND | 1 2 3 | 0 | 110,531 | 0 | |
CALPINE CORP | COM | 131347304 | 14,559 | 962,239 | SH | DFND | 1 2 3 | 0 | 962,239 | 0 | |
CAVIUM INC | COM | 14964U108 | 1,494 | 17,822 | SH | DFND | 1 2 3 | 0 | 17,822 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 3,157 | 80,899 | SH | DFND | 1 2 3 | 0 | 80,899 | 0 | |
HRG GROUP INC | COM | 40434J100 | 1,915 | 112,974 | SH | DFND | 1 2 3 | 0 | 112,974 | 0 | |
IGNYTA INC | COM | 451731103 | 3,916 | 146,658 | SH | DFND | 1 2 3 | 0 | 146,658 | 0 | |
IXYS CORP | COM | 46600W106 | 2,170 | 90,617 | SH | DFND | 1 2 3 | 0 | 90,617 | 0 | |
MONSANTO CO | COM | 61166W101 | 8,138 | 69,687 | SH | DFND | 1 2 3 | 0 | 69,687 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 23,747 | 202,810 | SH | DFND | 1 2 3 | 0 | 202,810 | 0 | |
QUALCOMM INC | COM | 747525103 | 7,862 | 122,800 | SH | DFND | 1 2 3 | 0 | 122,800 | 0 | |
REGAL ENTMT GROUP | CL A | 758766109 | 8,125 | 353,121 | SH | DFND | 1 2 3 | 0 | 353,121 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 14,608 | 107,711 | SH | DFND | 1 2 3 | 0 | 107,711 | 0 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 10,442 | 122,304 | SH | DFND | 1 2 3 | 0 | 122,304 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 7,491 | 41,209 | SH | DFND | 1 2 3 | 0 | 41,209 | 0 | |
T MOBILE US INC | COM | 872590104 | 785 | 12,361 | SH | DFND | 1 2 3 | 0 | 12,361 | 0 | |
TIME WARNER INC | COM | 887317303 | 9,222 | 100,825 | SH | DFND | 1 2 3 | 0 | 100,825 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 12,080 | 284,430 | SH | DFND | 1 2 3 | 0 | 284,430 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A COM | 90130A200 | 3,999 | 117,218 | SH | DFND | 1 2 3 | 0 | 117,218 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 0 | 0 | SH | DFND | 1 2 3 | 0 | 0 | 0 | |
NXP SEMICONDUCTORS N V | CALL | N6596X109 | 53 | 43 | SH | Call | DFND | 1 2 3 4 | 0 | 43 | 0 |
STRAIGHT PATH COMMUNICATNS I | CALL | 862578101 | 102 | 32 | SH | Call | DFND | 1 2 3 4 | 0 | 32 | 0 |
AETNA INC | COM | 00817Y108 | 5,241 | 29,052 | SH | DFND | 1 2 3 4 | 0 | 29,052 | 0 | |
AKORN INC | COM | 009728106 | 4,169 | 129,358 | SH | DFND | 1 2 3 4 | 0 | 129,358 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 3,397 | 15,868 | SH | DFND | 1 2 3 4 | 0 | 15,868 | 0 | |
CALATLANTIC GROUP INC | COM | 128195104 | 6,438 | 114,169 | SH | DFND | 1 2 3 4 | 0 | 114,169 | 0 | |
CALPINE CORP | COM | 131347304 | 14,707 | 972,043 | SH | DFND | 1 2 3 4 | 0 | 972,043 | 0 | |
CAVIUM INC | COM | 14964U108 | 1,139 | 13,583 | SH | DFND | 1 2 3 4 | 0 | 13,583 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 1,757 | 45,030 | SH | DFND | 1 2 3 4 | 0 | 45,030 | 0 | |
HRG GROUP INC | COM | 40434J100 | 2,006 | 118,348 | SH | DFND | 1 2 3 4 | 0 | 118,348 | 0 | |
IGNYTA INC | COM | 451731103 | 4,102 | 153,631 | SH | DFND | 1 2 3 4 | 0 | 153,631 | 0 | |
IXYS CORP | COM | 46600W106 | 1,365 | 56,974 | SH | DFND | 1 2 3 4 | 0 | 56,974 | 0 | |
MONSANTO CO | COM | 61166W101 | 8,185 | 70,090 | SH | DFND | 1 2 3 4 | 0 | 70,090 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 20,168 | 172,242 | SH | DFND | 1 2 3 4 | 0 | 172,242 | 0 | |
QUALCOMM INC | COM | 747525103 | 8,281 | 129,347 | SH | DFND | 1 2 3 4 | 0 | 129,347 | 0 | |
REGAL ENTMT GROUP | CL A | 758766109 | 8,409 | 365,455 | SH | DFND | 1 2 3 4 | 0 | 365,455 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 8,339 | 61,486 | SH | DFND | 1 2 3 4 | 0 | 61,486 | 0 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 10,685 | 125,151 | SH | DFND | 1 2 3 4 | 0 | 125,151 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 9,892 | 54,413 | SH | DFND | 1 2 3 4 | 0 | 54,413 | 0 | |
T MOBILE US INC | COM | 872590104 | 755 | 11,895 | SH | DFND | 1 2 3 4 | 0 | 11,895 | 0 | |
TIME WARNER INC | COM | 887317303 | 9,432 | 103,116 | SH | DFND | 1 2 3 4 | 0 | 103,116 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 12,918 | 304,168 | SH | DFND | 1 2 3 4 | 0 | 304,168 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A COM | 90130A200 | 4,180 | 122,495 | SH | DFND | 1 2 3 4 | 0 | 122,495 | 0 |