The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 90,195 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 28,505 | 2,641,800 | SH | Put | DFND | 2,641,800 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 5,314 | 492,500 | SH | Call | DFND | 492,500 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 210,595 | 3,014,955 | SH | DFND | 3,014,955 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 32,711 | 468,300 | SH | Call | DFND | 468,300 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 57,128 | 800,000 | SH | Put | DFND | 800,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 7,776 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 20,832 | 535,800 | SH | Put | DFND | 535,800 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 51,984 | 848,300 | SH | Call | DFND | 848,300 | 0 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 62,669 | 935,500 | SH | DFND | 935,500 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 53,729 | 1,116,800 | SH | Put | DFND | 1,116,800 | 0 | 0 | |
CARDCONNECT ORD | COM | 14141X108 | 266 | 17,766 | SH | DFND | 17,766 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 28,565 | 394,000 | SH | Put | DFND | 394,000 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 36,295 | 710,700 | SH | Call | DFND | 710,700 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 56,177 | 1,100,000 | SH | Put | DFND | 1,100,000 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 19,606 | 383,900 | SH | DFND | 383,900 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 195,102 | 2,400,366 | SH | DFND | 2,400,366 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 16,127 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 70,188 | 695,000 | SH | DFND | 695,000 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 19,693 | 195,000 | SH | Call | DFND | 195,000 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 70,289 | 696,000 | SH | Put | DFND | 696,000 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 7,905 | 125,000 | SH | Put | DFND | 125,000 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 4,798 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 9,596 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
FED NATION MOR 8.25 SRS S PRF | COM | 313586752 | 46,401 | 5,272,816 | SH | DFND | 5,272,816 | 0 | 0 | ||
FGL ORD | SHS CL A | G20307107 | 11,077 | 1,100,000 | SH | DFND | 1,100,000 | 0 | 0 | ||
GENERAL MLS INC | COM | 370334104 | 11,858 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 265 | 212,342 | SH | Call | DFND | 212,342 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 6,326 | 637,026 | SH | DFND | 637,026 | 0 | 0 | ||
HRG GROUP INC | COM | 40434J100 | 61,868 | 3,650,000 | SH | DFND | 3,650,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 81,665 | 329,200 | SH | Call | DFND | 329,200 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 4,391 | 452,674 | SH | DFND | 452,674 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 7,825 | 830,288 | SH | DFND | 830,288 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 2,162 | 60,951 | SH | DFND | 60,951 | 0 | 0 | ||
NEW YORK REIT INC | COM | 64976L109 | 8,754 | 2,227,385 | SH | DFND | 2,227,385 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 49,634 | 423,900 | SH | Call | DFND | 423,900 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 27,516 | 235,000 | SH | DFND | 235,000 | 0 | 0 | ||
PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 6,959 | 674,325 | SH | DFND | 674,325 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 55,128 | 600,000 | SH | Put | DFND | 600,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 30,410 | 475,000 | SH | DFND | 475,000 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 5,346 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 48,114 | 450,000 | SH | Put | DFND | 450,000 | 0 | 0 | |
SIGA TECHNOLOGIES ORD | COM | 826917106 | 22,786 | 4,698,095 | SH | DFND | 4,698,095 | 0 | 0 | ||
SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 17,737 | 157,800 | SH | Call | DFND | 157,800 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 10,308 | 1,750,000 | SH | Put | DFND | 1,750,000 | 0 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 37,821 | 208,047 | SH | DFND | 208,047 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 155,499 | 1,700,000 | SH | DFND | 1,700,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 178,659 | 1,953,200 | SH | Call | DFND | 1,953,200 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 8,633 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 36,679 | 375,000 | SH | Put | DFND | 375,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 64,264 | 512,800 | SH | Put | DFND | 512,800 | 0 | 0 |