The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579y101 | 202 | 857 | SH | SOLE | 857 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507v109 | 43,351 | 685,145 | SH | SOLE | 685,145 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 1,244 | 9,731 | SH | SOLE | 9,731 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 499 | 474 | SH | SOLE | 474 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 692 | 661 | SH | SOLE | 661 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,195 | 1,877 | SH | SOLE | 1,877 | 0 | 0 | ||
AMTRUST FINL SVCS INC | COM | 032359309 | 201 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
APOLLO INVT CORP COM | COM | 03761u106 | 85 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 4,659 | 27,531 | SH | SOLE | 27,531 | 0 | 0 | ||
AQUA AMERICA INC | COM | 03836W103 | 525 | 13,371 | SH | SOLE | 13,371 | 0 | 0 | ||
ARES CAP CORP COM | COM | 04010L103 | 589 | 37,483 | SH | SOLE | 37,483 | 0 | 0 | ||
AVIS BUDGET GROUP | COM | 053774105 | 658 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 279 | 9,464 | SH | SOLE | 9,464 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,786 | 6 | SH | SOLE | 6 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 450 | 2,269 | SH | SOLE | 2,269 | 0 | 0 | ||
BIO PATH HOLDINGS INC | COM | 09057N102 | 3 | 15,178 | SH | SOLE | 15,178 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 1,574 | 5,337 | SH | SOLE | 5,337 | 0 | 0 | ||
BROWN FORMAN CORP | CL A | 115637100 | 171,043 | 2,543,772 | SH | SOLE | 2,543,772 | 0 | 0 | ||
BROWN FORMAN CORP | CL B | 115637209 | 11,668 | 169,916 | SH | SOLE | 169,916 | 0 | 0 | ||
CF INDS HLDGS INC | COM | 125269100 | 852 | 20,027 | SH | SOLE | 20,027 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 3,756 | 81,874 | SH | SOLE | 81,874 | 0 | 0 | ||
CONNECTURE INC | COM | 20786J106 | 9 | 57,696 | SH | SOLE | 57,696 | 0 | 0 | ||
ELEVATE CREDIT INC | COM | 28621v101 | 301 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 4,381 | 52,384 | SH | SOLE | 52,384 | 0 | 0 | ||
FACEBOOK INC | COM | 30303M102 | 1,327 | 7,518 | SH | SOLE | 7,518 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 311 | 6,556 | SH | SOLE | 6,556 | 0 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 432 | 4,592 | SH | SOLE | 4,592 | 0 | 0 | ||
GARTNER INC | COM | 366651107 | 3,475 | 28,219 | SH | SOLE | 28,219 | 0 | 0 | ||
GLOBAL SHIP LEASE INC NEW | SHS A | y27183105 | 27 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 319 | 1,685 | SH | SOLE | 1,685 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 23,827 | 96,050 | SH | SOLE | 96,050 | 0 | 0 | ||
ICAD INC | COM NEW | 44934S206 | 55 | 16,086 | SH | SOLE | 16,086 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 543 | 3,542 | SH | SOLE | 3,542 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269c102 | 314 | 26,643 | SH | SOLE | 26,643 | 0 | 0 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 1,982 | 27,487 | SH | SOLE | 27,487 | 0 | 0 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 361 | 3,677 | SH | SOLE | 3,677 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 372 | 2,441 | SH | SOLE | 2,441 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 814 | 4,291 | SH | SOLE | 4,291 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 548 | 3,685 | SH | SOLE | 3,685 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 405 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 4,571 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 5,691 | 412,369 | SH | SOLE | 412,369 | 0 | 0 | ||
MANNKIND CORP | COM NEW | 56400p706 | 61 | 26,504 | SH | SOLE | 26,504 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 209 | 5,073 | SH | SOLE | 5,073 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 441 | 5,154 | SH | SOLE | 5,154 | 0 | 0 | ||
POWERSHARES QQQ TUST | UNIT SER 1 | 73935a104 | 300 | 1,923 | SH | SOLE | 1,923 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110w102 | 646 | 1,873 | SH | SOLE | 1,873 | 0 | 0 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 156 | 12,001 | SH | SOLE | 12,001 | 0 | 0 | ||
NOAH HOLDINGS LTD | SPON ADS CL A | 65487X102 | 419 | 9,050 | SH | SOLE | 9,050 | 0 | 0 | ||
PARKER HANNIFIN CORP | COM | 701094104 | 537 | 2,691 | SH | SOLE | 2,691 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CAPI | COM | 70806A106 | 359 | 26,200 | SH | SOLE | 26,200 | 0 | 0 | ||
PENNANTPARK INVT CORP COM | COM | 708062104 | 237 | 34,268 | SH | SOLE | 34,268 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,158 | 9,656 | SH | SOLE | 9,656 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 3,203 | 34,861 | SH | SOLE | 34,861 | 0 | 0 | ||
PROLOGIS INC | COM | 74340w103 | 279 | 4,320 | SH | SOLE | 4,320 | 0 | 0 | ||
Q2 HLDGS INC | COM | 74736L109 | 369 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 2,234 | 65,571 | SH | SOLE | 65,571 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 2,000 | 36,578 | SH | SOLE | 36,578 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463v107 | 402 | 3,254 | SH | SOLE | 3,254 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 190,395 | 713,466 | SH | SOLE | 713,466 | 0 | 0 | ||
SPDR S&P MDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467y107 | 437 | 1,265 | SH | SOLE | 1,265 | 0 | 0 | ||
THIRD PT REINS LTD | COM | G8827U100 | 733 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TOCAGEN INC | COM | 888846102 | 563 | 54,887 | SH | SOLE | 54,887 | 0 | 0 | ||
UBS GROUP AG | SHS | h42097107 | 639 | 34,745 | SH | SOLE | 34,745 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 536 | 3,460 | SH | SOLE | 3,460 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 231 | 3,900 | SH | SOLE | 3,900 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,979 | 14,908 | SH | SOLE | 14,908 | 0 | 0 | ||
WESTERN ASSET MTG CAP CORP | COM | 95790D105 | 142 | 14,251 | SH | SOLE | 14,251 | 0 | 0 | ||
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 9,348 | 521,080 | SH | SOLE | 521,080 | 0 | 0 | ||
ELLINGTON FINANCIAL LLC | COM | 288522303 | 17,539 | 1,208,757 | SH | SOLE | 1,208,757 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 339 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
GENESIS ENERGY L.P | UNIT LTD PARTN | 371927104 | 402 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 421 | 20,000 | SH | SOLE | 20,000 | 0 | 0 |