The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED ACCELERATOR APPLIC | SPONSORED ADS | 00790T100 | 24,862 | 304,606 | SH | DFND | Omni Partners US LLC | 304,606 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 18,091 | 258,991 | SH | DFND | Omni Partners US LLC | 258,991 | 0 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 13,202 | 73,186 | SH | DFND | Omni Partners US LLC | 73,186 | 0 | 0 | |
| AKORN INC | COM | 009728106 | 11,055 | 343,008 | SH | DFND | Omni Partners US LLC | 343,008 | 0 | 0 | |
| GENERAL CABLE CORP DEL NEW | COM | 369300108 | 9,342 | 315,602 | SH | DFND | Omni Partners US LLC | 315,602 | 0 | 0 | |
| BROADSOFT INC | COM | 11133B409 | 259 | 4,719 | SH | DFND | Omni Partners US LLC | 4,719 | 0 | 0 | |
| CARS COM INC | COM | 14575E105 | 362 | 12,551 | SH | DFND | Omni Partners US LLC | 12,551 | 0 | 0 | |
| CAVIUM INC | COM | 14964U108 | 30,098 | 359,037 | SH | DFND | Omni Partners US LLC | 359,037 | 0 | 0 | |
| CALPINE CORP | COM | 131347304 | 97,969 | 6,475,124 | SH | DFND | Omni Partners US LLC | 6,475,124 | 0 | 0 | |
| CENTURYLINK INC | COM | 156700106 | 343 | 20,556 | SH | DFND | Omni Partners US LLC | 20,556 | 0 | 0 | |
| DYNEGY INC NEW DEL | COM | 26817R108 | 11,879 | 1,002,406 | SH | DFND | Omni Partners US LLC | 1,002,406 | 0 | 0 | |
| EVOLENT HEALTH INC | CL A | 30050B101 | 820 | 66,666 | SH | DFND | Omni Partners US LLC | 66,666 | 0 | 0 | |
| HRG GROUP INC | COM | 40434J100 | 3,877 | 228,712 | SH | DFND | Omni Partners US LLC | 228,712 | 0 | 0 | |
| KENNEDY-WILSON HLDGS INC | COM | 489398107 | 2,136 | 123,129 | SH | DFND | Omni Partners US LLC | 123,129 | 0 | 0 | |
| MONSANTO CO NEW | COM | 61166W101 | 6,396 | 54,768 | SH | DFND | Omni Partners US LLC | 54,768 | 0 | 0 | |
| NEXEO SOLUTIONS INC | W EXP 06/09/202 | 65342H110 | 322 | 500,000 | SH | DFND | Omni Partners US LLC | 500,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | PUT | N6596X959 | 100 | 20,000 | SH | DFND | Omni Partners US LLC | 20,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 324,466 | 2,771,078 | SH | DFND | Omni Partners US LLC | 2,771,078 | 0 | 0 | |
| NXSTAGE MEDICAL INC | COM | 67072V103 | 8,217 | 339,108 | SH | DFND | Omni Partners US LLC | 339,108 | 0 | 0 | |
| QUALCOMM INC | COM | 747525103 | 333 | 5,203 | SH | DFND | Omni Partners US LLC | 5,203 | 0 | 0 | |
| REGAL ENTMT GROUP | CL A | 758766109 | 6,032 | 262,165 | SH | DFND | Omni Partners US LLC | 262,165 | 0 | 0 | |
| TIME INC NEW | COM | 887228104 | 7,053 | 382,274 | SH | DFND | Omni Partners US LLC | 382,274 | 0 | 0 | |
| VERASTEM INC | COM | 92337C104 | 205 | 66,852 | SH | DFND | Omni Partners US LLC | 66,852 | 0 | 0 | |
| WILLSCOT CORP | COM | 971375126 | 2,106 | 165,843 | SH | DFND | Omni Partners US LLC | 165,843 | 0 | 0 | |