The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579Y101 | 3,793 | 18,069 | SH | SOLE | 0 | 0 | 18,069 | ||
Aetna Inc | COM | 00817Y108 | 1,992 | 12,530 | SH | SOLE | 0 | 0 | 12,530 | ||
Alexandria Real | COM | 015271109 | 220 | 1,850 | SH | DFND | 1,850 | 0 | 0 | ||
Allstate Corp | ADR | 020002101 | 2,246 | 24,433 | SH | SOLE | 0 | 0 | 24,433 | ||
American Tower-A | COM | 03027X100 | 342 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 3,524 | 18,903 | SH | SOLE | 0 | 0 | 18,903 | ||
Annaly Capital M | COM | 035710409 | 165 | 13,500 | SH | DFND | 13,500 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 275 | 1,783 | SH | SOLE | 0 | 0 | 1,783 | ||
Artesian Resource Corp | COM | 043113208 | 3,294 | 87,149 | SH | SOLE | 0 | 0 | 87,149 | ||
Astrazeneca-Adr | ADR | 046353108 | 271 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
Avalonbay Commun | COM | 053484101 | 232 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
Bank Of America Corporation | COM | 060505104 | 499 | 19,688 | SH | SOLE | 0 | 0 | 19,688 | ||
Blackrock Intern L Grth & Inc Common | COM | 092524107 | 3,293 | 501,912 | SH | SOLE | 0 | 0 | 501,912 | ||
Blackrock Muniyield Qty Iii | COM | 09254E103 | 1,155 | 80,576 | SH | SOLE | 0 | 0 | 80,576 | ||
Blue Capital Reisurance | COM | G1190F107 | 230 | 14,000 | SH | DFND | 14,000 | 0 | 0 | ||
Bok Financial Corp | COM | 05561Q201 | 334 | 3,751 | SH | SOLE | 0 | 0 | 3,751 | ||
Boston Propertie | COM | 101121101 | 301 | 2,450 | SH | DFND | 2,450 | 0 | 0 | ||
Bp Plc-Adr | ADR | 055622104 | 492 | 12,815 | SH | DFND | 12,815 | 0 | 0 | ||
Briggs & Strattn | COM | 109043109 | 235 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Cemex Sab-Sp Adr | ADR | 151290889 | 261 | 28,775 | SH | DFND | 28,775 | 0 | 0 | ||
Chase Corp | COM | 16150R104 | 6,302 | 56,569 | SH | SOLE | 0 | 0 | 56,569 | ||
Chevron Corp | COM | 166764100 | 294 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
Cimarex Energy Co | COM | 171798101 | 3,297 | 29,005 | SH | SOLE | 0 | 0 | 29,005 | ||
Coca-Cola Co | COM | 191216100 | 362 | 8,052 | SH | SOLE | 0 | 0 | 8,052 | ||
Compania Cervecerias -Adr | ADR | 204429104 | 388 | 14,401 | SH | DFND | 14,401 | 0 | 0 | ||
Consumer Discret Sel Sect Spdr ETF | COM | 81369Y407 | 3,726 | 41,358 | SH | SOLE | 0 | 0 | 41,358 | ||
Consumer Staples Select Sector Spdr ETF | COM | 81369Y308 | 3,451 | 63,940 | SH | SOLE | 0 | 0 | 63,940 | ||
Covanta Holding Corp | COM | 22282E102 | 2,365 | 159,226 | SH | SOLE | 0 | 0 | 159,226 | ||
Csx Corp | COM | 126408103 | 3,814 | 70,292 | SH | SOLE | 0 | 0 | 70,292 | ||
Cvs Health Corp | COM | 126650100 | 1,301 | 15,993 | SH | SOLE | 0 | 0 | 15,993 | ||
Dentsply Sirona Inc | COM | 24906P109 | 299 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Diageo Plc-Adr | ADR | 25243Q205 | 370 | 2,800 | SH | DFND | 2,800 | 0 | 0 | ||
Eastgroup Prop | COM | 277276101 | 264 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
Energy Select Sector Spdr ETF | COM | 81369Y506 | 3,070 | 44,824 | SH | SOLE | 0 | 0 | 44,824 | ||
Enterprise Products Partners Lp | COM | 293792107 | 1,964 | 75,325 | SH | SOLE | 0 | 0 | 75,325 | ||
Essex Property | COM | 297178105 | 229 | 900 | SH | DFND | 900 | 0 | 0 | ||
Everest Re Group Ltd | COM | G3223R108 | 2,842 | 12,444 | SH | SOLE | 0 | 0 | 12,444 | ||
Extra Space Stor | COM | 30225T102 | 408 | 5,100 | SH | DFND | 5,100 | 0 | 0 | ||
Exxon Mobil Corporation | COM | 30231G102 | 2,396 | 29,224 | SH | SOLE | 0 | 0 | 29,224 | ||
First Financial Bankshares Inc | ADR | 32020R109 | 218 | 4,828 | SH | SOLE | 0 | 0 | 4,828 | ||
Flowers Foods Inc | COM | 343498101 | 1,478 | 78,595 | SH | SOLE | 0 | 0 | 78,595 | ||
Glaxosmithkl-Adr | ADR | 37733W105 | 264 | 6,500 | SH | DFND | 6,500 | 0 | 0 | ||
Global X Msci Nigeria ETF | ADR | 37954Y665 | 235 | 11,100 | SH | DFND | 11,100 | 0 | 0 | ||
Goldman Sachs Activebeta Intl Eq ETF | COM | 381430107 | 4,440 | 153,040 | SH | SOLE | 0 | 0 | 153,040 | ||
Group 1 Automoti | COM | 398905109 | 290 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Grupo Aeroportuario - Adr | ADR | 40051E202 | 248 | 1,300 | SH | DFND | 1,300 | 0 | 0 | ||
Grupo Televisa - Adr | ADR | 40049J206 | 370 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
Guggenheim Bulletshrs 2022 Corp Bd ETF | COM | 18383M258 | 958 | 44,736 | SH | SOLE | 0 | 0 | 44,736 | ||
Guggenheim Bulletshrs2018 Corp Bd ETF | COM | 18383M530 | 580 | 27,353 | SH | SOLE | 0 | 0 | 27,353 | ||
Guggenheim Bulletshrs2018 Hy Corpbd ETF | COM | 18383M381 | 4,982 | 196,677 | SH | SOLE | 0 | 0 | 196,677 | ||
Guggenheim Bulletshrs2019 Corp Bd ETF | COM | 18383M522 | 4,107 | 193,257 | SH | SOLE | 0 | 0 | 193,257 | ||
Guggenheim Bulletshrs2020 Corp Bd ETF | ADR | 18383M514 | 4,468 | 207,709 | SH | SOLE | 0 | 0 | 207,709 | ||
Guggenheim Bulletshrs2021 Corp Bd ETF | COM | 18383M266 | 4,089 | 191,420 | SH | SOLE | 0 | 0 | 191,420 | ||
Guggenheim China | COM | 18383Q861 | 252 | 8,500 | SH | DFND | 8,500 | 0 | 0 | ||
Guggenheim S&P 500 Eq Weight Hc ETF | COM | 78355W841 | 4,166 | 23,776 | SH | SOLE | 0 | 0 | 23,776 | ||
Guggenheim S&P 500 Equal Weight ETF | COM | 78355W106 | 2,448 | 25,622 | SH | SOLE | 0 | 0 | 25,622 | ||
Guggenheim S&P Global Water Index ETF | COM | 18383Q507 | 1,934 | 56,199 | SH | SOLE | 0 | 0 | 56,199 | ||
Halliburton Co | COM | 406216101 | 276 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
Hdfc Bank Ltd - Adr | ADR | 40415F101 | 385 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Ingles Markets Inc | COM | 457030104 | 2,280 | 88,727 | SH | SOLE | 0 | 0 | 88,727 | ||
Inseego Corp | COM | 149123101 | 18 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
Intercontinental Hotels | COM | 45857P707 | 228 | 4,319 | SH | DFND | 4,319 | 0 | 0 | ||
International Business Machines Corp | COM | 459200101 | 206 | 1,417 | SH | SOLE | 0 | 0 | 1,417 | ||
Invesco Muni Opps. Trust Common | COM | 46132C107 | 1,168 | 89,772 | SH | SOLE | 0 | 0 | 89,772 | ||
Ishares 0-5 Year High Yield Corp Bd | ADR | 46434V407 | 2,298 | 48,040 | SH | SOLE | 0 | 0 | 48,040 | ||
Ishares Cali Amt-Free Muni Bond | ADR | 464288356 | 490 | 4,138 | SH | SOLE | 0 | 0 | 4,138 | ||
Ishares Cohen & Steers Reit | ADR | 464287564 | 3,256 | 32,354 | SH | SOLE | 0 | 0 | 32,354 | ||
Ishares Core S&P Mid-Cap | COM | 464287507 | 3,898 | 21,788 | SH | SOLE | 0 | 0 | 21,788 | ||
Ishares Core Us Aggregate Bond | COM | 464287226 | 598 | 5,460 | SH | SOLE | 0 | 0 | 5,460 | ||
Ishares Floating Rate Bond | COM | 46429B655 | 5,035 | 98,839 | SH | SOLE | 0 | 0 | 98,839 | ||
Ishares Global Healthcare | COM | 464287325 | 3,387 | 30,115 | SH | SOLE | 0 | 0 | 30,115 | ||
Ishares Iboxx $ Invst Grade Crp Bond | COM | 464287242 | 495 | 4,081 | SH | SOLE | 0 | 0 | 4,081 | ||
Ishares Mbs | COM | 464288588 | 429 | 4,003 | SH | SOLE | 0 | 0 | 4,003 | ||
Ishares Msci Eafe | COM | 464287465 | 2,169 | 31,674 | SH | SOLE | 0 | 0 | 31,674 | ||
Ishares Msci Eafe Small-Cap | COM | 464288273 | 4,140 | 66,775 | SH | SOLE | 0 | 0 | 66,775 | ||
Ishares Msci Emu | ADR | 464286608 | 3,608 | 83,278 | SH | SOLE | 0 | 0 | 83,278 | ||
Ishares National Amt-Free Muni Bond | COM | 464288414 | 1,300 | 11,726 | SH | SOLE | 0 | 0 | 11,726 | ||
Ishares Russell 1000 | COM | 464287622 | 1,525 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
Ishares Russell 2000 | COM | 464287655 | 1,521 | 10,266 | SH | SOLE | 0 | 0 | 10,266 | ||
Ishares Russell Mid-Cap | COM | 464287499 | 1,515 | 7,682 | SH | SOLE | 0 | 0 | 7,682 | ||
Ishares Select Dividend | COM | 464287168 | 3,389 | 36,187 | SH | SOLE | 0 | 0 | 36,187 | ||
Ishares Short-Term National Muni Bond | COM | 464288158 | 654 | 6,170 | SH | SOLE | 0 | 0 | 6,170 | ||
James Hardie Ind Plc Adr | ADR | 47030M106 | 352 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
Jh Financial Opportunities Common | ADR | 409735206 | 3,977 | 106,745 | SH | SOLE | 0 | 0 | 106,745 | ||
Jhancock Multifactor Large Cap ETF | COM | 47804J107 | 533 | 16,240 | SH | SOLE | 0 | 0 | 16,240 | ||
Johnson & Johnson | COM | 478160104 | 2,604 | 20,028 | SH | SOLE | 0 | 0 | 20,028 | ||
Kvh Industries | COM | 482738101 | 359 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Lennox Intl Inc | COM | 526107107 | 304 | 1,700 | SH | DFND | 1,700 | 0 | 0 | ||
Lifepoint Hospit | COM | 53219L109 | 290 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Lowe S Companies Inc | COM | 548661107 | 2,038 | 25,500 | SH | SOLE | 0 | 0 | 25,500 | ||
Lowe'S Cos Inc | COM | 548661107 | 208 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
Luby'S Inc | COM | 549282101 | 87 | 32,994 | SH | DFND | 32,994 | 0 | 0 | ||
Maiden Holdings Ltd | COM | G5753U112 | 159 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Market Vectors Africa | COM | 92189F866 | 240 | 10,340 | SH | DFND | 10,340 | 0 | 0 | ||
Metlife Inc | COM | 59156R108 | 1,853 | 35,678 | SH | SOLE | 0 | 0 | 35,678 | ||
Miller Ind Inc/Tenn | COM | 600551204 | 503 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
National Western Life Insurance | ADR | 638517102 | 3,872 | 11,095 | SH | SOLE | 0 | 0 | 11,095 | ||
Netapp Inc | COM | 64110D104 | 394 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
Nice Systems-Adr | ADR | 653656108 | 447 | 5,500 | SH | DFND | 5,500 | 0 | 0 | ||
Norfolk Southern | COM | 655844108 | 463 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
Northwestern Corp | ADR | 668074305 | 2,257 | 39,635 | SH | SOLE | 0 | 0 | 39,635 | ||
Novartis Ag | COM | 66987V109 | 2,107 | 24,547 | SH | SOLE | 0 | 0 | 24,547 | ||
Nuveen Intermediate Duration Muni Term | ADR | 670671106 | 1,603 | 119,802 | SH | SOLE | 0 | 0 | 119,802 | ||
Old Republic International Corp | COM | 680223104 | 1,369 | 69,548 | SH | SOLE | 0 | 0 | 69,548 | ||
Pearson Plc | COM | 705015105 | 163 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Phillips 66 Com | COM | 718546104 | 1,516 | 16,550 | SH | SOLE | 0 | 0 | 16,550 | ||
Pilgrim'S Pride Corp | COM | 72147K108 | 244 | 8,600 | SH | DFND | 8,600 | 0 | 0 | ||
Pimco Enhanced Short Maturity ETF | COM | 72201R833 | 5,178 | 50,860 | SH | SOLE | 0 | 0 | 50,860 | ||
Powershares International Corp Bd ETF | COM | 73936Q835 | 4,200 | 155,290 | SH | SOLE | 0 | 0 | 155,290 | ||
Procter & Gamble | COM | 742718109 | 318 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
Pub Serv Enterp | COM | 744573106 | 370 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 255 | 4,919 | SH | SOLE | 0 | 0 | 4,919 | ||
Regions Financial Corp | COM | 7591EP100 | 274 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
Rgc Resources | COM | 74955L103 | 1,012 | 35,415 | SH | SOLE | 0 | 0 | 35,415 | ||
Royce Micro Cap Trust Common | COM | 780915104 | 3,204 | 341,561 | SH | SOLE | 0 | 0 | 341,561 | ||
Royce Value Trust Common | COM | 780910105 | 225 | 14,224 | SH | SOLE | 0 | 0 | 14,224 | ||
Sba Communications Corp | COM | 78410G104 | 288 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Schwab Emerging Markets Equity ETF | COM | 808524706 | 307 | 11,423 | SH | SOLE | 0 | 0 | 11,423 | ||
Schwab International Equity ETF | COM | 808524805 | 1,269 | 37,903 | SH | SOLE | 0 | 0 | 37,903 | ||
Schwab Us Aggregate Bond ETF | COM | 808524839 | 2,531 | 48,339 | SH | SOLE | 0 | 0 | 48,339 | ||
Schwab Us Mid-Cap ETF | COM | 808524508 | 1,383 | 27,602 | SH | SOLE | 0 | 0 | 27,602 | ||
Schwab Us Small-Cap ETF | COM | 808524607 | 1,381 | 20,506 | SH | SOLE | 0 | 0 | 20,506 | ||
Skyworks Solutio | COM | 83088M102 | 408 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Sl Green Realty | COM | 78440X101 | 276 | 2,720 | SH | DFND | 2,720 | 0 | 0 | ||
Spdr Barclays Short Term Corp Bd ETF | COM | 78464A474 | 5,193 | 169,325 | SH | SOLE | 0 | 0 | 169,325 | ||
Spdr S&P Midcap 400 ETF | COM | 78467Y107 | 464 | 1,423 | SH | SOLE | 0 | 0 | 1,423 | ||
Stryker Corporation | COM | 863667101 | 2,529 | 17,804 | SH | SOLE | 0 | 0 | 17,804 | ||
Teva Pharm-Adr | ADR | 881624209 | 282 | 16,000 | SH | DFND | 16,000 | 0 | 0 | ||
Texas Instruments Inc | COM | 882508104 | 224 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
Thermo Fisher | COM | 883556102 | 378 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Twenty-First Century Fox Inc | COM | 90130A101 | 364 | 13,788 | SH | SOLE | 0 | 0 | 13,788 | ||
Tyson Foods Inc | COM | 902494103 | 1,534 | 21,776 | SH | SOLE | 0 | 0 | 21,776 | ||
Udr Inc | COM | 902653104 | 378 | 9,951 | SH | SOLE | 0 | 0 | 9,951 | ||
Unilever Nv-Nys | COM | 904784709 | 531 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
United Therapeut | COM | 91307C102 | 322 | 2,750 | SH | DFND | 2,750 | 0 | 0 | ||
Valmont Industries Inc | COM | 920253101 | 3,792 | 23,987 | SH | SOLE | 0 | 0 | 23,987 | ||
Vanguard Ftse Developed Markets ETF | COM | 921943858 | 4,749 | 109,398 | SH | SOLE | 0 | 0 | 109,398 | ||
Vanguard Ftse Emerging Markets ETF | COM | 922042858 | 220 | 5,049 | SH | SOLE | 0 | 0 | 5,049 | ||
Vanguard Information Technology ETF | COM | 92204A702 | 7,155 | 47,074 | SH | SOLE | 0 | 0 | 47,074 | ||
Vanguard S&P 500 ETF | COM | 922908363 | 279 | 1,210 | SH | SOLE | 0 | 0 | 1,210 | ||
Vanguard Total Bond Market ETF | COM | 921937835 | 368 | 4,490 | SH | SOLE | 0 | 0 | 4,490 | ||
Verizon Communications Inc | COM | 92343V104 | 2,183 | 44,111 | SH | SOLE | 0 | 0 | 44,111 | ||
Voya Asia Pacific High Dividend Eq Inc | COM | 92912J102 | 1,673 | 156,238 | SH | SOLE | 0 | 0 | 156,238 | ||
Voya Financial Inc | COM | 929089100 | 2,117 | 53,080 | SH | SOLE | 0 | 0 | 53,080 | ||
Vulcan Materials | COM | 929160109 | 215 | 1,800 | SH | DFND | 1,800 | 0 | 0 | ||
Wells Fargo & Co | COM | 949746101 | 450 | 8,161 | SH | DFND | 8,161 | 0 | 0 | ||
Western Asset Glb Corp Def Opp Common | COM | 95790C107 | 4,689 | 257,202 | SH | SOLE | 0 | 0 | 257,202 | ||
Western Asset High Income Opp | COM | 95766K109 | 4,771 | 930,091 | SH | SOLE | 0 | 0 | 930,091 | ||
Wgl Holdings Inc | COM | 92924F106 | 4,195 | 49,818 | SH | SOLE | 0 | 0 | 49,818 | ||
Williams Companies Inc | COM | 969457100 | 1,474 | 49,110 | SH | SOLE | 0 | 0 | 49,110 | ||
Wp Carey Inc | COM | 92936U109 | 301 | 4,470 | SH | DFND | 4,470 | 0 | 0 | ||
Wpx Energy Inc | COM | 98212B103 | 264 | 22,944 | SH | SOLE | 0 | 0 | 22,944 |