The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 12,579 | 3,699,848 | SH | DFND | 1 | 3,699,848 | 0 | 0 | |
BIOTIME INC | COM | 09066L105 | 77,473 | 27,279,254 | SH | DFND | 1 | 27,279,254 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 62,236 | 420,000 | SH | DFND | 1 | 420,000 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 265,057 | 4,797,408 | SH | DFND | 1 | 4,797,408 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 24,097 | 644,822 | SH | DFND | 1 | 644,822 | 0 | 0 | |
ONCOCYTE CORPORATION | COM | 68235C107 | 27,155 | 3,596,680 | SH | DFND | 1 | 3,596,680 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 135,147 | 10,855,179 | SH | DFND | 1 | 10,855,179 | 0 | 0 |