The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Co COM 88579Y101 160 760 SH   SOLE   760 0 0
ABB Ltd SPONSORED ADR 000375204 8 340 SH   SOLE   340 0 0
Aberdeen Chile Fund Inc COM 00301W105 91 10,859 SH   SOLE   10,859 0 0
Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc COM 00301T102 251 17,980 SH   SOLE   17,980 0 0
Aberdeen Greater China Fund Inc COM 003031101 23 2,000 SH   SOLE   2,000 0 0
Aberdeen Israel Fund Inc COM 00301L109 73 3,550 SH   SOLE   3,550 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 2,560 293,968 SH   OTR 1 201,575 92,393 0
Aberdeen Latin American Equity Fund Inc COM 00306K106 605 22,110 SH   OTR 1 4,000 18,110 0
Aberdeen Singapore Fund Inc COM 003244100 99 8,525 SH   SOLE   8,525 0 0
Adams Diversified Equity Fund Inc COM 006212104 7,484 492,075 SH   OTR 1 410,084 81,991 0
Adams Natural Resources Fund Inc COM 00548F105 2,356 119,891 SH   OTR 1 15,683 104,208 0
Advent Claymore Convertible Securities and Income Fund II COM 007639107 47 7,516 SH   SOLE   7,516 0 0
Advent/Claymore Enhanced Growth & Income Fund COM 00765E104 182 21,133 SH   SOLE   21,133 0 0
Alexion Pharmaceuticals Inc COM 015351109 12 88 SH   SOLE   88 0 0
Allegion PLC ORD SHS G0176J109 11 126 SH   SOLE   126 0 0
Alliance California Municipal Income Fund Inc COM 018546101 246 17,781 SH   SOLE   17,781 0 0
AllianceBernstein Global High Income Fund Inc COM 01879R106 41 3,140 SH   SOLE   3,140 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 216 15,462 SH   SOLE   15,462 0 0
AllianzGI Equity & Convertible Income Fund COM 018829101 41 2,000 SH   SOLE   2,000 0 0
AllianzGI NFJ Dividend Interest & Premium Strategy Fund COM 01883A107 1,498 111,788 SH   OTR 1 80 111,708 0
Alpine Global Dynamic Dividend Fund COM NEW 02082E205 2,997 282,457 SH   OTR 1 175,598 106,859 0
Alpine Total Dynamic Dividend Fund COM SH BEN INT N 021060207 6,455 717,254 SH   OTR 1 499,023 218,231 0
Altaba Inc COM 021346101 110 1,658 SH   SOLE   1,658 0 0
America Movil SAB de CV SPON ADR L SHS 02364W105 793 44,690 SH   SOLE   44,690 0 0
American Electric Power Co Inc COM 025537101 7 99 SH   SOLE   99 0 0
American Express Co COM 025816109 72 796 SH   SOLE   796 0 0
Amgen Inc COM 031162100 131 700 SH   SOLE   700 0 0
Apollo Tactical Income Fund Inc COM 037638103 401 24,766 SH   SOLE   24,766 0 0
Apple Inc COM 037833100 116 753 SH   SOLE   753 0 0
Ares Dynamic Credit Allocation Fund Inc COM 04014F102 175 10,696 SH   SOLE   10,696 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 59 5,000 SH   SOLE   5,000 0 0
Asia Tigers Fund Inc COM 04516T105 25 2,000 SH   SOLE   2,000 0 0
ASML Holding NV N Y REGISRTY SHS N07059210 27 159 SH   SOLE   159 0 0
ATN International Inc COM 00215F107 632 11,988 SH   SOLE   11,988 0 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 1,719 221,569 SH   SOLE   221,569 0 0
Baidu Inc SPON ADR REP A 056752108 12 47 SH   SOLE   47 0 0
Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 36 4,091 SH   SOLE   4,091 0 0
Bancolombia SA SPON ADR PREF 05968L102 906 19,780 SH   SOLE   19,780 0 0
Bancroft Fund Ltd COM 059695106 38 1,746 SH   SOLE   1,746 0 0
BHP Billiton Ltd SPONSORED ADR 088606108 10 248 SH   SOLE   248 0 0
BioMarin Pharmaceutical Inc COM 09061G101 37 400 SH   SOLE   400 0 0
BlackRock Credit Allocation Income Trust COM 092508100 1,312 96,695 SH   OTR 1 34,191 62,504 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 13 1,389 SH   SOLE   1,389 0 0
BlackRock Limited Duration Income Trust COM SHS 09249W101 4 250 SH   SOLE   250 0 0
BlackRock Multi-Sector Income Trust COM 09258A107 167 8,946 SH   SOLE   8,946 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 108 7,590 SH   SOLE   7,590 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 232 10,231 SH   SOLE   10,231 0 0
BlackRock Resources & Commodities Strategy Trust SHS 09257A108 126 14,156 SH   SOLE   14,156 0 0
BlackRock Science & Technology Trust SHS 09258G104 13,480 551,798 SH   OTR 1 428,497 123,301 0
Blackstone / GSO Strategic Credit Fund COM SHS BEN IN 09257R101 163 10,181 SH   SOLE   10,181 0 0
Boulder Growth & Income Fund Inc COM 101507101 15,106 1,480,991 SH   OTR 1 1,177,889 303,102 0
Bristol-Myers Squibb Co COM 110122108 108 1,700 SH   SOLE   1,700 0 0
British American Tobacco PLC SPONSORED ADR 110448107 10 156 SH   SOLE   156 0 0
Brookfield Real Assets Income Fund Inc SHS BEN INT 112830104 116 4,855 SH   SOLE   4,855 0 0
BT Group PLC ADR 05577E101 35 1,843 SH   SOLE   1,843 0 0
Canadian Natural Resources Ltd COM 136385101 10 286 SH   SOLE   286 0 0
Carnival Corp UNIT 99/99/9999 143658300 1,679 26,000 SH   SOLE   26,000 0 0
Caterpillar Inc COM 149123101 89 713 SH   SOLE   713 0 0
Celgene Corp COM 151020104 117 800 SH   SOLE   800 0 0
Cemex SAB de CV SPON ADR NEW 151290889 2,457 270,645 SH   SOLE   270,645 0 0
Central and Eastern European Fund Inc COM 153436100 44 1,779 SH   SOLE   1,779 0 0
Central Fund of Canada Ltd CL A 153501101 101 8,000 SH   SOLE   8,000 0 0
Central Securities Corp COM 155123102 10,485 405,624 SH   OTR 1 282,276 123,348 0
Chevron Corp COM 166764100 85 727 SH   SOLE   727 0 0
China Petroleum & Chemical Corp SPON ADR H SHS 16941R108 8 110 SH   SOLE   110 0 0
Chubb Ltd COM H1467J104 10 68 SH   SOLE   68 0 0
Cisco Systems Inc COM 17275R102 24 716 SH   SOLE   716 0 0
ClearBridge American Energy MLP Fund Inc COM 184691103 235 27,406 SH   SOLE   27,406 0 0
Clough Global Opportunities Fund SH BEN INT 18914E106 3 300 SH   SOLE   300 0 0
Coca-Cola European Partners PLC SHS G25839104 9 207 SH   SOLE   207 0 0
Cohen & Steers Infrastructure Fund Inc COM 19248A109 60 2,602 SH   SOLE   2,602 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund Inc COM SHS 19249B106 1,113 106,671 SH   OTR 1 76,817 29,854 0
Consolidated Water Co Ltd ORD G23773107 1,658 129,538 SH   SOLE   129,538 0 0
Copa Holdings SA CL A P31076105 3,272 26,273 SH   SOLE   26,273 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 22 1,506 SH   SOLE   1,506 0 0
Credit Suisse Group AG SPONSORED ADR 225401108 9 563 SH   SOLE   563 0 0
Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 6 108 SH   SOLE   108 0 0
Delaware Enhanced Global Dividend & Income Fund COM 246060107 435 36,655 SH   OTR 1 17,783 18,872 0
Delaware Investments Dividend & Income Fund Inc COM 245915103 14 1,278 SH   SOLE   1,278 0 0
Deutsche Multi-Market Income Trust SHS 25160E102 43 4,751 SH   SOLE   4,751 0 0
Deutsche Strategic Income Trust SHS 25160F109 5 400 SH   SOLE   400 0 0
Diageo PLC SPON ADR NEW 25243Q205 45 338 SH   SOLE   338 0 0
Dominion Energy Inc COM 25746U109 7 95 SH   SOLE   95 0 0
DoubleLine Income Solutions Fund COM 258622109 52 2,462 SH   SOLE   2,462 0 0
DowDuPont Inc COM 26078J100 70 1,018 SH   SOLE   1,018 0 0
Dreyfus Municipal Bond Infrastructure Fund Inc SHS 26203D101 77 5,776 SH   SOLE   5,776 0 0
DTF Tax-Free Income Inc COM 23334J107 186 13,000 SH   SOLE   13,000 0 0
Eagle Point Credit Co Inc COM 269808101 64 3,109 SH   SOLE   3,109 0 0
Eaton Vance California Municipal Bond Fund II COM 27828C106 122 10,109 SH   SOLE   10,109 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 339 27,156 SH   SOLE   27,156 0 0
Eaton Vance Enhanced Equity Income Fund COM 278274105 4 250 SH   SOLE   250 0 0
Eaton Vance New York Municipal Bond Fund II COM 27828T109 179 15,000 SH   SOLE   15,000 0 0
Eli Lilly & Co COM 532457108 51 600 SH   SOLE   600 0 0
Empire State Realty Trust Inc CL A 292104106 696 33,894 SH   SOLE   33,894 0 0
Equus Total Return Inc COM 294766100 131 53,796 SH   SOLE   53,796 0 0
Era Group Inc COM 26885G109 241 21,515 SH   SOLE   21,515 0 0
EVERTEC Inc COM 30040P103 375 23,643 SH   SOLE   23,643 0 0
Exxon Mobil Corp COM 30231G102 65 789 SH   SOLE   789 0 0
First BanCorp/Puerto Rico COM NEW 318672706 1,899 370,875 SH   SOLE   370,875 0 0
First Trust Aberdeen Global Opportunity Income Fund COM SHS 337319107 40 3,396 SH   SOLE   3,396 0 0
First Trust Dynamic Europe Equity Income Fund COM SHS 33740D107 1,119 58,226 SH   OTR 1 40,772 17,454 0
First Trust Energy Infrastructure Fund COM 33738C103 858 45,736 SH   SOLE   45,736 0 0
First Trust High Income Long/Short Fund COM 33738E109 205 12,018 SH   SOLE   12,018 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 36 2,536 SH   SOLE   2,536 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,396 14,610 SH   SOLE   14,610 0 0
Fresh Del Monte Produce Inc ORD G36738105 1,409 31,000 SH   SOLE   31,000 0 0
Gabelli Equity Trust Inc COM 362397101 28 4,404 SH   SOLE   4,404 0 0
General American Investors Co Inc COM 368802104 5,336 148,150 SH   OTR 1 115,514 32,636 0
General Electric Co COM 369604103 22 905 SH   SOLE   905 0 0
Gildan Activewear Inc COM 375916103 6 193 SH   SOLE   193 0 0
Gilead Sciences Inc COM 375558103 162 2,000 SH   SOLE   2,000 0 0
Goldman Sachs MLP Income Opportunities Fund COM SHS 38147W103 14 1,451 SH   SOLE   1,451 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 401 2,100 SH   SOLE   2,100 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 701 28,400 SH   SOLE   28,400 0 0
Guggenheim Enhanced Equity Income Fund COM 40167B100 27 3,191 SH   SOLE   3,191 0 0
GW Pharmaceuticals PLC ADS 36197T103 6 63 SH   SOLE   63 0 0
Home BancShares Inc COM 436893200 717 28,416 SH   SOLE   28,416 0 0
ICICI Bank Ltd ADR 45104G104 36 4,225 SH   SOLE   4,225 0 0
Incyte Corp COM 45337C102 28 242 SH   SOLE   242 0 0
ING Groep NV SPONSORED ADR 456837103 8 442 SH   SOLE   442 0 0
Ingersoll-Rand PLC SHS G47791101 8 91 SH   SOLE   91 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 95 15,000 SH   SOLE   15,000 0 0
Intel Corp COM 458140100 33 854 SH   SOLE   854 0 0
International Business Machines Corp COM 459200101 112 774 SH   SOLE   774 0 0
iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 200 600 SH   SOLE   600 0 0
iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 503 10,000 SH   SOLE   10,000 0 0
iShares TIPS Bond ETF TIPS BD ETF 464287176 47 410 SH   SOLE   410 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 476 2,850 SH   SOLE   2,850 0 0
Itau Unibanco Holding SA SPON ADR REP PFD 465562106 21 1,498 SH   SOLE   1,498 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 2,177 173,496 SH   OTR 1 75,568 97,928 0
Johnson & Johnson COM 478160104 100 772 SH   SOLE   772 0 0
JPMorgan Chase & Co COM 46625H100 79 824 SH   SOLE   824 0 0
Karyopharm Therapeutics Inc COM 48576U106 53 4,868 SH   SOLE   4,868 0 0
Kayne Anderson Midstream/Energy Fund Inc COM 48661E108 1,573 106,994 SH   OTR 1 41,788 65,206 0
Koninklijke Philips NV NY REG SH NEW 500472303 17 407 SH   SOLE   407 0 0
Ladenburg Thalmann Financial Services Inc COM 50575Q102 29 10,000 SH   SOLE   10,000 0 0
Legg Mason BW Global Income Opportunities Fund Inc COM 52469B100 52 3,864 SH   SOLE   3,864 0 0
Lennar Corp CL A 526057104 2,614 49,500 SH   SOLE   49,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 6,396 1,060,726 SH   OTR 1 843,091 217,635 0
Liberty All Star Growth Fund Inc COM 529900102 269 51,462 SH   SOLE   51,462 0 0
LivaNova PLC SHS G5509L101 584 8,330 SH   SOLE   8,330 0 0
LMP Capital and Income Fund Inc COM 50208A102 114 7,833 SH   SOLE   7,833 0 0
Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 392 14,903 SH   SOLE   14,903 0 0
Manning & Napier Inc CL A 56382Q102 24 6,000 SH   SOLE   6,000 0 0
Manulife Financial Corp COM 56501R106 8 399 SH   SOLE   399 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,089 8,745 SH   SOLE   8,745 0 0
Martin Marietta Materials Inc COM 573284106 619 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 4,747 102,297 SH   SOLE   102,297 0 0
Mastercard Inc CL A 57636Q104 13 92 SH   SOLE   92 0 0
McDonald's Corp COM 580135101 122 781 SH   SOLE   781 0 0
Melco Resorts & Entertainment Ltd ADR 585464100 6 269 SH   SOLE   269 0 0
Merck & Co Inc COM 58933Y105 174 2,712 SH   SOLE   2,712 0 0
MetLife Inc COM 59156R108 5 105 SH   SOLE   105 0 0
MFS Charter Income Trust SH BEN INT 552727109 27 3,057 SH   SOLE   3,057 0 0
Microsoft Corp COM 594918104 61 816 SH   SOLE   816 0 0
Mitsubishi UFJ Financial Group Inc SPONSORED ADR 606822104 10 1,557 SH   SOLE   1,557 0 0
Morgan Stanley Asia-Pacific Fund Inc COM 61744U106 146 8,485 SH   SOLE   8,485 0 0
Morgan Stanley Emerging Markets Fund Inc COM 61744G107 12 716 SH   SOLE   716 0 0
Morgan Stanley Income Securities Inc INCOME SECS INC 61745P874 28 1,555 SH   SOLE   1,555 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 126 3,674 SH   SOLE   3,674 0 0
MVC Capital Inc COM 553829102 13 1,300 SH   SOLE   1,300 0 0
NetEase Inc SPONSORED ADR 64110W102 24 90 SH   SOLE   90 0 0
Neuberger Berman High Yield Strategies Fund Inc COM 64128C106 56 4,579 SH   SOLE   4,579 0 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 1,271 133,755 SH   SOLE   133,755 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 20,270 879,410 SH   OTR 1 655,075 224,335 0
NextEra Energy Inc COM 65339F101 1,181 8,056 SH   SOLE   8,056 0 0
NIKE Inc CL B 654106103 36 696 SH   SOLE   696 0 0
Norfolk Southern Corp COM 655844108 255 1,928 SH   SOLE   1,928 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 2,537 46,944 SH   SOLE   46,944 0 0
Novartis AG SPONSORED ADR 66987V109 43 500 SH   SOLE   500 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 91 6,553 SH   SOLE   6,553 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 61 3,935 SH   SOLE   3,935 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 1,595 187,872 SH   SOLE   187,872 0 0
Nuveen Global High Income Fund SHS 67075G103 315 18,130 SH   SOLE   18,130 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 546 71,936 SH   SOLE   71,936 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 33 1,502 SH   SOLE   1,502 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 136 9,940 SH   SOLE   9,940 0 0
Nuveen New York AMT-Free Quality Municipal Income Fund COM 670656107 132 10,000 SH   SOLE   10,000 0 0
Nuveen Quality Municipal Income Fund COM 67066V101 112 7,920 SH   SOLE   7,920 0 0
Nuveen Real Asset Income and Growth Fund COM 67074Y105 1,285 71,412 SH   OTR 1 51,737 19,675 0
Nuveen S&P 500 Dynamic Overwrite Fund COM 6706EW100 6 384 SH   SOLE   384 0 0
Nuveen Select Tax-Free Income 2 Portfolio SH BEN INT 67063C106 165 11,722 SH   SOLE   11,722 0 0
Nuveen Select Tax-Free Income 3 Portfolio SH BEN INT 67063X100 158 10,382 SH   SOLE   10,382 0 0
Nuveen Select Tax-Free Income Portfolio SH BEN INT 67062F100 234 15,655 SH   SOLE   15,655 0 0
Nuveen Tax-Advantaged Dividend Growth Fund COM 67073G105 67 3,950 SH   SOLE   3,950 0 0
Occidental Petroleum Corp COM 674599105 5 83 SH   SOLE   83 0 0
Pampa Energia S A SPONS ADR LVL I 697660207 10 159 SH   SOLE   159 0 0
Pfizer Inc COM 717081103 35 990 SH   SOLE   990 0 0
Philip Morris International Inc COM 718172109 10 89 SH   SOLE   89 0 0
PIMCO Dynamic Credit and Mortgage Income Fund COM SHS 72202D106 86 3,733 SH   SOLE   3,733 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 2,538 24,932 SH   SOLE   24,932 0 0
Pioneer Diversified High Income Trust COM 723653101 3 200 SH   SOLE   200 0 0
Pioneer High Income Trust COM 72369H106 51 5,100 SH   SOLE   5,100 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 126 10,879 SH   SOLE   10,879 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 181 15,073 SH   SOLE   15,073 0 0
Popular Inc COM NEW 733174700 2,189 60,900 SH   SOLE   60,900 0 0
PriceSmart Inc COM 741511109 89 1,000 SH   SOLE   1,000 0 0
Principal Real Estate Income Fund SHS BEN INT 74255X104 176 9,815 SH   SOLE   9,815 0 0
Prudential PLC ADR 74435K204 8 163 SH   SOLE   163 0 0
Putnam High Income Securities Fund SHS BEN INT 746779107 21 2,356 SH   SOLE   2,356 0 0
Putnam Managed Municipal Income Trust COM 746823103 175 23,094 SH   SOLE   23,094 0 0
Putnam Municipal Opportunities Trust SH BEN INT 746922103 250 19,790 SH   SOLE   19,790 0 0
Raytheon Co COM NEW 755111507 9 46 SH   SOLE   46 0 0
RENN Fund Inc COM 759720105 40 28,272 SH   SOLE   28,272 0 0
Restaurant Brands International Inc COM 76131D103 1 10 SH   SOLE   10 0 0
RMR Real Estate Income Fund COM 76970B101 128 6,625 SH   SOLE   6,625 0 0
Royal Caribbean Cruises Ltd COM V7780T103 3,892 32,829 SH   SOLE   32,829 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 197 86 SH   SOLE   86 0 0
Royce Global Value Trust Inc COM 78081T104 140 13,480 SH   SOLE   13,480 0 0
Royce Micro-Cap Trust Inc COM 780915104 45 4,780 SH   SOLE   4,780 0 0
Royce Value Trust Inc COM 780910105 2,412 152,731 SH   SOLE   152,731 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 1,362 117,694 SH   SOLE   117,694 0 0
Sanofi SPONSORED ADR 80105N105 10 192 SH   SOLE   192 0 0
SAP SE SPON ADR 803054204 9 83 SH   SOLE   83 0 0
Schlumberger Ltd COM 806857108 26 370 SH   SOLE   370 0 0
Seaboard Corp COM 811543107 2,635 585 SH   SOLE   585 0 0
SEACOR Holdings Inc COM 811904101 92 2,000 SH   SOLE   2,000 0 0
SEACOR Marine Holdings Inc COM 78413P101 31 2,010 SH   SOLE   2,010 0 0
Shire PLC SPONSORED ADR 82481R106 7 43 SH   SOLE   43 0 0
Simon Property Group Inc COM 828806109 8 47 SH   SOLE   47 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 5 218 SH   SOLE   218 0 0
Sony Corp SPONSORED ADR 835699307 58 1,558 SH   SOLE   1,558 0 0
Source Capital Inc COM 836144105 3,482 86,566 SH   OTR 1 65,683 20,883 0
Special Opportunities Fund Inc COM 84741T104 971 61,204 SH   SOLE   61,204 0 0
Sprott Focus Trust Inc COM 85208J109 385 49,836 SH   SOLE   49,836 0 0
Statoil ASA SPONSORED ADR 85771P102 41 2,056 SH   SOLE   2,056 0 0
Tahoe Resources Inc COM 873868103 432 81,900 SH   SOLE   81,900 0 0
TCW Strategic Income Fund Inc COM 872340104 128 22,000 SH   SOLE   22,000 0 0
TechnipFMC PLC COM G87110105 19 669 SH   SOLE   669 0 0
Teekay LNG Partners LP PRTNRSHP UNITS Y8564M105 171 9,589 SH   SOLE   9,589 0 0
Tekla Healthcare Investors SH BEN INT 87911J103 10 404 SH   SOLE   404 0 0
Tekla Healthcare Opportunities Fund SHS 879105104 10,615 571,609 SH   OTR 1 408,803 162,806 0
Tekla Life Sciences Investors SH BEN INT 87911K100 1 69 SH   SOLE   69 0 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 6,699 460,084 SH   OTR 1 364,882 95,202 0
Templeton Dragon Fund Inc COM 88018T101 481 23,135 SH   OTR 1 3,480 19,655 0
The Aberdeen Indonesia Fund Inc COM 00305P106 107 13,727 SH   SOLE   13,727 0 0
The Asia Pacific Fund Inc COM 044901106 71 5,150 SH   SOLE   5,150 0 0
The Bank of Nova Scotia COM 064149107 5 81 SH   SOLE   81 0 0
The Boeing Co COM 097023105 182 717 SH   SOLE   717 0 0
The China Fund Inc COM 169373107 275 13,537 SH   OTR 1 3,500 10,037 0
The Coca-Cola Co COM 191216100 42 940 SH   SOLE   940 0 0
The Cushing MLP Total Return Fund COM NEW 231631201 119 9,899 SH   SOLE   9,899 0 0
The Cushing Renaissance Fund COM 231647108 195 10,441 SH   SOLE   10,441 0 0
The European Equity Fund Inc COM 298768102 337 34,836 SH   SOLE   34,836 0 0
The Gabelli Dividend & Income Trust COM 36242H104 371 16,565 SH   SOLE   16,565 0 0
The Gabelli Global Small and Mid Cap Value Trust COM 36249W104 9 700 SH   SOLE   700 0 0
The Gabelli Healthcare & WellnessRx Trust SHS 36246K103 2,835 280,396 SH   OTR 1 195,041 85,355 0
The GDL Fund COM SH BEN IT 361570104 51 5,000 SH   SOLE   5,000 0 0
The Goldman Sachs Group Inc COM 38141G104 166 700 SH   SOLE   700 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 7,598 1,047,942 SH   DFND   456,410 591,532 0
The Home Depot Inc COM 437076102 125 762 SH   SOLE   762 0 0
The India Fund Inc COM 454089103 27 1,000 SH   SOLE   1,000 0 0
The Korea Fund Inc COM NEW 500634209 473 11,695 SH   SOLE   11,695 0 0
The Kraft Heinz Co COM 500754106 6 82 SH   SOLE   82 0 0
The Latin American Discovery Fund Inc COM 51828C106 46 3,808 SH   SOLE   3,808 0 0
The Mexico Equity & Income Fund Inc COM 592834105 1,237 106,740 SH   OTR 1 34,369 72,371 0
The New Germany Fund Inc COM 644465106 2,585 139,188 SH   OTR 1 79,027 60,161 0
The New Ireland Fund Inc COM 645673104 5 340 SH   SOLE   340 0 0
The Procter & Gamble Co COM 742718109 72 794 SH   SOLE   794 0 0
The Swiss Helvetia Fund Inc COM 870875101 25 1,950 SH   SOLE   1,950 0 0
The Taiwan Fund Inc COM 874036106 1,046 50,804 SH   OTR 1 3,244 47,560 0
The Thai Fund Inc COM 882904105 202 20,786 SH   SOLE   20,786 0 0
The Toronto-Dominion Bank COM NEW 891160509 11 190 SH   SOLE   190 0 0
The Travelers Cos Inc COM 89417E109 86 705 SH   SOLE   705 0 0
The Walt Disney Co COM DISNEY 254687106 76 769 SH   SOLE   769 0 0
The Wendy's Co COM 95058W100 1 42 SH   SOLE   42 0 0
The Western Union Co COM 959802109 269 14,000 SH   SOLE   14,000 0 0
TICC Capital Corp COM 87244T109 105 15,300 SH   SOLE   15,300 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H108 3,920 203,550 SH   OTR 1 122,667 80,883 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 1,360 63,871 SH   OTR 1 53,439 10,432 0
Tri-Continental Corp COM 895436103 1,470 57,534 SH   OTR 1 32,998 24,536 0
United States Oil Fund LP UNITS 91232N108 10 1,000 SH   SOLE   1,000 0 0
United Technologies Corp COM 913017109 90 773 SH   SOLE   773 0 0
UnitedHealth Group Inc COM 91324P102 146 747 SH   SOLE   747 0 0
US Bancorp COM NEW 902973304 5 97 SH   SOLE   97 0 0
Vale SA ADR 91912E105 30 2,997 SH   SOLE   2,997 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 69 3,000 SH   SOLE   3,000 0 0
Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 503 6,300 SH   SOLE   6,300 0 0
VEON Ltd SPONSORED ADR 91822M106 7 1,586 SH   SOLE   1,586 0 0
Verizon Communications Inc COM 92343V104 44 890 SH   SOLE   890 0 0
Virtus Total Return Fund Inc COM 92837G100 2,105 161,443 SH   SOLE   161,443 0 0
Visa Inc COM CL A 92826C839 81 770 SH   SOLE   770 0 0
Vulcan Materials Co COM 929160109 598 5,000 SH   SOLE   5,000 0 0
Wal-Mart Stores Inc COM 931142103 64 822 SH   SOLE   822 0 0
Watsco Inc COM 942622200 1,707 10,600 SH   SOLE   10,600 0 0
Western Asset Emerging Markets Debt Fund Inc COM 95766A101 64 4,048 SH   SOLE   4,048 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 346 30,700 SH   OTR 1 5,000 25,700 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 298 25,799 SH   OTR 1 5,317 20,482 0