The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 10,108 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 4,580 | 1,020,000 | SH | DFND | 1 | 1,020,000 | 0 | 0 | |
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 2,520 | 4,382,000 | SH | DFND | 1 | 4,382,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 15,878 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 550 | 26,000 | SH | Call | DFND | 1 | 26,000 | 0 | 0 |
ALIMERA SCIENCES INC | COM | 016259103 | 8,456 | 6,264,000 | SH | DFND | 1 | 6,264,000 | 0 | 0 | |
ALPHATEC HOLDINGS INC | COM NEW | 02081G201 | 1,488 | 658,414 | SH | DFND | 1 | 658,414 | 0 | 0 | |
AMPLIFY SNACK BRANDS | COM | 03211L102 | 5,785 | 816,000 | SH | DFND | 1 | 816,000 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 13,608 | 4,200,000 | SH | DFND | 1 | 4,200,000 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 2,480 | 1,450,000 | SH | DFND | 1 | 1,450,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 17,724 | 1,688,000 | SH | DFND | 1 | 1,688,000 | 0 | 0 | |
AVIRAGEN THERAPEUTICS INC | COM | 053761102 | 944 | 1,378,463 | SH | DFND | 1 | 1,378,463 | 0 | 0 | |
BJS RESTAURANTS INC | COM | 09180C106 | 9,135 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 5,219 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | |
BOSTON BEER INC | CL A | 100557107 | 10,934 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 13,859 | 296,000 | SH | DFND | 1 | 296,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 23,410 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
CERECOR INC | COM | 15671L109 | 13,602 | 16,000,000 | SH | DFND | 1 | 16,000,000 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 13,647 | 324,000 | SH | DFND | 1 | 324,000 | 0 | 0 | |
COACH INC | COM | 189754104 | 10,473 | 260,000 | SH | DFND | 1 | 260,000 | 0 | 0 | |
DECKERS OUTDOOR CORP | COM | 243537107 | 34,205 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
DEPOMED INC | COM | 249908104 | 26,935 | 4,652,000 | SH | DFND | 1 | 4,652,000 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 13,505 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
DYNATRONICS CORP | COM NEW | 268157401 | 1,154 | 510,120 | SH | DFND | 1 | 510,120 | 0 | 0 | |
EGALET CORP | COM | 28226B104 | 2,624 | 2,050,000 | SH | DFND | 1 | 2,050,000 | 0 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 5,054 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 24,130 | 524,000 | SH | DFND | 1 | 524,000 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 6,752 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
EYEGATE PHARMACEUTICALS INC | COM | 30233M107 | 1,891 | 1,616,000 | SH | DFND | 1 | 1,616,000 | 0 | 0 | |
FRESHPET INC | COM | 358039105 | 22,098 | 1,412,000 | SH | DFND | 1 | 1,412,000 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 8,137 | 624,000 | SH | DFND | 1 | 624,000 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 37,035 | 900,000 | SH | Call | DFND | 1 | 900,000 | 0 | 0 |
HANESBRANDS INC | COM | 410345102 | 10,447 | 424,000 | SH | DFND | 1 | 424,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 10,144 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 17,044 | 146,000 | SH | DFND | 1 | 146,000 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 10,172 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 16,499 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 9,536 | 212,000 | SH | DFND | 1 | 212,000 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 2,442 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 21,680 | 1,488,000 | SH | DFND | 1 | 1,488,000 | 0 | 0 | |
NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 13,048 | 1,856,000 | SH | DFND | 1 | 1,856,000 | 0 | 0 | |
NUTRI SYS INC NEW | COM | 67069D108 | 5,590 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
OPGEN INC | COM | 68373L109 | 144 | 464,195 | SH | DFND | 1 | 464,195 | 0 | 0 | |
OPHTHOTECH CORP | COM | 683745103 | 9,486 | 3,364,000 | SH | DFND | 1 | 3,364,000 | 0 | 0 | |
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 10,814 | 288,000 | SH | DFND | 1 | 288,000 | 0 | 0 | |
PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | 5,899 | 124,000 | SH | DFND | 1 | 124,000 | 0 | 0 | |
PERNIX THERAPEUTICS HLDGS IN | DBCV 4.250% 4/0 | 71426VAK4 | 9,161 | 21,760,000 | PRN | DFND | 1 | 21,760,000 | 0 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 3,520 | 840,000 | SH | DFND | 1 | 840,000 | 0 | 0 | |
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 16,980 | 1,628,000 | SH | DFND | 1 | 1,628,000 | 0 | 0 | |
POLARIS INDS INC | COM | 731068102 | 10,463 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 22,356 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
RITTER PHARMACEUTICALS INC | COM | 767836109 | 665 | 1,900,000 | SH | DFND | 1 | 1,900,000 | 0 | 0 | |
SEAWORLD ENTMT INC | COM | 81282V100 | 6,495 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
SHIRE PLC | SPONSORED ADR | 82481R106 | 15,314 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 145,713 | 580,000 | SH | Put | DFND | 1 | 580,000 | 0 | 0 |
SPROUTS FMRS MKT INC | COM | 85208M102 | 4,430 | 236,000 | SH | DFND | 1 | 236,000 | 0 | 0 | |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 11,693 | 1,694,600 | SH | DFND | 1 | 1,694,600 | 0 | 0 | |
TAILORED BRANDS INC | COM | 87403A107 | 13,458 | 932,000 | SH | DFND | 1 | 932,000 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 12,904 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
TILE SHOP HLDGS INC | COM | 88677Q109 | 8,026 | 632,000 | SH | DFND | 1 | 632,000 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 3,523 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 17,579 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 27,423 | 1,532,000 | SH | DFND | 1 | 1,532,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 1,338 | 380,000 | SH | DFND | 1 | 380,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 7,010 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |