The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
American International Group, Inc. COM NEW 026874784 51,310 835,799 SH   SOLE   835,799 0 0
American International Group, Inc. COM NEW 026874784 2,014 32,801 SH   OTR 1 32,801 0 0
American International Group, Inc. COM NEW 026874784 15,900 259,000 SH Put SOLE   259,000 0 0
American International Group, Inc. COM NEW 026874784 1,240 20,200 SH Put OTR 1 20,200 0 0
American International Group, Inc. COM NEW 026874784 62,225 1,013,600 SH Put SOLE   1,013,600 0 0
American International Group, Inc. COM NEW 026874784 1,344 21,900 SH Put OTR 1 21,900 0 0
AT&T Inc. COM 00206R102 79,703 2,034,800 SH Put SOLE   2,034,800 0 0
AT&T Inc. COM 00206R102 834 21,300 SH Put OTR 1 21,300 0 0
Alere, Inc. COM 01449J105 55,825 1,094,816 SH   SOLE   1,094,816 0 0
Alere, Inc. COM 01449J105 1,586 31,101 SH   OTR 1 31,101 0 0
Altaba Inc. COM 021346101 317,052 4,786,420 SH   SOLE   4,786,420 0 0
Altaba Inc. COM 021346101 5,901 89,092 SH   OTR 1 89,092 0 0
Ashland Global Holdings Inc. COM 044186104 50,991 779,800 SH   SOLE   779,800 0 0
Ashland Global Holdings Inc. COM 044186104 1,726 26,400 SH   OTR 1 26,400 0 0
Ashland Global Holdings Inc. COM 044186104 50,671 774,900 SH Put SOLE   774,900 0 0
Ashland Global Holdings Inc. COM 044186104 1,602 24,500 SH Put OTR 1 24,500 0 0
Autoliv, Inc. COM 052800109 2,534 20,500 SH Put SOLE   20,500 0 0
Autoliv, Inc. COM 052800109 371 3,000 SH Put OTR 1 3,000 0 0
Avista Healthcare Public Acquisition Corp CL A G0726L125 473 47,255 SH   SOLE   47,255 0 0
Avista Healthcare Public Acquisition Corp CL A G0726L125 57 5,745 SH   OTR 1 5,745 0 0
Bison Capital Acquisition Corp. UNIT 99/99/9999T G1142P120 2,054 200,000 SH   SOLE   200,000 0 0
Blackrock Debt Strategies Fund, Inc. COM NEW 09255R202 3,713 318,149 SH   SOLE   318,149 0 0
Borqs Technologies, Inc. SHS G1466B103 60 10,444 SH   SOLE   10,444 0 0
Borqs Technologies, Inc. *W EXP 08/18/202 G1466B111 29 104,448 SH   SOLE   104,448 0 0
Brocade Communications Systems, Inc. COM NEW 111621306 15,678 1,312,006 SH   SOLE   1,312,006 0 0
Brocade Communications Systems, Inc. NOTE 1.375% 1/0 111621AQ1 11,452 11,416,000 PRN   SOLE   11,416,000 0 0
Brocade Communications Systems, Inc. NOTE 1.375% 1/0 111621AQ1 540 538,000 PRN   OTR 1 538,000 0 0
C.R. Bard, Inc. COM 067383109 181,108 565,080 SH   SOLE   565,080 0 0
C.R. Bard, Inc. COM 067383109 3,213 10,026 SH   OTR 1 10,026 0 0
CBS Corporation CL B 124857202 4,449 76,700 SH   SOLE   76,700 0 0
CBS Corporation CL B 124857202 2,256 38,900 SH   OTR 1 38,900 0 0
CBS Corporation CL B 124857202 13,891 239,500 SH Put SOLE   239,500 0 0
CBS Corporation CL B 124857202 1,752 30,200 SH Put OTR 1 30,200 0 0
CSX Corporation COM 126408103 4,514 83,200 SH   SOLE   83,200 0 0
CSX Corporation COM 126408103 548 10,100 SH   OTR 1 10,100 0 0
CSX Corporation COM 126408103 7,358 135,600 SH Put SOLE   135,600 0 0
CSX Corporation COM 126408103 895 16,500 SH Put OTR 1 16,500 0 0
Calpine Corporation COM NEW 131347304 47,287 3,205,887 SH   SOLE   3,205,887 0 0
Calpine Corporation COM NEW 131347304 1,066 72,300 SH   OTR 1 72,300 0 0
Delphi Automotive PLC SHS G27823106 14,593 148,300 SH Put SOLE   148,300 0 0
Delphi Automotive PLC SHS G27823106 2,224 22,600 SH Put OTR 1 22,600 0 0
DigitalGlobe Inc. COM NEW 25389M877 10,120 287,085 SH   SOLE   287,085 0 0
DigitalGlobe Inc. COM NEW 25389M877 159 4,502 SH   OTR 1 4,502 0 0
DowDuPont Inc. COM 26078J100 9,152 132,200 SH Put SOLE   132,200 0 0
DowDuPont Inc. COM 26078J100 1,191 17,200 SH Put OTR 1 17,200 0 0
DowDuPont Inc. COM 26078J100 40,929 591,200 SH Put SOLE   591,200 0 0
DowDuPont Inc. COM 26078J100 872 12,600 SH Put OTR 1 12,600 0 0
DowDuPont Inc. COM 26078J100 101,862 1,471,363 SH   SOLE   1,471,363 0 0
DowDuPont Inc. COM 26078J100 3,006 43,419 SH   OTR 1 43,419 0 0
DowDuPont Inc. COM 26078J100 62 900 SH Put SOLE   900 0 0
DowDuPont Inc. COM 26078J100 25,906 374,200 SH Put SOLE   374,200 0 0
DowDuPont Inc. COM 26078J100 408 5,900 SH Put OTR 1 5,900 0 0
Draper Oakwood Technology Acquisition, In UNIT 09/30/2024 26146L202 1,527 150,000 SH   SOLE   150,000 0 0
Electrum Special Acquisition Corp. SHS G3105C104 3,075 300,000 SH   SOLE   300,000 0 0
Federal Street Acquisition Corp. UNIT 99/99/9999 31421V206 1,824 176,934 SH   SOLE   176,934 0 0
Federal Street Acquisition Corp. UNIT 99/99/9999 31421V206 83 8,066 SH   OTR 1 8,066 0 0
Fortress Investment Group LLC CL A 34958B106 61,933 7,770,719 SH   SOLE   7,770,719 0 0
Forum Merger Corporation UNIT 06/01/2024 34985B202 7,736 754,743 SH   SOLE   754,743 0 0
Forum Merger Corporation UNIT 06/01/2024 34985B202 15 1,446 SH   OTR 1 1,446 0 0
General Electric Company COM 369604103 2,570 106,300 SH   SOLE   106,300 0 0
General Electric Company COM 369604103 411 17,000 SH   OTR 1 17,000 0 0
General Electric Company COM 369604103 1,286 53,200 SH Put SOLE   53,200 0 0
General Electric Company COM 369604103 206 8,500 SH Put OTR 1 8,500 0 0
HSN, Inc. COM 404303109 1,217 31,168 SH   SOLE   31,168 0 0
HSN, Inc. COM 404303109 26 664 SH   OTR 1 664 0 0
Hewlett Packard Enterprise Company COM 42824C109 80,843 5,495,773 SH   SOLE   5,495,773 0 0
Hewlett Packard Enterprise Company COM 42824C109 2,370 161,124 SH   OTR 1 161,124 0 0
Hewlett Packard Enterprise Company COM 42824C109 74,252 5,047,700 SH Put SOLE   5,047,700 0 0
Hewlett Packard Enterprise Company COM 42824C109 1,508 102,500 SH Put OTR 1 102,500 0 0
Huntsman Corporation COM 447011107 96,965 3,536,300 SH   SOLE   3,536,300 0 0
Huntsman Corporation COM 447011107 691 25,200 SH   OTR 1 25,200 0 0
Huntsman Corporation COM 447011107 78,907 2,877,700 SH Put SOLE   2,877,700 0 0
Huntsman Corporation COM 447011107 23,636 862,000 SH Put SOLE   862,000 0 0
Huntsman Corporation COM 447011107 1,878 68,500 SH Put OTR 1 68,500 0 0
Huntsman Corporation COM 447011107 6,504 237,200 SH Put SOLE   237,200 0 0
Huntsman Corporation COM 447011107 367 13,400 SH Put OTR 1 13,400 0 0
ILG, Inc. COM 44967H101 3,860 144,400 SH Put SOLE   144,400 0 0
ILG, Inc. COM 44967H101 462 17,300 SH Put OTR 1 17,300 0 0
ILG, Inc. COM 44967H101 3,959 148,118 SH   SOLE   148,118 0 0
ILG, Inc. COM 44967H101 478 17,882 SH   OTR 1 17,882 0 0
Johnson Controls International PLC SHS G51502105 6,567 162,994 SH   SOLE   162,994 0 0
Johnson Controls International PLC SHS G51502105 1,096 27,213 SH   OTR 1 27,213 0 0
Johnson Controls International PLC SHS G51502105 894 22,200 SH Put SOLE   22,200 0 0
Johnson Controls International PLC SHS G51502105 415 10,300 SH Put OTR 1 10,300 0 0
Johnson Controls International PLC SHS G51502105 8,034 199,400 SH Put SOLE   199,400 0 0
Johnson Controls International PLC SHS G51502105 979 24,300 SH Put OTR 1 24,300 0 0
Johnson Controls International PLC SHS G51502105 3,795 94,200 SH Put SOLE   94,200 0 0
Johnson Controls International PLC SHS G51502105 475 11,800 SH Put OTR 1 11,800 0 0
Lennar Corporation CL B 526057302 35 769 SH   SOLE   769 0 0
Lennar Corporation CL B 526057302 4 88 SH   OTR 1 88 0 0
Level 3 Communications, Inc. COM NEW 52729N308 45,563 855,000 SH   SOLE   855,000 0 0
Level 3 Communications, Inc. COM NEW 52729N308 1,393 26,148 SH   OTR 1 26,148 0 0
Liberty Media Corp Deleware COM A SIRIUSXM 531229409 6,827 162,932 SH   SOLE   162,932 0 0
Liberty Media Corp Deleware COM A SIRIUSXM 531229409 1,260 30,075 SH   OTR 1 30,075 0 0
MainSource Financial Group, Inc. COM 56062Y102 30 850 SH   SOLE   850 0 0
Marathon Petroleum Corporation COM 56585A102 948 16,900 SH   SOLE   16,900 0 0
Marathon Petroleum Corporation COM 56585A102 112 2,000 SH   OTR 1 2,000 0 0
Marathon Petroleum Corporation COM 56585A102 18,310 326,500 SH Put SOLE   326,500 0 0
Marathon Petroleum Corporation COM 56585A102 2,182 38,900 SH Put OTR 1 38,900 0 0
Marathon Petroleum Corporation COM 56585A102 5,283 94,200 SH Put SOLE   94,200 0 0
Marathon Petroleum Corporation COM 56585A102 886 15,800 SH Put OTR 1 15,800 0 0
Micro Focus International PLC SPON ADR NEW 594837304 24,075 754,710 SH   SOLE   754,710 0 0
Micro Focus International PLC SPON ADR NEW 594837304 706 22,126 SH   OTR 1 22,126 0 0
Modern Media Acquisition Corp. COM 60765P103 9,397 961,308 SH   SOLE   961,308 0 0
Modern Media Acquisition Corp. COM 60765P103 187 19,088 SH   OTR 1 19,088 0 0
Modern Media Acquisition Corp. *W EXP 05/17/202 60765P111 260 480,654 SH   SOLE   480,654 0 0
Modern Media Acquisition Corp. *W EXP 05/17/202 60765P111 5 9,544 SH   OTR 1 9,544 0 0
MoneyGram International, Inc. COM NEW 60935Y208 7,414 460,184 SH   SOLE   460,184 0 0
MoneyGram International, Inc. COM NEW 60935Y208 390 24,233 SH   OTR 1 24,233 0 0
Monsanto Company NEW COM 61166W101 36,270 302,704 SH   SOLE   302,704 0 0
Monsanto Company NEW COM 61166W101 850 7,095 SH   OTR 1 7,095 0 0
NXP Semiconductors NV COM N6596X109 202,931 1,794,423 SH   SOLE   1,794,423 0 0
NXP Semiconductors NV COM N6596X109 4,004 35,407 SH   OTR 1 35,407 0 0
Neff Corporation COM CL A 640094207 4,449 177,978 SH   SOLE   177,978 0 0
Neff Corporation COM CL A 640094207 136 5,433 SH   OTR 1 5,433 0 0
New York REIT, Inc. COM 64976L109 546 69,590 SH   SOLE   69,590 0 0
Newell Brands, Inc. COM 651229106 40,501 949,158 SH   SOLE   949,158 0 0
Newell Brands, Inc. COM 651229106 511 11,969 SH   OTR 1 11,969 0 0
News Corporation NEW CL A 65249B109 1,826 137,722 SH   SOLE   137,722 0 0
News Corporation NEW CL A 65249B109 335 25,279 SH   OTR 1 25,279 0 0
Orbital ATK, Inc. COM 68557N103 5,635 42,316 SH   SOLE   42,316 0 0
Park Sterling Corporation COM 70086Y105 2,680 215,746 SH   SOLE   215,746 0 0
Pensare Acquisition Corp. UNIT 07/27/2022 70957E204 10,640 1,030,000 SH   SOLE   1,030,000 0 0
Pentair PLC SHS G7S00T104 3,548 52,200 SH   SOLE   52,200 0 0
Pentair PLC SHS G7S00T104 442 6,500 SH   OTR 1 6,500 0 0
Pentair PLC SHS G7S00T104 3,548 52,200 SH Put SOLE   52,200 0 0
Pentair PLC SHS G7S00T104 442 6,500 SH Put OTR 1 6,500 0 0
Rice Energy Inc. COM 762760106 113,122 3,908,860 SH   SOLE   3,908,860 0 0
Rite Aid Corp. COM 767754104 668 340,639 SH   SOLE   340,639 0 0
Rite Aid Corp. COM 767754104 54 27,561 SH   OTR 1 27,561 0 0
Rockwell Collins, Inc. COM 774341101 74,338 568,723 SH   SOLE   568,723 0 0
Rockwell Collins, Inc. COM 774341101 1,173 8,974 SH   OTR 1 8,974 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 123,580 491,900 SH Put SOLE   491,900 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,035 8,100 SH Put OTR 1 8,100 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 123,580 491,900 SH Call SOLE   491,900 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,035 8,100 SH Call OTR 1 8,100 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 64,139 255,300 SH Call SOLE   255,300 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,181 4,700 SH Call OTR 1 4,700 0 0
Scripps Networks Interactive Inc CL A COM 811065101 54,928 639,516 SH   SOLE   639,516 0 0
Scripps Networks Interactive Inc CL A COM 811065101 969 11,285 SH   OTR 1 11,285 0 0
Sealed Air Corporation NEW COM 81211K100 43,421 1,016,400 SH Put SOLE   1,016,400 0 0
Sealed Air Corporation NEW COM 81211K100 568 13,300 SH Put OTR 1 13,300 0 0
Sealed Air Corporation NEW COM 81211K100 38,824 908,800 SH   SOLE   908,800 0 0
Southwest Bancorp, Inc. OKLA COM 844767103 4,154 150,789 SH   SOLE   150,789 0 0
Starwood Property Trust, Inc. COM 85571B105 10,520 484,358 SH   SOLE   484,358 0 0
TerraForm Global, Inc. CL A 88104M101 2,664 560,742 SH   SOLE   560,742 0 0
TerraForm Global, Inc. CL A 88104M101 43 8,980 SH   OTR 1 8,980 0 0
The Advisory Board Company COM 00762W107 79,506 1,482,625 SH   SOLE   1,482,625 0 0
Time Warner Inc. COM NEW 887317303 267,541 2,611,426 SH   SOLE   2,611,426 0 0
Time Warner Inc. COM NEW 887317303 6,153 60,058 SH   OTR 1 60,058 0 0
Western Asset High Income Opportunity Fun COM 95766K109 3,915 763,229 SH   SOLE   763,229 0 0
Wyndham Worldwide Corp COM 98310W108 12,776 121,200 SH Put SOLE   121,200 0 0
Wyndham Worldwide Corp COM 98310W108 1,771 16,800 SH Put OTR 1 16,800 0 0