The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
NXP SEMICONDUCTORS N V CALL N6596X109 3,209 1,269 SH Call DFND 1 0 1,269 0
SILVER SPRING NETWORKS INC CALL 82817Q103 0 7 SH Call DFND 1 0 7 0
STRAIGHT PATH COMMUNICATNS I CALL 862578101 6,136 1,933 SH Call DFND 1 0 1,933 0
AKORN INC COM 009728106 571 17,202 SH   DFND 1 0 17,202 0
ALERE INC COM 01449J105 10,521 206,336 SH   DFND 1 0 206,336 0
ALTABA INC COM 021346101 9,032 136,355 SH   DFND 1 0 136,355 0
BROCADE COMMUNICATIONS SYS I COM 111621306 19,354 1,619,563 SH   DFND 1 0 1,619,563 0
CALPINE CORP COM 131347304 11,532 781,860 SH   DFND 1 0 781,860 0
DIGITALGLOBE INC COM 25389M877 24,567 696,948 SH   DFND 1 0 696,948 0
EXELA TECHNOLOGIES INC COM 30162V102 861 175,737 SH   DFND 1 0 175,737 0
GENERAL COMMUNICATION INC CL A 369385109 912 22,355 SH   DFND 1 0 22,355 0
IXYS CORP COM 46600W106 3,170 133,765 SH   DFND 1 0 133,765 0
KITE PHARMA INC COM 49803L109 6,618 36,805 SH   DFND 1 0 36,805 0
LEVEL 3 COMMUNICATIONS INC COM 52729N308 1,697 31,844 SH   DFND 1 0 31,844 0
MONSANTO CO COM 61166W101 26,549 221,575 SH   DFND 1 0 221,575 0
NEXTDECADE CORP COM 65342K105 95,194 9,434,530 SH   DFND 1 0 11,067,943 0
NXP SEMICONDUCTORS N V COM N6596X109 33,601 297,121 SH   DFND 1 0 297,121 0
PAREXEL INTL CORP COM 699462107 2,495 28,325 SH   DFND 1 0 28,325 0
QUORUM HEALTH CORP COM 74909E106 2,739 528,750 SH   DFND 1 0 528,750 0
RICE ENERGY INC COM 762760106 20,087 694,077 SH   DFND 1 0 694,077 0
RICHMONT MINES INC COM 76547T106 2,016 215,562 SH   DFND 1 0 215,562 0
ROCKWELL COLLINS INC COM 774341101 14,725 112,656 SH   DFND 1 0 112,656 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 8,609 100,238 SH   DFND 1 0 100,238 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 4,116 22,783 SH   DFND 1 0 22,783 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 3,968 425,302 SH   DFND 1 0 425,302 0
TIME WARNER INC COM 887317303 22,389 218,540 SH   DFND 1 0 218,540 0
TRIBUNE MEDIA CO CL A 896047503 5,712 139,801 SH   DFND 1 0 139,801 0
VANECK VECTORS ETF TR PUT 92189F791 45 446 SH Put DFND 1 0 446 0
DYNEGY INC W EXP 02/02/2024 26817R157 41 170,511 SH   DFND 1 0 170,511 0
NEXTDECADE CORP W EXP 07/23/2022 65342k113 100 107,500 SH   DFND 1 0 107,500 0
NXP SEMICONDUCTORS N V CALL N6596X109 21 21 SH Call DFND 1 2 0 21 0
STRAIGHT PATH COMMUNICATNS I CALL 862578101 327 103 SH Call DFND 1 2 0 103 0
AKORN INC COM 009728106 604 18,186 SH   DFND 1 2 0 18,186 0
ALERE INC COM 01449J105 844 16,555 SH   DFND 1 2 0 16,555 0
ALTABA INC COM 021346101 1,287 19,424 SH   DFND 1 2 0 19,424 0
BROCADE COMMUNICATIONS SYS I COM 111621306 1,576 131,901 SH   DFND 1 2 0 131,901 0
CALPINE CORP COM 131347304 1,606 108,892 SH   DFND 1 2 0 108,892 0
DIGITALGLOBE INC COM 25389M877 3,384 96,013 SH   DFND 1 2 0 96,013 0
GENERAL COMMUNICATION INC CL A 369385109 952 23,338 SH   DFND 1 2 0 23,338 0
IXYS CORP COM 46600W106 438 18,487 SH   DFND 1 2 0 18,487 0
KITE PHARMA INC COM 49803L109 1,610 8,954 SH   DFND 1 2 0 8,954 0
LEVEL 3 COMMUNICATIONS INC COM 52729N308 1,815 34,059 SH   DFND 1 2 0 34,059 0
MONSANTO CO COM 61166W101 1,611 13,441 SH   DFND 1 2 0 13,441 0
NXP SEMICONDUCTORS N V COM N6596X109 3,652 32,297 SH   DFND 1 2 0 32,297 0
PAREXEL INTL CORP COM 699462107 415 4,708 SH   DFND 1 2 0 4,708 0
QUORUM HEALTH CORP COM 74909E106 142 27,474 SH   DFND 1 2 0 27,474 0
RICE ENERGY INC COM 762760106 2,806 96,953 SH   DFND 1 2 0 96,953 0
RICHMONT MINES INC COM 76547T106 282 30,174 SH   DFND 1 2 0 30,174 0
ROCKWELL COLLINS INC COM 774341101 1,212 9,271 SH   DFND 1 2 0 9,271 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 1,192 13,880 SH   DFND 1 2 0 13,880 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 1,257 6,959 SH   DFND 1 2 0 6,959 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 243 26,038 SH   DFND 1 2 0 26,038 0
TIME WARNER INC COM 887317303 2,434 23,757 SH   DFND 1 2 0 23,757 0
TRIBUNE MEDIA CO CL A 896047503 791 19,358 SH   DFND 1 2 0 19,358 0
VANECK VECTORS ETF TR PUT 92189F791 6 62 SH Put DFND 1 2 0 62 0
DYNEGY INC W EXP 02/02/2024 26817R157 2 10,071 SH   DFND 1 2 0 10,071 0
NXP SEMICONDUCTORS N V CALL N6596X109 112 114 SH Call DFND 1 2 3 0 114 0
SILVER SPRING NETWORKS INC CALL 82817Q103 0 2 SH Call DFND 1 2 3 0 2 0
STRAIGHT PATH COMMUNICATNS I CALL 862578101 1,165 367 SH Call DFND 1 2 3 0 367 0
AKORN INC COM 009728106 4,020 121,135 SH   DFND 1 2 3 0 121,135 0
ALERE INC COM 01449J105 5,579 109,421 SH   DFND 1 2 3 0 109,421 0
BROCADE COMMUNICATIONS SYS I COM 111621306 10,468 875,949 SH   DFND 1 2 3 0 875,949 0
CALPINE CORP COM 131347304 10,698 725,301 SH   DFND 1 2 3 0 725,301 0
BARD C R INC COM 067383109 5,661 17,662 SH   DFND 1 2 3 0 17,662 0
DIGITALGLOBE INC COM 25389M877 22,731 644,861 SH   DFND 1 2 3 0 644,861 0
GENERAL COMMUNICATION INC CL A 369385109 4,972 121,893 SH   DFND 1 2 3 0 121,893 0
IXYS CORP COM 46600W106 2,840 119,819 SH   DFND 1 2 3 0 119,819 0
KITE PHARMA INC COM 49803L109 10,732 59,686 SH   DFND 1 2 3 0 59,686 0
LEVEL 3 COMMUNICATIONS INC COM 52729N308 16,498 309,580 SH   DFND 1 2 3 0 309,580 0
MONSANTO CO COM 61166W101 10,724 89,498 SH   DFND 1 2 3 0 89,498 0
NXP SEMICONDUCTORS N V COM N6596X109 26,929 238,117 SH   DFND 1 2 3 0 238,117 0
PAREXEL INTL CORP COM 699462107 5,432 61,671 SH   DFND 1 2 3 0 61,671 0
RICE ENERGY INC COM 762760106 18,892 652,812 SH   DFND 1 2 3 0 652,812 0
RICHMONT MINES INC COM 76547T106 1,852 198,099 SH   DFND 1 2 3 0 198,099 0
ROCKWELL COLLINS INC COM 774341101 6,923 52,965 SH   DFND 1 2 3 0 52,965 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 7,301 85,003 SH   DFND 1 2 3 0 85,003 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 10,533 58,301 SH   DFND 1 2 3 0 58,301 0
SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 1,645 176,267 SH   DFND 1 2 3 0 176,267 0
TIME WARNER INC COM 887317303 15,133 147,715 SH   DFND 1 2 3 0 147,715 0
TRIBUNE MEDIA CO CL A 896047503 5,249 128,457 SH   DFND 1 2 3 0 128,457 0
VANECK VECTORS ETF TR PUT 92189F791 22 212 SH Put DFND 1 2 3 0 212 0