The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 28 | 578 | SH | DFND | 0 | 578 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 50 | 1,348 | SH | DFND | 0 | 1,348 | 0 | ||
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 20,116 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.750% 12/1 | 02917TAB0 | 29,587 | 28,319,000 | SH | DFND | 1 | 0 | 28,319,000 | 0 | |
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.750% 12/1 | 02917TAB0 | 7,280 | 7,000,000 | SH | DFND | 0 | 7,000,000 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 5,530 | 53,451 | SH | DFND | 0 | 53,451 | 0 | ||
| BEST INC | SPONSORED ADR | 08653C106 | 79,409 | 6,634,021 | SH | DFND | 0 | 6,634,021 | 0 | ||
| BEYONDSPRING INC | SHS | G10830100 | 8,849 | 240,000 | SH | DFND | 0 | 240,000 | 0 | ||
| CHECK CAP LTD | SHS | M2361E112 | 2,801 | 1,530,699 | SH | DFND | 0 | 1,530,699 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 200 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 2,130 | 2,068,000 | SH | DFND | 1 | 0 | 2,068,000 | 0 | |
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 12,587 | 12,527,000 | SH | DFND | 1 | 0 | 12,527,000 | 0 | |
| COLONY NORTHSTAR INC | CL A COM | 19625W104 | 17,687 | 1,408,136 | SH | DFND | 0 | 1,408,136 | 0 | ||
| CONTRAFECT CORP | COM | 212326102 | 9,435 | 8,500,000 | SH | DFND | 0 | 8,500,000 | 0 | ||
| COWEN INC | CL A NEW | 223622606 | 22,919 | 1,287,554 | SH | DFND | 0 | 1,287,554 | 0 | ||
| DOVA PHARMACEUTICALS INC | COM | 25985T102 | 17,239 | 710,000 | SH | DFND | 0 | 710,000 | 0 | ||
| FANG HLDGS LTD | ADR | 30711Y102 | 89,637 | 22,132,544 | SH | DFND | 1 | 0 | 22,132,544 | 0 | |
| FANG HLDGS LTD | ADR | 30711Y102 | 12,048 | 2,974,909 | SH | DFND | 0 | 2,974,909 | 0 | ||
| FANHUA INC | SPONSORED ADR | 30712A103 | 50,192 | 3,993,036 | SH | DFND | 0 | 3,993,036 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 10,027 | 123,759 | SH | DFND | 0 | 123,759 | 0 | ||
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 966 | 23,800 | SH | DFND | 0 | 23,800 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 25,169 | 1,867,111 | SH | DFND | 0 | 1,867,111 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 22,970 | 1,704,027 | SH | DFND | 1 | 0 | 1,704,027 | 0 | |
| IMPAX LABORATORIES INC | COM | 45256B101 | 78,256 | 3,854,995 | SH | DFND | 0 | 3,854,995 | 0 | ||
| JOUNCE THERAPEUTICS INC | COM | 481116101 | 4,455 | 285,960 | SH | DFND | 0 | 285,960 | 0 | ||
| L BRANDS INC | COM | 501797104 | 13,730 | 329,972 | SH | DFND | 0 | 329,972 | 0 | ||
| L BRANDS INC | COM | 501797104 | 8,407 | 202,050 | SH | DFND | 1 | 0 | 202,050 | 0 | |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 7,725 | 268,681 | SH | DFND | 1 | 0 | 268,681 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 28,974 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 3,363 | 62,214 | SH | DFND | 0 | 62,214 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 3,995 | 237,783 | SH | DFND | 0 | 237,783 | 0 | ||
| SINA CORP | ORD | G81477104 | 113,595 | 990,802 | SH | DFND | 1 | 0 | 990,802 | 0 | |
| SOHU COM INC | COM | 83408W103 | 67,975 | 1,248,397 | SH | DFND | 1 | 0 | 1,248,397 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 20,033 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 30,720 | 30,000,000 | SH | DFND | 1 | 0 | 30,000,000 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 14,328 | 13,992,000 | SH | DFND | 0 | 13,992,000 | 0 | ||
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 3,465 | 2,422,923 | SH | DFND | 1 | 0 | 2,422,923 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 25,508 | 1,780,069 | SH | DFND | 0 | 1,780,069 | 0 | ||
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 17,289 | 17,500,000 | SH | DFND | 1 | 0 | 17,500,000 | 0 | |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 15,479 | 1,761,032 | SH | DFND | 1 | 0 | 1,761,032 | 0 | |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 1,659 | 188,765 | SH | DFND | 0 | 188,765 | 0 | ||
| YANDEX NV | NOTE 1.125% 12/1 | 98474TAB3 | 50,665 | 50,752,000 | SH | DFND | 1 | 0 | 50,752,000 | 0 | |
| VIEWRAY INC | COM | 92672L107 | 640 | 111,132 | SH | DFND | 0 | 111,132 | 0 | ||
| VEREIT INC | COM | 92339V100 | 39,547 | 4,770,500 | SH | DFND | 1 | 0 | 4,770,500 | 0 | |
| VEREIT INC | COM | 92339V100 | 8,908 | 1,074,632 | SH | DFND | 0 | 1,074,632 | 0 | ||