The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTABA INC | COM | 021346101 | 14,113 | 213,057 | SH | DFND | Omni Partners US LLC | 213,057 | 0 | 0 | |
| ADVISORY BRD CO | COM | 00762W107 | 27,388 | 510,735 | SH | DFND | Omni Partners US LLC | 510,735 | 0 | 0 | |
| AKORN INC | COM | 009728106 | 12,830 | 386,572 | SH | DFND | Omni Partners US LLC | 386,572 | 0 | 0 | |
| ALERE INC | COM | 01449J105 | 36,303 | 711,971 | SH | DFND | Omni Partners US LLC | 711,971 | 0 | 0 | |
| BARD C R INC | COM | 067383109 | 34,655 | 108,130 | SH | DFND | Omni Partners US LLC | 108,130 | 0 | 0 | |
| BROCADE COMMUNICATIONS SYS I | COM | 111621306 | 7,985 | 668,211 | SH | DFND | Omni Partners US LLC | 668,211 | 0 | 0 | |
| COLGATE PALMOLIVE CO | COM | 194162103 | 3,238 | 44,454 | SH | DFND | Omni Partners US LLC | 44,454 | 0 | 0 | |
| CALPINE CORP | COM | 131347304 | 66,375 | 4,500,000 | SH | DFND | Omni Partners US LLC | 4,500,000 | 0 | 0 | |
| DOMINION DIAMOND CORP | COM | 257287102 | 4,352 | 306,879 | SH | DFND | Omni Partners US LLC | 306,879 | 0 | 0 | |
| DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 3,557 | 175,586 | SH | DFND | Omni Partners US LLC | 175,586 | 0 | 0 | |
| FIDELITY & GTY LIFE | COM | 315785105 | 14,623 | 470,939 | SH | DFND | Omni Partners US LLC | 470,939 | 0 | 0 | |
| FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 30,963 | 3,863,657 | SH | DFND | Omni Partners US LLC | 3,863,657 | 0 | 0 | |
| KITE PHARMA INC | COM | 49803L109 | 118,982 | 661,711 | SH | DFND | Omni Partners US LLC | 661,711 | 0 | 0 | |
| LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 50,701 | 951,789 | SH | DFND | Omni Partners US LLC | 951,789 | 0 | 0 | |
| NEURODERM LTD | ORD SHS | M74231107 | 43,436 | 1,116,596 | SH | DFND | Omni Partners US LLC | 1,116,596 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 65,082 | 575,486 | SH | DFND | Omni Partners US LLC | 575,486 | 0 | 0 | |
| NXSTAGE MEDICAL INC | COM | 67072V103 | 9,326 | 337,893 | SH | DFND | Omni Partners US LLC | 337,893 | 0 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 200 | 26,001 | SH | DFND | Omni Partners US LLC | 26,001 | 0 | 0 | |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 | 3,707 | 147,700 | SH | DFND | Omni Partners US LLC | 147,700 | 0 | 0 | |
| PAREXEL INTL CORP | COM | 699462107 | 41,653 | 472,903 | SH | DFND | Omni Partners US LLC | 472,903 | 0 | 0 | |
| QUIDEL CORP | COM | 74838J101 | 6,412 | 146,189 | SH | DFND | Omni Partners US LLC | 146,189 | 0 | 0 | |
| RICE ENERGY INC | COM | 762760106 | 83,236 | 2,876,151 | SH | DFND | Omni Partners US LLC | 2,876,151 | 0 | 0 | |
| SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 11,513 | 134,044 | SH | DFND | Omni Partners US LLC | 134,044 | 0 | 0 | |
| TIME WARNER INC | COM | 887317303 | 92,560 | 903,465 | SH | DFND | Omni Partners US LLC | 903,465 | 0 | 0 | |