The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHAOGEN INC | COM | 004449104 | 83,181 | 5,215,128 | SH | DFND | 5,215,128 | 0 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | ADR | 00653A107 | 98,493 | 12,025,999 | SH | DFND | 12,025,999 | 0 | 0 | ||
AFFIMED NV | COM | N01045108 | 8,750 | 3,888,888 | SH | DFND | 3,888,888 | 0 | 0 | ||
AKARI THERAPEUTICS PLC | ADR | 00972G108 | 2,776 | 452,167 | SH | DFND | 452,167 | 0 | 0 | ||
ARCA BIOPHARMA INC | COM PAR $.001 | 00211Y407 | 1,679 | 1,460,209 | SH | DFND | 1,460,209 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 78,868 | 14,083,582 | SH | DFND | 14,083,582 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 2,798 | 2,520,316 | SH | DFND | 2,520,316 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 30,149 | 4,808,483 | SH | DFND | 4,808,483 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 59,724 | 16,362,694 | SH | DFND | 16,362,694 | 0 | 0 | ||
CARE COM INC | COM | 141633107 | 51,817 | 3,260,989 | SH | DFND | 3,260,989 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM NEW | 14740B606 | 37,074 | 9,064,575 | SH | DFND | 9,064,575 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 220 | 43,492 | SH | DFND | 43,492 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 506 | 595,435 | SH | DFND | 595,435 | 0 | 0 | ||
CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 | 5,734 | 1,562,500 | SH | DFND | 1,562,500 | 0 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 36,173 | 2,141,697 | SH | DFND | 2,141,697 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 57,554 | 3,220,728 | SH | DFND | 3,220,728 | 0 | 0 | ||
DASAN ZHONE SOLUTIONS INC | COM NEW | 23305L206 | 6,531 | 956,255 | SH | DFND | 956,255 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 94,680 | 3,506,649 | SH | DFND | 3,506,649 | 0 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 11,106 | 2,490,204 | SH | DFND | 2,490,204 | 0 | 0 | ||
EPIZYME INC | COM | 29428V104 | 123,079 | 6,460,851 | SH | DFND | 6,460,851 | 0 | 0 | ||
GLYCOMIMETICS INC | COM | 38000Q102 | 120,092 | 8,584,128 | SH | DFND | 8,584,128 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 38,762 | 2,772,643 | SH | DFND | 2,772,643 | 0 | 0 | ||
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 29,278 | 2,382,286 | SH | DFND | 2,382,286 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 140,814 | 8,144,267 | SH | DFND | 8,144,267 | 0 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 13,714 | 714,285 | SH | DFND | 714,285 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 27,160 | 3,336,563 | SH | DFND | 3,336,563 | 0 | 0 | ||
OREXIGEN THERAPEUTICS INC | COM NEW | 686164302 | 786 | 370,900 | SH | DFND | 370,900 | 0 | 0 | ||
PIXELWORKS INC | COM NEW | 72581M305 | 1,694 | 359,555 | SH | DFND | 359,555 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS INC | COM | 74373B109 | 7,469 | 3,556,778 | SH | DFND | 3,556,778 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 51,007 | 3,493,636 | SH | DFND | 3,493,636 | 0 | 0 | ||
REGULUS THERAPEUTICS INC | COM | 75915K101 | 13,737 | 10,989,910 | SH | DFND | 10,989,910 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 8,238 | 3,243,150 | SH | DFND | 3,243,150 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM NEW | 775431208 | 652 | 893,471 | SH | DFND | 893,471 | 0 | 0 | ||
SENSEONICS HOLDINGS INC | COM | 81727U105 | 106,627 | 33,425,275 | SH | DFND | 33,425,275 | 0 | 0 | ||
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 28,575 | 4,141,308 | SH | DFND | 4,141,308 | 0 | 0 | ||
SUCAMPO PHARMACEUTICALS INC | CL A | 864909106 | 14,850 | 1,258,507 | SH | DFND | 1,258,507 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 2,519 | 1,298,274 | SH | DFND | 1,298,274 | 0 | 0 | ||
SYNLOGIC INC | COM | 87166L100 | 72,626 | 3,819,410 | SH | DFND | 3,819,410 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 1,326,517 | 10,275,113 | SH | DFND | 10,275,113 | 0 | 0 | ||
TINTRI INC | COM | 88770Q105 | 16,496 | 5,253,358 | SH | DFND | 5,253,358 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 8,692 | 2,759,217 | SH | DFND | 2,759,217 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 9,720 | 3,811,691 | SH | DFND | 3,811,691 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 5,408 | 1,050,000 | SH | DFND | 1,050,000 | 0 | 0 | ||
VERONA PHARMA PLC | ADS | 925050106 | 18,722 | 1,219,674 | SH | DFND | 1,219,674 | 0 | 0 |