The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc. Class A | COM | 02079K305 | 3,894 | 6,038 | SH | SOLE | 6,038 | 0 | 0 | ||
Alphabet Inc. Class C | COM | 02079K107 | 746 | 778 | SH | SOLE | 778 | 0 | 0 | ||
Altria Group Inc. | COM | 02209S103 | 203 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 6,605 | 6,871 | SH | SOLE | 6,871 | 0 | 0 | ||
American Electrical Power Inc | COM | 025537101 | 395 | 5,625 | SH | SOLE | 5,625 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 1,031 | 5,530 | SH | SOLE | 5,530 | 0 | 0 | ||
Apple Inc. | COM | 037833100 | 7,764 | 50,378 | SH | SOLE | 50,378 | 0 | 0 | ||
Applied Materials Inc. | COM | 038222105 | 1,613 | 30,975 | SH | SOLE | 30,975 | 0 | 0 | ||
AT&T Corp | COM | 00206R102 | 2,753 | 70,275 | SH | SOLE | 70,275 | 0 | 0 | ||
Bank of America Corp | COM | 060505104 | 1,247 | 49,208 | SH | SOLE | 49,208 | 0 | 0 | ||
Berkshire Hathaway Inc Cl B | COM | 084670702 | 275 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 6,483 | 25,501 | SH | SOLE | 25,501 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 316 | 4,959 | SH | SOLE | 4,959 | 0 | 0 | ||
Buckeye Partners LP | COM | 118230101 | 252 | 4,425 | SH | SOLE | 4,425 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 5,713 | 45,807 | SH | SOLE | 45,807 | 0 | 0 | ||
Celgene Corp | COM | 151020104 | 297 | 2,040 | SH | SOLE | 2,040 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 637 | 5,425 | SH | SOLE | 5,425 | 0 | 0 | ||
Cisco Systems Inc | COM | 17275R102 | 612 | 18,210 | SH | SOLE | 18,210 | 0 | 0 | ||
Citigroup Inc. | COM | 172967424 | 5,684 | 78,148 | SH | SOLE | 78,148 | 0 | 0 | ||
Coca Cola Co. | COM | 191216100 | 217 | 4,820 | SH | SOLE | 4,820 | 0 | 0 | ||
Consolidated Edison | COM | 209115104 | 1,002 | 12,425 | SH | SOLE | 12,425 | 0 | 0 | ||
Costco Wholesale Corp | COM | 22160K105 | 345 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 381 | 4,684 | SH | SOLE | 4,684 | 0 | 0 | ||
Deere & Co | COM | 244199105 | 4,408 | 35,099 | SH | SOLE | 35,099 | 0 | 0 | ||
Disney Walt Co | COM | 254687106 | 508 | 5,150 | SH | SOLE | 5,150 | 0 | 0 | ||
Dow Du Pont Inc. | COM | 26078J100 | 462 | 6,667 | SH | SOLE | 6,667 | 0 | 0 | ||
Enbridge Energy Partners LP | COM | 29250R106 | 163 | 10,175 | SH | SOLE | 10,175 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 869 | 10,595 | SH | SOLE | 10,595 | 0 | 0 | ||
Facebook Inc. | Cl. A | 30303M102 | 2,050 | 11,995 | SH | SOLE | 11,995 | 0 | 0 | ||
Fedex Corp. | COM | 31428X106 | 3,615 | 16,025 | SH | SOLE | 16,025 | 0 | 0 | ||
Ford Motor Company | COM | 345370860 | 670 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
Freeport McMoran Copper & Gold Inc | COM | 35671D857 | 435 | 30,950 | SH | SOLE | 30,950 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 1,827 | 75,559 | SH | SOLE | 75,559 | 0 | 0 | ||
General Mills Inc. | COM | 370334104 | 243 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
Gilead Sciences Inc | COM | 375558103 | 1,533 | 18,925 | SH | SOLE | 18,925 | 0 | 0 | ||
Glaxo Smithkline PLC | Spons. ADR | 37733W105 | 341 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
Goldman Sachs Group Inc. | COM | 38141G104 | 2,619 | 11,040 | SH | SOLE | 11,040 | 0 | 0 | ||
Harley Davidson Inc | COM | 412822108 | 413 | 8,575 | SH | SOLE | 8,575 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 777 | 4,750 | SH | SOLE | 4,750 | 0 | 0 | ||
Illinois Tool Wks Inc. | COM | 452308109 | 882 | 5,960 | SH | SOLE | 5,960 | 0 | 0 | ||
Ingersoll Rand PLC (IRELAND) | COM | G47791101 | 4,266 | 47,840 | SH | SOLE | 47,840 | 0 | 0 | ||
Intel Corp | COM | 458140100 | 2,142 | 56,260 | SH | SOLE | 56,260 | 0 | 0 | ||
International Business Machines | COM | 459200101 | 413 | 2,847 | SH | SOLE | 2,847 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 4,638 | 35,677 | SH | SOLE | 35,677 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 5,275 | 55,226 | SH | SOLE | 55,226 | 0 | 0 | ||
Kraft Heinz Company | COM | 500754106 | 1,499 | 19,332 | SH | SOLE | 19,332 | 0 | 0 | ||
Lam Research Corp. | COM | 512807108 | 5,700 | 30,805 | SH | SOLE | 30,805 | 0 | 0 | ||
Mastercard Inc. | Cl. A | 57636Q104 | 4,110 | 29,110 | SH | SOLE | 29,110 | 0 | 0 | ||
McCormick & Co. Inc. | COM | 579780206 | 2,616 | 25,492 | SH | SOLE | 25,492 | 0 | 0 | ||
Merck & Co New | COM | 58933Y105 | 1,324 | 20,672 | SH | SOLE | 20,672 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 4,573 | 61,397 | SH | SOLE | 61,397 | 0 | 0 | ||
3M Company | COM | 88579Y101 | 3,035 | 14,458 | SH | SOLE | 14,458 | 0 | 0 | ||
Mohawk Industries Inc. | COM | 608190104 | 3,616 | 14,608 | SH | SOLE | 14,608 | 0 | 0 | ||
Netflix Inc | COM | 64110L106 | 508 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
Obsidian Energy Ltd. | COM | 674482104 | 85 | 80,500 | SH | SOLE | 80,500 | 0 | 0 | ||
Parker Hannifin Corp. | COM | 701094104 | 3,680 | 21,027 | SH | SOLE | 21,027 | 0 | 0 | ||
Pepsico Inc. | COM | 713448108 | 1,020 | 9,150 | SH | SOLE | 9,150 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 1,164 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
PG & E Corp. | COM | 69331C108 | 1,671 | 24,535 | SH | SOLE | 24,535 | 0 | 0 | ||
Procter & Gamble Co. | COM | 742718109 | 364 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Raytheon Co. | COM | 755111507 | 261 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
Royal Dutch Shell PLC | Spons. ADR | 780259206 | 857 | 14,150 | SH | SOLE | 14,150 | 0 | 0 | ||
Salesforce.com Inc | COM | 79466L302 | 5,690 | 60,905 | SH | SOLE | 60,905 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 366 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
Servicenow Inc. | COM | 81762P102 | 3,990 | 33,945 | SH | SOLE | 33,945 | 0 | 0 | ||
SVB Finl Group | COM | 78486Q101 | 552 | 2,950 | SH | SOLE | 2,950 | 0 | 0 | ||
Texas Instruments Inc. | COM | 882508104 | 3,065 | 34,190 | SH | SOLE | 34,190 | 0 | 0 | ||
Union Pacific Corp | COM | 907818108 | 3,130 | 26,990 | SH | SOLE | 26,990 | 0 | 0 | ||
United Technologies Co | COM | 913017109 | 375 | 3,230 | SH | SOLE | 3,230 | 0 | 0 | ||
Uranium Energy Corp. | COM | 916896103 | 40 | 29,200 | SH | SOLE | 29,200 | 0 | 0 | ||
Verizon Communications Inc. | COM | 92343V104 | 1,129 | 22,811 | SH | SOLE | 22,811 | 0 | 0 | ||
Volkswagen AG | Spons. ADR | 928662303 | 1,348 | 39,805 | SH | SOLE | 39,805 | 0 | 0 | ||
Whirlpool Corp | COM | 963320106 | 2,630 | 14,260 | SH | SOLE | 14,260 | 0 | 0 | ||
Citigroup Inc. Preferred Ser S | Preferred | 172967317 | 408 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Goldman Sachs Group Inc. Prfrd Ser N | Preferred | 38148B504 | 385 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
JP Morgan Chase & Co Prfrd Ser G | Preferred | 48127X542 | 214 | 7,925 | SH | SOLE | 7,925 | 0 | 0 | ||
Tennessee Valley Authority | Preferred | 880591300 | 209 | 8,195 | SH | SOLE | 8,195 | 0 | 0 | ||
UBS AG Ldn Trigger Phoenix AC Euro Stx 50 | COM | 90274T494 | 652 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
Wells Fargo & Co Prfd J | Preferred | 949746879 | 502 | 19,675 | SH | SOLE | 19,675 | 0 | 0 | ||
Tortoise MLP Fund | COM | 89148B101 | 267 | 14,750 | SH | SOLE | 14,750 | 0 | 0 | ||
Eaton Vance High Inc 2021 FD | COM | 27829W101 | 254 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Eaton Vance Muni Bond Fund | COM | 27827X101 | 342 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
First Trust Intermediate Duration Pfd Incm. | COM | 33718W103 | 958 | 38,750 | SH | SOLE | 38,750 | 0 | 0 | ||
Flaherty & Crumrine Dynamic Pfd | Preferred | 33848W106 | 1,856 | 70,025 | SH | SOLE | 70,025 | 0 | 0 | ||
John Hancock Tax Advantaged Div. Income Fd | COM | 41013V100 | 394 | 15,250 | SH | SOLE | 15,250 | 0 | 0 | ||
Nuveen CT Premium Muni Fd. | COM | 67060D107 | 153 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
Nuveen High Income 11/21 Tgt Trm Fd. | COM | 67077N106 | 309 | 30,700 | SH | SOLE | 30,700 | 0 | 0 | ||
Nuveen NY AMT-FREE Quality INCM | COM | 670656107 | 132 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Nuveen Muni Value Fund Inc. | COM | 670928100 | 113 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Pimco Dynamic Credit Income Fund | COM | 72202D106 | 1,665 | 72,200 | SH | SOLE | 72,200 | 0 | 0 | ||
ALPS Alerian MLP ETF | COM | 00162Q866 | 276 | 24,575 | SH | SOLE | 24,575 | 0 | 0 | ||
Energy Select Sector SPDR ETF | COM | 81369Y506 | 805 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
Exponential Technologies ETF | COM | 46434V381 | 917 | 26,725 | SH | SOLE | 26,725 | 0 | 0 | ||
Financial Sector SPDR ETF | COM | 81369Y605 | 397 | 15,350 | SH | SOLE | 15,350 | 0 | 0 | ||
First Trust DJ Internet Index ETF | COM | 33733E302 | 2,546 | 24,875 | SH | SOLE | 24,875 | 0 | 0 | ||
Industrial Select Sector SPDR ETF | COM | 81369Y704 | 2,538 | 35,750 | SH | SOLE | 35,750 | 0 | 0 | ||
Ishares Biotechnology ETF | COM | 464287556 | 1,563 | 4,685 | SH | SOLE | 4,685 | 0 | 0 | ||
Ishares Core S&P500 ETF | COM | 464287200 | 411 | 1,625 | SH | SOLE | 1,625 | 0 | 0 | ||
Ishares Dow Jones US ETF | COM | 464287846 | 1,449 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
Ishares Global Healthcare ETF | COM | 464287325 | 517 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
Ishares International Select Dividend | COM | 464288448 | 206 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
Ishares Morningstar Large-Cap ETF | COM | 464287127 | 2,347 | 15,575 | SH | SOLE | 15,575 | 0 | 0 | ||
Ishares North American Tech ETF | COM | 464287549 | 6,029 | 38,825 | SH | SOLE | 38,825 | 0 | 0 | ||
Ishares North American Tech Software ETF | COM | 464287515 | 1,638 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
Ishares Russell 1000 Growth ETF | COM | 464287614 | 1,863 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
Ishares Russell 1000 Value ETF | COM | 464287598 | 213 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
Ishares Russell 2000 ETF | COM | 464287655 | 1,956 | 13,200 | SH | SOLE | 13,200 | 0 | 0 | ||
Ishares Russell 2000 Value ETF | COM | 464287630 | 509 | 4,100 | SH | SOLE | 4,100 | 0 | 0 | ||
Ishares Russell Mid-Cap ETF | COM | 464287499 | 754 | 3,825 | SH | SOLE | 3,825 | 0 | 0 | ||
Ishares Russell Mid-Cap Growth ETF | COM | 464287481 | 2,099 | 18,545 | SH | SOLE | 18,545 | 0 | 0 | ||
Ishares Russell Mid-Cap Value ETF | COM | 464287473 | 335 | 3,940 | SH | SOLE | 3,940 | 0 | 0 | ||
Ishares S&P 500 Value ETF | COM | 464287408 | 766 | 7,100 | SH | SOLE | 7,100 | 0 | 0 | ||
Ishares US Medical Devices ETF | COM | 464288810 | 1,205 | 7,215 | SH | SOLE | 7,215 | 0 | 0 | ||
Ishares US Preferred Stock ETF | COM | 464288687 | 1,762 | 45,400 | SH | SOLE | 45,400 | 0 | 0 | ||
Powershares QQQ Trust SR1 | COM | 73935A104 | 823 | 5,660 | SH | SOLE | 5,660 | 0 | 0 | ||
Robo Global Robotics & Automation | COM | 301505707 | 1,294 | 33,450 | SH | SOLE | 33,450 | 0 | 0 | ||
Rydex Guggenheim S&P 500 Equal Wt | COM | 78355W106 | 222 | 2,325 | SH | SOLE | 2,325 | 0 | 0 | ||
SPDR S&P Metals and Mining | COM | 07846A755 | 891 | 27,700 | SH | SOLE | 27,700 | 0 | 0 | ||
SPDR Healthcare Select Sector | COM | 81369Y209 | 1,112 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
Proshares Short 20 Year Treasury | COM | 74347X849 | 263 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | ||
SPDR Gold Trust | COM | 78463V107 | 334 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | COM | 78462F103 | 2,259 | 8,990 | SH | SOLE | 8,990 | 0 | 0 | ||
SPDR S&P 600 Small Cap ETF | COM | 78464A813 | 598 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SPDR Ser Tr S&P Dividend | COM | 78464A763 | 1,091 | 11,950 | SH | SOLE | 11,950 | 0 | 0 | ||
SPDR S&P Midcap 400 | COM | 78467Y107 | 1,077 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
SPDR S&P Regional Banking ETF | COM | 78464A698 | 250 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
SPDR Fd Technology | COM | 81369Y803 | 644 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
SPDR Fd Utilities | COM | 81369Y886 | 249 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
Vaneck Gold Miners ETF | COM | 92189F106 | 452 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
Vanguard Emerging Markets ETF | COM | 922042858 | 752 | 17,250 | SH | SOLE | 17,250 | 0 | 0 | ||
Vanguard Extended Market ETF | COM | 922908652 | 1,246 | 11,635 | SH | SOLE | 11,635 | 0 | 0 | ||
Vanguard FTSE Developed Markets ETF | COM | 921943858 | 703 | 16,200 | SH | SOLE | 16,200 | 0 | 0 | ||
Vanguard Growth ETF | COM | 922908736 | 2,642 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
Vanguard High Div Yield | COM | 921946406 | 549 | 6,766 | SH | SOLE | 6,766 | 0 | 0 | ||
Vanguard Large-Cap ETF | COM | 922908637 | 915 | 7,931 | SH | SOLE | 7,931 | 0 | 0 | ||
Vanguard Mid Cap ETF | COM | 922908629 | 235 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Vanguard Mid Cap Growth ETF | COM | 922908538 | 952 | 7,820 | SH | SOLE | 7,820 | 0 | 0 | ||
Vanguard Total Stock Market ETF | COM | 922908769 | 2,360 | 18,220 | SH | SOLE | 18,220 | 0 | 0 | ||
Vanguard Value ETF | COM | 922908744 | 439 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
Ishares Floating Rate Bond ETF | COM | 46429B655 | 306 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Ishares TIPS Bond ETF | COM | 464287176 | 823 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
Pimco Enhanced Short Mat Strategy ETF | COM | 72201R833 | 921 | 9,050 | SH | SOLE | 9,050 | 0 | 0 | ||
SPDR Barclays High Yield Bond ETF | COM | 78464A417 | 340 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
Vanguard Short Term Inflation Protected ETF | COM | 922020805 | 297 | 6,000 | SH | SOLE | 6,000 | 0 | 0 |