The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTORIA FINL CORP | COM | 046265104 | 31,104 | 1,442,009 | SH | OTR | 1 | 1,217,009 | 225,000 | 0 | |
ASB BANCORP INC N C | COM | 00213T109 | 588 | 11,860 | SH | OTR | 1 | 11,495 | 365 | 0 | |
BARD C R INC | COM | 067383109 | 32,627 | 101,800 | SH | OTR | 1 | 87,800 | 14,000 | 0 | |
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 1,403 | 117,414 | SH | OTR | 1 | 95,152 | 22,262 | 0 | |
CALGON CARBON CORP | COM | 129603106 | 535 | 25,000 | SH | OTR | 1 | 19,750 | 5,250 | 0 | |
CU BANCORP CALIF | COM | 126534106 | 13,095 | 337,711 | SH | OTR | 1 | 278,058 | 59,653 | 0 | |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 13,543 | 1,699,263 | SH | SOLE | 1,699,263 | 0 | 0 | ||
FIRST SOUTH BANCORP INC VA | COM | 33646W100 | 6,580 | 355,108 | SH | OTR | 1 | 344,338 | 10,770 | 0 | |
IXYS CORP | COM | 46600W106 | 9,492 | 400,514 | SH | OTR | 1 | 320,483 | 80,031 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 14,173 | 265,956 | SH | OTR | 1 | 217,536 | 48,420 | 0 | |
MAINSOURCE FINANCIAL GP INC | COM | 56062Y102 | 18 | 497 | SH | SOLE | 497 | 0 | 0 | ||
SOUTHWEST BANCORP INC OKLA | COM | 844767103 | 21,869 | 793,782 | SH | OTR | 1 | 768,968 | 24,814 | 0 | |
PARAGON COML CORP | COM NEW | 69911U403 | 1,529 | 27,086 | SH | SOLE | 27,086 | 0 | 0 | ||
PACIFIC CONTINENTAL CORP | COM | 69412V108 | 23,381 | 867,574 | SH | OTR | 1 | 787,574 | 80,000 | 0 | |
PARK STERLING CORP | COM | 70086Y105 | 52 | 4,171 | SH | OTR | 1 | 3,744 | 427 | 0 | |
RICE ENERGY INC | COM | 762760106 | 30,766 | 1,063,108 | SH | OTR | 1 | 894,403 | 168,705 | 0 | |
SUN BANCORP INC | COM NEW | 86663B201 | 72 | 2,885 | SH | SOLE | 2,885 | 0 | 0 | ||
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 160 | 9,906 | SH | OTR | 1 | 7,826 | 2,080 | 0 | |
WOLVERINE BANCORP INC | COM | 977880103 | 1,285 | 29,894 | SH | SOLE | 29,894 | 0 | 0 | ||
WASHINGTONFIRST BANKSHARES I | COM | 940730104 | 125 | 3,500 | SH | OTR | 1 | 3,120 | 380 | 0 | |
XENITH BANKSHARES INC NEW | COM NEW | 984102202 | 17 | 534 | SH | OTR | 1 | 433 | 101 | 0 |