15-12B 1 d469113d1512b.htm 15-12B 15-12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON D.C. 20549

 

 

FORM 15

 

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number 001-35675

 

 

RLJ ENTERTAINMENT, INC.

(Exact name of registrant as specified in its charter)

 

 

8515 Georgia Avenue, Suite 650

Silver Spring, MD 20910

(301) 608-2115

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Warrants issued pursuant to the Amended and Restated Warrant Agreement, dated as of February 1, 2015

(Title of each class of securities covered by this Form)

Common Stock

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)  
Rule 12g-4(a)(2)  
Rule 12h-3(b)(1)(i)  
Rule 12h-3(b)(1)(ii)  
Rule 15d-6  

Approximate number of holders of record as of the certification or notice date: 0

Pursuant to the requirements of the Securities Exchange Act of 1934 RLJ Entertainment, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date: October 4, 2017     By:  

/s/ MIGUEL PENELLA

     

Miguel Penella

Chief Executive Officer