The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 154 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 990 | 35,500 | SH | SOLE | 35,500 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 557 | 2,290 | SH | SOLE | 2,290 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 288 | 317 | SH | SOLE | 317 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 6,920 | 7,444 | SH | SOLE | 7,403 | 0 | 41 | ||
ALTRIA GROUP INC | COM | 02209S103 | 299 | 4,012 | SH | SOLE | 4,012 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 5,674 | 5,861 | SH | SOLE | 5,816 | 0 | 45 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 3,300 | 39,175 | SH | SOLE | 38,740 | 0 | 435 | ||
AMGEN INC | COM | 031162100 | 4,439 | 25,775 | SH | SOLE | 25,485 | 0 | 290 | ||
APPLE INC | COM | 037833100 | 14,819 | 102,895 | SH | SOLE | 102,785 | 0 | 110 | ||
ARATANA THERAPEUTICS INC | COM | 03874P101 | 87 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 168 | 47,424 | SH | SOLE | 47,424 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 337 | 8,921 | SH | SOLE | 8,921 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 2,426 | 53,418 | SH | SOLE | 53,268 | 0 | 150 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,019 | 4 | SH | SOLE | 4 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 761 | 4,493 | SH | SOLE | 4,493 | 0 | 0 | ||
BIOTIME INC | COM | 09066L105 | 442 | 140,371 | SH | SOLE | 140,371 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,179 | 21,155 | SH | SOLE | 20,195 | 0 | 960 | ||
CASTLIGHT HEALTH INC | CL B | 14862Q100 | 83 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 419 | 4,020 | SH | SOLE | 4,020 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 4,582 | 146,394 | SH | SOLE | 145,289 | 0 | 1,105 | ||
CITIGROUP INC | COM NEW | 172967424 | 4,099 | 61,292 | SH | SOLE | 60,507 | 0 | 785 | ||
COLONY NORTHSTAR INC | CL A COM | 19625W104 | 475 | 33,686 | SH | SOLE | 33,686 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 3,730 | 35,106 | SH | SOLE | 34,676 | 0 | 430 | ||
DOW CHEM CO | COM | 260543103 | 5,251 | 83,257 | SH | SOLE | 82,672 | 0 | 585 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 183 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 193 | 27,162 | SH | SOLE | 27,162 | 0 | 0 | ||
EGALET CORP | COM | 28226B104 | 33 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 251 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 340 | 12,572 | SH | SOLE | 12,572 | 0 | 0 | ||
EVOKE PHARMA INC | COM | 30049G104 | 27 | 10,425 | SH | SOLE | 10,425 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 4,979 | 61,682 | SH | SOLE | 61,232 | 0 | 450 | ||
FACEBOOK INC | CL A | 30303M102 | 1,635 | 10,832 | SH | SOLE | 10,832 | 0 | 0 | ||
GABELLI EQUITY TR INC | COM | 362397101 | 77 | 12,430 | SH | SOLE | 12,430 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 5,135 | 190,140 | SH | SOLE | 189,265 | 0 | 875 | ||
GERON CORP | COM | 374163103 | 70 | 25,200 | SH | SOLE | 25,200 | 0 | 0 | ||
GLOBAL NET LEASE INC | COM NEW | 379378201 | 202 | 9,105 | SH | SOLE | 9,105 | 0 | 0 | ||
GREAT AJAX CORP | COM | 38983D300 | 1,057 | 75,602 | SH | SOLE | 75,602 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 4,565 | 29,757 | SH | SOLE | 29,527 | 0 | 230 | ||
HORIZON PHARMA PLC | SHS | G4617B105 | 131 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
INSEEGO CORP | COM | 45782B104 | 52 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 5,369 | 34,904 | SH | SOLE | 34,904 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,394 | 33,216 | SH | SOLE | 33,116 | 0 | 100 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 281 | 3,079 | SH | SOLE | 3,079 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 2,700 | 31,525 | SH | SOLE | 31,205 | 0 | 320 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 4,489 | 16,171 | SH | SOLE | 16,126 | 0 | 45 | ||
MEDTRONIC PLC | SHS | G5960L103 | 4,507 | 50,786 | SH | SOLE | 50,341 | 0 | 445 | ||
MERCK & CO INC | COM | 58933Y105 | 329 | 5,136 | SH | SOLE | 5,136 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 5,298 | 76,863 | SH | SOLE | 76,303 | 0 | 560 | ||
NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 531 | 21,420 | SH | SOLE | 21,420 | 0 | 0 | ||
ONCOCYTE CORPORATION | COM | 68235C107 | 117 | 22,570 | SH | SOLE | 22,570 | 0 | 0 | ||
PACWEST BANCORP DEL | COM | 695263103 | 5,324 | 114,001 | SH | SOLE | 114,001 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 3,692 | 31,970 | SH | SOLE | 31,760 | 0 | 210 | ||
PFIZER INC | COM | 717081103 | 354 | 10,550 | SH | SOLE | 10,550 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 551 | 4,692 | SH | SOLE | 4,692 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 2,767 | 31,755 | SH | SOLE | 31,435 | 0 | 320 | ||
REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 222 | 25,750 | SH | SOLE | 25,750 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 208 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 3,865 | 58,700 | SH | SOLE | 58,300 | 0 | 400 | ||
STRYKER CORP | COM | 863667101 | 500 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 185 | 41,500 | SH | SOLE | 41,500 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 418 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 241 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 4,024 | 79,872 | SH | SOLE | 79,217 | 0 | 655 | ||
US BANCORP DEL | COM NEW | 902973304 | 4,938 | 95,110 | SH | SOLE | 94,465 | 0 | 645 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 225 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,611 | 103,248 | SH | SOLE | 102,663 | 0 | 585 | ||
VISA INC | COM CL A | 92826C839 | 3,477 | 37,073 | SH | SOLE | 36,853 | 0 | 220 | ||
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 213 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
XPLORE TECHNOLOGIES CORP | COM PAR $0.001 | 983950700 | 174 | 89,109 | SH | SOLE | 89,109 | 0 | 0 |