The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADIENT PLC | ORD SHS | G0084W101 | 69,755 | 1,066,912 | SH | SOLE | 1,066,912 | 0 | 0 | ||
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | 17,146 | 147,065 | SH | SOLE | 147,065 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 759,357 | 13,938,274 | SH | SOLE | 13,938,274 | 0 | 0 | ||
| CIT GROUP INC | COM NEW | 125581801 | 151,792 | 3,116,873 | SH | SOLE | 3,116,873 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 114,662 | 1,714,444 | SH | SOLE | 1,714,444 | 0 | 0 | ||
| COBALT INTL ENERGY INC | COM NEW | 19075F304 | 1,035 | 419,066 | SH | SOLE | 419,066 | 0 | 0 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 13,302 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 4,665 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
| CONSTELLATION ALPHA CAPITAL | UNIT 99/99/9999 | G2379F124 | 5,831 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
| COTT CORP QUE | COM | 22163N106 | 39,577 | 2,740,800 | SH | SOLE | 2,740,800 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 44,362 | 825,500 | SH | SOLE | 825,500 | 0 | 0 | ||
| DHT HOLDINGS INC | DEBT 4.500%10/0 | 23335SAB2 | 19,266 | 19,270,000 | PRN | SOLE | 19,270,000 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 103,566 | 98,500,000 | PRN | SOLE | 98,500,000 | 0 | 0 | ||
| HERBALIFE LTD | COM USD SHS | G4412G101 | 76,093 | 1,066,776 | SH | SOLE | 1,066,776 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 4,387 | 438,700 | SH | SOLE | 438,700 | 0 | 0 | ||
| LAMB WESTON HLDGS INC | COM | 513272104 | 81,200 | 1,843,778 | SH | SOLE | 1,843,778 | 0 | 0 | ||
| MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 190 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| PDVWIRELESS INC | COM | 69290R104 | 49,676 | 2,132,038 | SH | SOLE | 2,132,038 | 0 | 0 | ||
| SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 102,417 | 2,613,337 | SH | SOLE | 2,613,337 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 829,374 | 3,430,000 | SH | Put | SOLE | 3,430,000 | 0 | 0 | |
| UNITED CONTL HLDGS INC | COM | 910047109 | 38,378 | 510,000 | SH | SOLE | 510,000 | 0 | 0 | ||
| YAHOO INC | NOTE 12/0 | 984332AF3 | 16,498 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||