The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Co COM 88579Y101 158 760 SH   SOLE   760 0 0
ABB Ltd SPONSORED ADR 000375204 8 340 SH   SOLE   340 0 0
Aberdeen Chile Fund Inc COM 00301W105 77 10,859 SH   SOLE   10,859 0 0
Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc COM 00301T102 244 17,680 SH   SOLE   17,680 0 0
Aberdeen Greater China Fund Inc COM 003031101 23 2,000 SH   SOLE   2,000 0 0
Aberdeen Indonesia Fund Inc COM 00305P106 129 17,000 SH   SOLE   17,000 0 0
Aberdeen Israel Fund Inc COM 00301L109 69 3,550 SH   SOLE   3,550 0 0
Aberdeen Japan Equity Fund Inc COM 00306J109 2,513 295,608 SH   OTR 1 203,215 92,393 0
Aberdeen Latin America Equity Fund Inc COM 00306K106 512 22,110 SH   OTR 1 4,000 18,110 0
Aberdeen Singapore Fund Inc COM 003244100 134 12,135 SH   SOLE   12,135 0 0
Adams Diversified Equity Fund Inc COM 006212104 7,090 496,177 SH   OTR 1 414,186 81,991 0
Adams Natural Resources Fund Inc COM 00548F105 2,832 151,460 SH   OTR 1 52,252 99,208 0
Advent Claymore Convertible Securities and Income Fund II COM 007639107 47 7,516 SH   SOLE   7,516 0 0
Advent/Claymore Enhanced Growth & Income Fund COM 00765E104 465 53,177 SH   SOLE   53,177 0 0
Alexion Pharmaceuticals Inc COM 015351109 16 134 SH   SOLE   134 0 0
Allegion PLC ORD SHS G0176J109 10 126 SH   SOLE   126 0 0
Alliance California Municipal Income Fund Inc COM 018546101 240 17,511 SH   SOLE   17,511 0 0
AllianceBernstein Global High Income Fund Inc COM 01879R106 41 3,140 SH   SOLE   3,140 0 0
AllianceBernstein National Municipal Income Fund Inc COM 01864U106 310 22,655 SH   SOLE   22,655 0 0
AllianzGI Equity & Convertible Income Fund COM 018829101 40 2,000 SH   SOLE   2,000 0 0
AllianzGI NFJ Dividend Interest & Premium Strategy Fund COM 01883A107 1,516 115,788 SH   OTR 1 4,080 111,708 0
Alpine Global Dynamic Dividend Fund COM NEW 02082E205 3,179 310,761 SH   OTR 1 203,902 106,859 0
Alpine Total Dynamic Dividend Fund COM SH BEN INT N 021060207 6,216 715,295 SH   OTR 1 509,486 205,809 0
America Movil SAB de CV SPON ADR L SHS 02364W105 711 44,690 SH   SOLE   44,690 0 0
American Electric Power Co Inc COM 025537101 7 99 SH   SOLE   99 0 0
American Express Co COM 025816109 67 793 SH   SOLE   793 0 0
Amgen Inc COM 031162100 121 700 SH   SOLE   700 0 0
Apple Inc COM 037833100 108 751 SH   SOLE   751 0 0
Ares Dynamic Credit Allocation Fund Inc COM 04014F102 159 9,696 SH   SOLE   9,696 0 0
ASA Gold and Precious Metals Ltd SHS G3156P103 58 5,000 SH   SOLE   5,000 0 0
Asia Tigers Fund Inc COM 04516T105 24 2,000 SH   SOLE   2,000 0 0
ASML Holding NV N Y REGISTRY SHS N07059210 15 117 SH   SOLE   117 0 0
AstraZeneca PLC SPONSORED ADR 046353108 12 352 SH   SOLE   352 0 0
ATN International Inc COM 00215F107 820 11,988 SH   SOLE   11,988 0 0
Avenue Income Credit Strategies Fund COM 05358E106 2,140 153,861 SH   OTR 1 96,005 57,856 0
Avianca Holdings SA SPON ADR REP PFD 05367G100 1,440 221,569 SH   SOLE   221,569 0 0
Baidu Inc SPON ADR REP A 056752108 9 49 SH   SOLE   49 0 0
Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 38 4,576 SH   SOLE   4,576 0 0
Bancolombia SA SPON ADR PREF 05968L102 881 19,780 SH   SOLE   19,780 0 0
Bancroft Fund Ltd COM 059695106 38 1,746 SH   SOLE   1,746 0 0
BHP Billiton Ltd SPONSORED ADR 088606108 9 248 SH   SOLE   248 0 0
BioMarin Pharmaceutical Inc COM 09061G101 36 400 SH   SOLE   400 0 0
BlackRock Credit Allocation Income Trust COM 092508100 1,260 93,695 SH   OTR 1 31,191 62,504 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 12 1,367 SH   SOLE   1,367 0 0
BlackRock Limited Duration Income Trust COM SHS 09249W101 4 250 SH   SOLE   250 0 0
BlackRock Multi-Sector Income Trust COM 09258A107 193 10,651 SH   SOLE   10,651 0 0
BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 135 9,580 SH   SOLE   9,580 0 0
BlackRock MuniHoldings California Quality Fund Inc COM 09254L107 72 5,000 SH   SOLE   5,000 0 0
BlackRock Resources & Commodities Strategy Trust SHS 09257A108 126 15,756 SH   SOLE   15,756 0 0
Blackrock Science & Technology Trust SHS 09258G104 11,787 530,729 SH   OTR 1 407,428 123,301 0
Blackstone / GSO Strategic Credit Fund COM SH BEN IN 09257R101 162 10,181 SH   SOLE   10,181 0 0
Boulder Growth & Income Fund Inc COM 101507101 14,438 1,486,888 SH   OTR 1 1,183,786 303,102 0
Bristol-Myers Squibb Co COM 110122108 95 1,700 SH   SOLE   1,700 0 0
British American Tobacco PLC SPONSORED ADR 110448107 11 156 SH   SOLE   156 0 0
Brookfield Real Assets Income Fund Inc SH BEN INT 112830104 113 4,855 SH   SOLE   4,855 0 0
BT Group PLC ADR 05577E101 36 1,843 SH   SOLE   1,843 0 0
Canadian Natural Resources Ltd COM 136385101 8 286 SH   SOLE   286 0 0
Carnival Corp UNIT 143658300 1,705 26,000 SH   SOLE   26,000 0 0
Caterpillar Inc COM 149123101 76 708 SH   SOLE   708 0 0
Celgene Corp COM 151020104 104 800 SH   SOLE   800 0 0
Cemex SAB de CV SPON ADR NEW 151290889 2,314 245,645 SH   SOLE   245,645 0 0
Central and Eastern Europe Fund Inc COM 153436100 39 1,779 SH   SOLE   1,779 0 0
Central Fund of Canada Ltd CL A 153501101 99 8,000 SH   SOLE   8,000 0 0
Central Securities Corp COM 155123102 9,006 361,270 SH   OTR 1 239,222 122,048 0
Chevron Corp COM 166764100 75 721 SH   SOLE   721 0 0
China Petroleum & Chemical Corp SPON ADR H SHS 16941R108 9 114 SH   SOLE   114 0 0
Chubb Ltd COM H1467J104 10 68 SH   SOLE   68 0 0
Cisco Systems Inc COM 17275R102 22 710 SH   SOLE   710 0 0
ClearBridge American Energy MLP Fund Inc COM 184691103 313 34,837 SH   SOLE   34,837 0 0
Clough Global Opportunities Fund SH BEN INT 18914E106 3 300 SH   SOLE   300 0 0
Coca-Cola European Partners PLC SHS G25839104 10 237 SH   SOLE   237 0 0
Cohen & Steers Global Income Builder Inc COM 19248M103 6 635 SH   SOLE   635 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund Inc COM SHS 19249B106 747 68,783 SH   OTR 1 48,170 20,613 0
Consolidated Water Co Ltd ORD G23773107 1,606 129,538 SH   SOLE   129,538 0 0
Copa Holdings SA CL A P31076105 3,776 32,273 SH   SOLE   32,273 0 0
Cornerstone Strategic Value Fund Inc COM 21924B302 15 936 SH   SOLE   936 0 0
Credit Suisse Group AG SPONSORED ADR 225401108 8 563 SH   SOLE   563 0 0
Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 6 108 SH   SOLE   108 0 0
CVS Health Corp COM 126650100 4 48 SH   SOLE   48 0 0
Delaware Enhanced Global Dividend and Income Fund COM 246060107 432 37,855 SH   OTR 1 18,983 18,872 0
Delaware Investments Dividend & Income Fund Inc COM 245915103 1 48 SH   SOLE   48 0 0
Deutsche Multi-Market Income Trust SHS 25160E102 42 4,751 SH   SOLE   4,751 0 0
Deutsche Strategic Income Trust SHS 25160F109 5 400 SH   SOLE   400 0 0
Diageo PLC SPON ADR NEW 25243Q205 8 70 SH   SOLE   70 0 0
Diversified Real Asset Income Fund COM SHS 25533B108 1,262 72,321 SH   OTR 1 52,695 19,626 0
Dominion Energy Inc COM 25746U109 7 95 SH   SOLE   95 0 0
Dreyfus Municipal Bond Infrastructure Fund Inc SHS 26203D101 315 24,037 SH   SOLE   24,037 0 0
Dreyfus Municipal Income Inc COM 26201R102 31 3,441 SH   SOLE   3,441 0 0
Eagle Point Credit Co Inc COM 269808101 63 3,050 SH   SOLE   3,050 0 0
Eaton Vance California Municipal Bond Fund II COM 27828C106 342 28,674 SH   SOLE   28,674 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 412 32,904 SH   SOLE   32,904 0 0
Eaton Vance Enhanced Equity Income Fund COM 278274105 3 250 SH   SOLE   250 0 0
Eaton Vance New York Municipal Bond Fund II COM 27828T109 237 20,000 SH   SOLE   20,000 0 0
EI du Pont de Nemours & Co COM 263534109 65 808 SH   SOLE   808 0 0
Eli Lilly & Co COM 532457108 49 600 SH   SOLE   600 0 0
Empire State Realty Trust Inc CL A 292104106 704 33,894 SH   SOLE   33,894 0 0
Equus Total Return Inc COM 294766100 127 53,796 SH   SOLE   53,796 0 0
Era Group Inc COM 26885G109 204 21,515 SH   SOLE   21,515 0 0
EVERTEC Inc COM 30040P103 409 23,643 SH   SOLE   23,643 0 0
Exxon Mobil Corp COM 30231G102 65 807 SH   SOLE   807 0 0
First BanCorp/Puerto Rico COM NEW 318672706 1,337 230,875 SH   SOLE   230,875 0 0
First Trust Dynamic Europe Equity Income Fund COM SHS 33740D107 1,644 88,497 SH   OTR 1 41,042 47,455 0
First Trust Energy Infrastructure Fund COM 33738C103 833 44,370 SH   SOLE   44,370 0 0
First Trust High Income Long/Short Fund COM 33738E109 353 20,501 SH   SOLE   20,501 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 36 2,535 SH   SOLE   2,535 0 0
Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1,437 14,610 SH   SOLE   14,610 0 0
Franklin Limited Duration Income Trust COM 35472T101 339 28,651 SH   OTR 1 0 28,651 0
Fresh Del Monte Produce Inc ORD G36738105 255 5,000 SH   SOLE   5,000 0 0
Gabelli Equity Trust Inc COM 362397101 27 4,304 SH   SOLE   4,304 0 0
General American Investors Co Inc COM 368802104 4,872 141,828 SH   OTR 1 109,142 32,686 0
General Electric Co COM 369604103 28 1,022 SH   SOLE   1,022 0 0
Gildan Activewear Inc COM 375916103 6 193 SH   SOLE   193 0 0
Gilead Sciences Inc COM 375558103 142 2,000 SH   SOLE   2,000 0 0
Goldman Sachs MLP Income Opportunities Fund COM SHS 38147W103 14 1,451 SH   SOLE   1,451 0 0
Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 442 2,100 SH   SOLE   2,100 0 0
Grupo Televisa SAB SPON ADR REP ORD 40049J206 692 28,400 SH   SOLE   28,400 0 0
Guggenheim Enhanced Equity Income Fund COM 40167B100 26 3,191 SH   SOLE   3,191 0 0
GW Pharmaceuticals PLC ADS 36197T103 6 63 SH   SOLE   63 0 0
ICICI Bank Ltd ADR 45104G104 38 4,225 SH   SOLE   4,225 0 0
Incyte Corp COM 45337C102 30 242 SH   SOLE   242 0 0
ING Groep NV SPONSORED ADR 456837103 8 442 SH   SOLE   442 0 0
Ingersoll-Rand PLC SHS G47791101 10 111 SH   SOLE   111 0 0
Inovio Pharmaceuticals Inc COM NEW 45773H201 118 15,000 SH   SOLE   15,000 0 0
Insight Select Income Fund COM 45781W109 65 3,300 SH   SOLE   3,300 0 0
Intel Corp COM 458140100 31 932 SH   SOLE   932 0 0
International Business Machines Corp COM 459200101 119 775 SH   SOLE   775 0 0
iShares Nasdaq Biotechnology ETF NASDQ BIOTEC ETF 464287556 186 600 SH   SOLE   600 0 0
iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 503 10,000 SH   SOLE   10,000 0 0
iShares TIPS Bond ETF TIPS BD ETF 464287176 47 410 SH   SOLE   410 0 0
iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 475 2,850 SH   SOLE   2,850 0 0
Itau Unibanco Holding SA SPON ADR REP PFD 465562106 17 1,498 SH   SOLE   1,498 0 0
Japan Smaller Capitalization Fund Inc COM 47109U104 2,053 178,796 SH   OTR 1 80,868 97,928 0
John Hancock Tax-Advantaged Dividend Income Fund COM 41013V100 17 656 SH   SOLE   656 0 0
Johnson & Johnson COM 478160104 102 768 SH   SOLE   768 0 0
JPMorgan Chase & Co COM 46625H100 75 820 SH   SOLE   820 0 0
Karyopharm Therapeutics Inc COM 48576U106 44 4,868 SH   SOLE   4,868 0 0
Koninklijke Philips NV NY REG SH NEW 500472303 33 927 SH   SOLE   927 0 0
Ladenburg Thalmann Financial Services Inc COM 50575Q102 24 10,000 SH   SOLE   10,000 0 0
Legg Mason BW Global Income Opportunities Fund Inc COM 52469B100 51 3,864 SH   SOLE   3,864 0 0
Lennar Corp CL A 526057104 2,639 49,500 SH   SOLE   49,500 0 0
Liberty All Star Equity Fund SH BEN INT 530158104 5,882 1,039,181 SH   OTR 1 826,466 212,715 0
Liberty All Star Growth Fund Inc COM 529900102 363 73,831 SH   SOLE   73,831 0 0
LivaNova PLC SHS G5509L101 510 8,330 SH   SOLE   8,330 0 0
LMP Capital and Income Fund Inc COM 50208A102 111 7,833 SH   SOLE   7,833 0 0
Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 372 14,903 SH   SOLE   14,903 0 0
Manulife Financial Corp COM 56501R106 7 399 SH   SOLE   399 0 0
Marriott Vacations Worldwide Corp COM 57164Y107 1,030 8,745 SH   SOLE   8,745 0 0
Martin Marietta Materials Inc COM 573284106 668 3,000 SH   SOLE   3,000 0 0
MasTec Inc COM 576323109 5,122 113,452 SH   SOLE   113,452 0 0
Mastercard Inc CL A 57636Q104 29 235 SH   SOLE   235 0 0
McDonald's Corp COM 580135101 120 782 SH   SOLE   782 0 0
Melco Resorts & Entertainment Ltd ADR 585464100 6 269 SH   SOLE   269 0 0
Merck & Co Inc COM 58933Y105 173 2,706 SH   SOLE   2,706 0 0
MetLife Inc COM 59156R108 9 180 SH   SOLE   180 0 0
Mexico Equity & Income Fund Inc COM 592834105 1,103 96,595 SH   OTR 1 27,484 69,111 0
MFS Charter Income Trust SH BEN INT 552727109 26 3,057 SH   SOLE   3,057 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 194 19,157 SH   SOLE   19,157 0 0
Microsoft Corp COM 594918104 57 831 SH   SOLE   831 0 0
Mitsubishi UFJ Financial Group Inc SPONSORED ADR 606822104 11 1,557 SH   SOLE   1,557 0 0
Morgan Stanley Asia-Pacific Fund Inc COM 61744U106 141 8,485 SH   SOLE   8,485 0 0
Morgan Stanley Emerging Markets Fund Inc COM 61744G107 12 716 SH   SOLE   716 0 0
Morgan Stanley Income Securities Inc INCOME SECS INC 61745P874 28 1,555 SH   SOLE   1,555 0 0
Morgan Stanley India Investment Fund Inc COM 61745C105 119 3,674 SH   SOLE   3,674 0 0
MVC Capital Inc COM 553829102 20 2,018 SH   SOLE   2,018 0 0
NetEase Inc SPONSORED ADR 64110W102 10 34 SH   SOLE   34 0 0
Neuberger Berman High Yield Strategies Fund Inc COM 64128C106 54 4,579 SH   SOLE   4,579 0 0
Neuberger Berman MLP Income Fund Inc COM 64129H104 841 87,401 SH   SOLE   87,401 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 27,661 1,270,004 SH   OTR 1 934,611 335,393 0
NextEra Energy Inc COM 65339F101 1,129 8,056 SH   SOLE   8,056 0 0
NIKE Inc CL B 654106103 41 694 SH   SOLE   694 0 0
Norfolk Southern Corp COM 655844108 235 1,928 SH   SOLE   1,928 0 0
Norwegian Cruise Line Holdings Ltd SHS G66721104 3,254 59,943 SH   SOLE   59,943 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 186 13,553 SH   SOLE   13,553 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 71 4,812 SH   SOLE   4,812 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 1,607 186,672 SH   SOLE   186,672 0 0
Nuveen Global High Income Fund SHS 67075G103 306 18,130 SH   SOLE   18,130 0 0
Nuveen Multi-Market Income Fund Inc COM 67075J107 531 70,936 SH   SOLE   70,936 0 0
Nuveen Municipal Credit Income Fund COM SH BEN IT 67070X101 95 6,352 SH   SOLE   6,352 0 0
Nuveen Municipal Value Fund Inc COM 670928100 25 2,500 SH   SOLE   2,500 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 32 1,478 SH   SOLE   1,478 0 0
Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 136 9,940 SH   SOLE   9,940 0 0
Nuveen New York AMT-Free Quality Municipal Income Fund COM 670656107 131 10,000 SH   SOLE   10,000 0 0
Nuveen Preferred Income Opportunities Fund COM 67073B106 855 82,235 SH   OTR 1 9,168 73,067 0
Nuveen Quality Municipal Income Fund COM 67066V101 140 10,000 SH   SOLE   10,000 0 0
Nuveen S&P 500 Buy-Write Income Fund COM 6706ER101 6 400 SH   SOLE   400 0 0
Nuveen S&P 500 Dynamic Overwrite Fund COM 6706EW100 6 384 SH   SOLE   384 0 0
Nuveen Select Tax-Free Income 2 Portfolio SH BEN INT 67063C106 279 20,338 SH   SOLE   20,338 0 0
Nuveen Select Tax-Free Income 3 Portfolio SH BEN INT 67063X100 358 24,493 SH   SOLE   24,493 0 0
Nuveen Select Tax-Free Income Portfolio SH BEN INT 67062F100 255 17,745 SH   SOLE   17,745 0 0
Nuveen Tax-Advantaged Dividend Growth Fund COM 67073G105 123 7,665 SH   SOLE   7,665 0 0
Occidental Petroleum Corp COM 674599105 6 104 SH   SOLE   104 0 0
Oxford Lane Capital Corp COM 691543102 147 14,813 SH   SOLE   14,813 0 0
Pampa Energia S A SPONS ADR LVL I 697660207 9 159 SH   SOLE   159 0 0
Pfizer Inc COM 717081103 33 983 SH   SOLE   983 0 0
Philip Morris International Inc COM 718172109 8 66 SH   SOLE   66 0 0
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 2,456 24,142 SH   SOLE   24,142 0 0
Pioneer Diversified High Income Trust COM 723653101 3 200 SH   SOLE   200 0 0
Pioneer High Income Trust COM 72369H106 50 5,100 SH   SOLE   5,100 0 0
Pioneer Municipal High Income Advantage Trust COM 723762100 321 27,405 SH   SOLE   27,405 0 0
Pioneer Municipal High Income Trust COM SHS 723763108 576 47,490 SH   SOLE   47,490 0 0
Popular Inc COM NEW 733174700 1,310 31,400 SH   SOLE   31,400 0 0
PriceSmart Inc COM 741511109 88 1,000 SH   SOLE   1,000 0 0
Prudential PLC ADR 74435K204 7 163 SH   SOLE   163 0 0
Putnam High Income Securities Fund SH BEN INT 746779107 21 2,356 SH   SOLE   2,356 0 0
Putnam Managed Municipal Income Trust COM 746823103 301 40,063 SH   SOLE   40,063 0 0
Putnam Municipal Opportunities Trust SH BEN INT 746922103 303 24,251 SH   SOLE   24,251 0 0
RENN Fund Inc COM 759720105 37 28,372 SH   SOLE   28,372 0 0
Restaurant Brands International Inc COM 76131D103 1 10 SH   SOLE   10 0 0
RMR Real Estate Income Fund COM 76970B101 1,977 90,462 SH   SOLE   90,462 0 0
Royal Caribbean Cruises Ltd COM V7780T103 4,524 41,413 SH   SOLE   41,413 0 0
Royce Global Value Trust Inc COM 78081T104 132 13,728 SH   SOLE   13,728 0 0
Royce Micro-Cap Trust Inc COM 780915104 41 4,780 SH   SOLE   4,780 0 0
Royce Value Trust Inc COM 780910105 2,263 155,118 SH   SOLE   155,118 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 380 32,395 SH   SOLE   32,395 0 0
Sanofi SPONSORED ADR 80105N105 9 192 SH   SOLE   192 0 0
SAP SE SPON ADR 803054204 9 83 SH   SOLE   83 0 0
Seaboard Corp COM 811543107 2,337 585 SH   SOLE   585 0 0
SEACOR Holdings Inc COM 811904101 69 2,000 SH   SOLE   2,000 0 0
SEACOR Marine Holdings Inc COM 78413P101 41 2,010 SH   SOLE   2,010 0 0
Shire PLC SPONSORED ADR 82481R106 7 43 SH   SOLE   43 0 0
Simon Property Group Inc COM 828806109 8 52 SH   SOLE   52 0 0
SK Telecom Co Ltd SPONSORED ADR 78440P108 6 218 SH   SOLE   218 0 0
Sony Corp SPONSORED ADR 835699307 52 1,370 SH   SOLE   1,370 0 0
Source Capital Inc COM 836144105 3,222 83,373 SH   OTR 1 63,677 19,696 0
Special Opportunities Fund Inc COM 84741T104 956 62,914 SH   SOLE   62,914 0 0
Sprott Focus Trust Inc COM 85208J109 363 49,278 SH   SOLE   49,278 0 0
Statoil ASA SPONSORED ADR 85771P102 19 1,149 SH   SOLE   1,149 0 0
Stonegate Bank COM 861811107 599 12,962 SH   SOLE   12,962 0 0
Tahoe Resources Inc COM 873868103 275 31,900 SH   SOLE   31,900 0 0
TCW Strategic Income Fund Inc COM 872340104 124 22,000 SH   SOLE   22,000 0 0
TechnipFMC PLC COM G87110105 11 416 SH   SOLE   416 0 0
Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 147 9,589 SH   SOLE   9,589 0 0
Tekla Healthcare Opportunities Fund SHS 879105104 9,206 501,956 SH   OTR 1 364,150 137,806 0
Tekla Life Sciences Investors SH BEN INT 87911K100 1 68 SH   SOLE   68 0 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 6,138 406,239 SH   OTR 1 311,137 95,102 0
Templeton Dragon Fund Inc COM 88018T101 467 23,135 SH   OTR 1 3,480 19,655 0
The Asia Pacific Fund Inc COM 044901106 67 5,150 SH   SOLE   5,150 0 0
The Boeing Co COM 097023105 141 713 SH   SOLE   713 0 0
The China Fund Inc COM 169373107 180 9,618 SH   OTR 1 3,500 6,118 0
The Coca-Cola Co COM 191216100 39 866 SH   SOLE   866 0 0
The Cushing MLP Total Return Fund COM NEW 231631201 121 9,899 SH   SOLE   9,899 0 0
The Cushing Renaissance Fund COM 231647108 183 10,441 SH   SOLE   10,441 0 0
The Estee Lauder Cos Inc CL A 518439104 12 123 SH   SOLE   123 0 0
The European Equity Fund Inc COM 298768102 85 9,258 SH   SOLE   9,258 0 0
The Gabelli Dividend & Income Trust COM 36242H104 361 16,550 SH   SOLE   16,550 0 0
The Gabelli Global Small and Mid Cap Value Trust COM 36249W104 9 700 SH   SOLE   700 0 0
The Gabelli Healthcare & WellnessRx Trust SHS 36246K103 3,028 279,112 SH   OTR 1 193,757 85,355 0
The GDL Fund COM SH BEN IT 361570104 51 5,000 SH   SOLE   5,000 0 0
The Goldman Sachs Group Inc COM 38141G104 155 698 SH   SOLE   698 0 0
The Herzfeld Caribbean Basin Fund Inc COM 42804T106 7,383 1,025,470 SH   DFND   456,410 569,060 0
The Home Depot Inc COM 437076102 116 758 SH   SOLE   758 0 0
The India Fund Inc COM 454089103 27 1,000 SH   SOLE   1,000 0 0
The Korea Fund Inc COM NEW 500634209 468 11,695 SH   SOLE   11,695 0 0
The Kraft Heinz Co COM 500754106 7 82 SH   SOLE   82 0 0
The Latin American Discovery Fund Inc COM 51828C106 27 2,593 SH   SOLE   2,593 0 0
The New Germany Fund Inc COM 644465106 2,319 139,452 SH   OTR 1 79,291 60,161 0
The Procter & Gamble Co COM 742718109 69 789 SH   SOLE   789 0 0
The Swiss Helvetia Fund Inc COM 870875101 25 1,950 SH   SOLE   1,950 0 0
The Taiwan Fund Inc COM 874036106 1,005 50,804 SH   OTR 1 3,244 47,560 0
The Thai Fund Inc COM 882904105 176 20,286 SH   SOLE   20,286 0 0
The Toronto-Dominion Bank COM NEW 891160509 10 190 SH   SOLE   190 0 0
The Travelers Cos Inc COM 89417E109 89 701 SH   SOLE   701 0 0
The Walt Disney Co COM DISNEY 254687106 81 765 SH   SOLE   765 0 0
The Wendy's Co COM 95058W100 1 42 SH   SOLE   42 0 0
The Western Union Co COM 959802109 267 14,000 SH   SOLE   14,000 0 0
TICC Capital Corp COM 87244T109 97 15,300 SH   SOLE   15,300 0 0
Tortoise Pipeline & Energy Fund Inc COM 89148H108 3,124 160,704 SH   OTR 1 112,460 48,244 0
Tortoise Power and Energy Infrastructure Fund Inc COM 89147X104 1,220 58,086 SH   OTR 1 47,654 10,432 0
Tri-Continental Corp COM 895436103 2,584 106,130 SH   OTR 1 81,594 24,536 0
United States Oil Fund LP UNITS 91232N108 10 1,000 SH   SOLE   1,000 0 0
United Technologies Corp COM 913017109 95 778 SH   SOLE   778 0 0
UnitedHealth Group Inc COM 91324P102 138 745 SH   SOLE   745 0 0
US Bancorp COM NEW 902973304 8 157 SH   SOLE   157 0 0
Vale SA ADR 91912E105 35 4,044 SH   SOLE   4,044 0 0
Valeant Pharmaceuticals International Inc COM 91911K102 22 1,300 SH   SOLE   1,300 0 0
VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 66 3,000 SH   SOLE   3,000 0 0
Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 567 7,100 SH   SOLE   7,100 0 0
VEON Ltd SPONSORED ADR 91822M106 6 1,586 SH   SOLE   1,586 0 0
Verizon Communications Inc COM 92343V104 38 855 SH   SOLE   855 0 0
Virtus Total Return Fund Inc COM 92837G100 1,987 162,343 SH   SOLE   162,343 0 0
Visa Inc COM CL A 92826C839 65 692 SH   SOLE   692 0 0
Vulcan Materials Co COM 929160109 633 5,000 SH   SOLE   5,000 0 0
Wal-Mart Stores Inc COM 931142103 62 818 SH   SOLE   818 0 0
Watsco Inc COM 942622200 1,635 10,600 SH   SOLE   10,600 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 338 30,700 SH   OTR 1 5,000 25,700 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 292 25,799 SH   OTR 1 5,317 20,482 0