The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
MOBILEYE N V | CALL | N51488117 | 33 | 96 | SH | Call | DFND | 1 | 0 | 96 | 0 |
STRAIGHT PATH COMMUNICATNS | CALL | 862578101 | 3,888 | 1,248 | SH | Call | DFND | 1 | 0 | 1,248 | 0 |
ALERE INC | COM | 01449J105 | 6,145 | 122,435 | SH | DFND | 1 | 0 | 122,435 | 0 | |
ALTABA INC | COM | 021346101 | 6,325 | 116,092 | SH | DFND | 1 | 0 | 116,092 | 0 | |
BROCADE COMMUNICATIONS SYS | COM | 111621306 | 727 | 57,617 | SH | DFND | 1 | 0 | 57,617 | 0 | |
CABELAS INC | COM | 126804301 | 2,603 | 43,799 | SH | DFND | 1 | 0 | 43,799 | 0 | |
BARD C R INC | COM | 067383109 | 7,602 | 24,050 | SH | DFND | 1 | 0 | 24,050 | 0 | |
DIGITALGLOBE INC | COM | 25389M877 | 23,664 | 710,636 | SH | DFND | 1 | 0 | 710,636 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 15,014 | 1,195,367 | SH | DFND | 1 | 0 | 1,195,367 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 369 | 10,075 | SH | DFND | 1 | 0 | 10,075 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 9,043 | 152,498 | SH | DFND | 1 | 0 | 152,498 | 0 | |
MOBILEYE N V | ORD SHS | N51488117 | 24,402 | 388,563 | SH | DFND | 1 | 0 | 388,563 | 0 | |
MONSANTO CO | COM | 61166W101 | 24,344 | 205,674 | SH | DFND | 1 | 0 | 205,674 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 44,673 | 408,161 | SH | DFND | 1 | 0 | 408,161 | 0 | |
PAREXEL INTL CORP | COM | 699462107 | 2,434 | 28,006 | SH | DFND | 1 | 0 | 28,006 | 0 | |
QUINPARIO ACQUISITION CORP | COM | 74874U101 | 1,786 | 180,000 | SH | DFND | 1 | 0 | 180,000 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 3,290 | 50,583 | SH | DFND | 1 | 0 | 50,583 | 0 | |
RICE ENERGY INC | COM | 762760106 | 8,455 | 317,498 | SH | DFND | 1 | 0 | 317,498 | 0 | |
STAPLES INC | COM | 855030102 | 102 | 10,157 | SH | DFND | 1 | 0 | 10,157 | 0 | |
STRAIGHT PATH COMMUNICATNS | CL B | 862578101 | 373 | 2,075 | SH | DFND | 1 | 0 | 2,075 | 0 | |
TIME WARNER INC | COM | 887317303 | 17,065 | 169,950 | SH | DFND | 1 | 0 | 169,950 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 2,363 | 57,952 | SH | DFND | 1 | 0 | 57,952 | 0 | |
HARMONY MERGER CORP | COM | 413247107 | 2,221 | 215,000 | SH | DFND | 1 | 0 | 215,000 | 0 | |
HARMONY MERGER CORP | UNIT | 413247206 | 1,166 | 107,500 | SH | DFND | 1 | 0 | 107,500 | 0 | |
DYNEGY INC | W EXP 02/02/2024 | 26817R157 | 30 | 170,511 | SH | DFND | 1 | 0 | 170,511 | 0 | |
MOBILEYE N V | CALL | N51488117 | 6 | 19 | SH | Call | DFND | 1 2 | 0 | 19 | 0 |
STRAIGHT PATH COMMUNICATNS | CALL | 862578101 | 215 | 69 | SH | Call | DFND | 1 2 | 0 | 69 | 0 |
ALERE INC | COM | 01449J105 | 338 | 6,730 | SH | DFND | 1 2 | 0 | 6,730 | 0 | |
ALTABA INC | COM | 021346101 | 1,058 | 19,424 | SH | DFND | 1 2 | 0 | 19,424 | 0 | |
BROCADE COMMUNICATIONS SYS | COM | 111621306 | 827 | 65,550 | SH | DFND | 1 2 | 0 | 65,550 | 0 | |
CABELAS INC | COM | 126804301 | 437 | 7,352 | SH | DFND | 1 2 | 0 | 7,352 | 0 | |
BARD C R INC | COM | 067383109 | 2,451 | 7,754 | SH | DFND | 1 2 | 0 | 7,754 | 0 | |
DIGITALGLOBE INC | COM | 25389M877 | 3,051 | 91,633 | SH | DFND | 1 2 | 0 | 91,633 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 864 | 68,805 | SH | DFND | 1 2 | 0 | 68,805 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 412 | 11,249 | SH | DFND | 1 2 | 0 | 11,249 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 2,020 | 34,059 | SH | DFND | 1 2 | 0 | 34,059 | 0 | |
MOBILEYE N V | ORD SHS | N51488117 | 2,880 | 45,861 | SH | DFND | 1 2 | 0 | 45,861 | 0 | |
MONSANTO CO | COM | 61166W101 | 1,468 | 12,401 | SH | DFND | 1 2 | 0 | 12,401 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 3,390 | 30,975 | SH | DFND | 1 2 | 0 | 30,975 | 0 | |
PAREXEL INTL CORP | COM | 699462107 | 409 | 4,708 | SH | DFND | 1 2 | 0 | 4,708 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 3,689 | 56,724 | SH | DFND | 1 2 | 0 | 56,724 | 0 | |
RICE ENERGY INC | COM | 762760106 | 1,868 | 70,145 | SH | DFND | 1 2 | 0 | 70,145 | 0 | |
STAPLES INC | COM | 855030102 | 114 | 11,361 | SH | DFND | 1 2 | 0 | 11,361 | 0 | |
STRAIGHT PATH COMMUNICATNS | CL B | 862578101 | 418 | 2,328 | SH | DFND | 1 2 | 0 | 2,328 | 0 | |
TIME WARNER INC | COM | 887317303 | 1,409 | 14,032 | SH | DFND | 1 2 | 0 | 14,032 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 397 | 9,727 | SH | DFND | 1 2 | 0 | 9,727 | 0 | |
DYNEGY INC | W EXP 02/02/2024 | 26817R157 | 2 | 10,071 | SH | DFND | 1 2 | 0 | 10,071 | 0 | |
MOBILEYE N V | CALL | N51488117 | 20 | 59 | SH | Call | DFND | 1 2 3 | 0 | 59 | 0 |
STRAIGHT PATH COMMUNICATNS | CALL | 862578101 | 732 | 235 | SH | Call | DFND | 1 2 3 | 0 | 235 | 0 |
ALERE INC | COM | 01449J105 | 2,297 | 45,762 | SH | DFND | 1 2 3 | 0 | 45,762 | 0 | |
BROCADE COMMUNICATIONS SYS | COM | 111621306 | 10,145 | 804,530 | SH | DFND | 1 2 3 | 0 | 804,530 | 0 | |
CABELAS INC | COM | 126804301 | 3,016 | 50,749 | SH | DFND | 1 2 3 | 0 | 50,749 | 0 | |
BARD C R INC | COM | 067383109 | 15,693 | 49,643 | SH | DFND | 1 2 3 | 0 | 49,643 | 0 | |
DIGITALGLOBE INC | COM | 25389M877 | 21,216 | 637,128 | SH | DFND | 1 2 3 | 0 | 637,128 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 5,792 | 461,118 | SH | DFND | 1 2 3 | 0 | 461,118 | 0 | |
GENERAL COMMUNICATION INC | CL A | 369385109 | 2,846 | 77,686 | SH | DFND | 1 2 3 | 0 | 77,686 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 22,788 | 384,290 | SH | DFND | 1 2 3 | 0 | 384,290 | 0 | |
MOBILEYE N V | ORD SHS | N51488117 | 20,129 | 320,518 | SH | DFND | 1 2 3 | 0 | 320,518 | 0 | |
MONSANTO CO | COM | 61166W101 | 10,498 | 88,694 | SH | DFND | 1 2 3 | 0 | 88,694 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 23,686 | 216,406 | SH | DFND | 1 2 3 | 0 | 216,406 | 0 | |
PAREXEL INTL CORP | COM | 699462107 | 2,843 | 32,707 | SH | DFND | 1 2 3 | 0 | 32,707 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 26,280 | 404,054 | SH | DFND | 1 2 3 | 0 | 404,054 | 0 | |
RICE ENERGY INC | COM | 762760106 | 13,286 | 498,904 | SH | DFND | 1 2 3 | 0 | 498,904 | 0 | |
STAPLES INC | COM | 855030102 | 790 | 78,482 | SH | DFND | 1 2 3 | 0 | 78,482 | 0 | |
STRAIGHT PATH COMMUNICATNS | CL B | 862578101 | 2,892 | 16,097 | SH | DFND | 1 2 3 | 0 | 16,097 | 0 | |
TIME WARNER INC | COM | 887317303 | 10,250 | 102,086 | SH | DFND | 1 2 3 | 0 | 102,086 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 2,764 | 67,798 | SH | DFND | 1 2 3 | 0 | 67,798 | 0 |