The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 54,106 | 10,778,004 | SH | DFND | 5,18 | 10,778,004 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 11,770 | 1,337,500 | SH | DFND | 8,17,20 | 1,337,500 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 176,777 | 1,452,922 | SH | DFND | 1,2,8,11,14,16 | 1,452,922 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,001,286 | 35,495,289 | SH | DFND | 1,4,14,15,16 | 35,495,289 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 127,519 | 131,735 | SH | DFND | 1,14,16 | 131,735 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 26,060 | 151,310 | SH | DFND | 1,14,16 | 151,310 | 0 | 0 | |
AMYRIS INC | COM NEW | 03236M200 | 10,502 | 3,302,585 | SH | DFND | 2,8,11 | 3,302,585 | 0 | 0 | |
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 5,592 | 10,000,000 | PRN | DFND | 2,8,11 | 10,000,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 210,819 | 9,755,618 | SH | DFND | 6,16 | 9,755,618 | 0 | 0 | |
ATHENE HLDG LTD | CL A | G0684D107 | 42,774 | 862,204 | SH | DFND | 4,12,14,16 | 862,204 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 19,362 | 798,123 | SH | DFND | 1,14,16 | 798,123 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 17,100 | 380,000 | SH | DFND | 8,17,20 | 380,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 25,841 | 95,226 | SH | DFND | 1,14,16 | 95,226 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 315,392 | 3,472,712 | SH | DFND | 2,8,11,17,20 | 3,472,712 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 87,638 | 376,050 | SH | DFND | 1,14,16 | 376,050 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 26,778 | 206,187 | SH | DFND | 1,14,16 | 206,187 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 285 | 3,360 | SH | DFND | 1,14,16 | 3,360 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 724 | 10,900 | SH | DFND | 1,14,16 | 10,900 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 285,307 | 5,297,205 | SH | DFND | 4,6,14,16 | 5,297,205 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 307 | 5,146 | SH | DFND | 1,14,16 | 5,146 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 31,548 | 2,755,310 | SH | DFND | 4,13,14,16 | 2,755,310 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 787,485 | 11,125,816 | SH | DFND | 1,8,14,16,17,20 | 11,125,816 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 4,513 | 20,337 | SH | DFND | 1,14,16 | 20,337 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 157,522 | 2,187,501 | SH | DFND | 6,16 | 2,187,501 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 25,197 | 2,808,987 | SH | DFND | 2,8 | 2,808,987 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 932,473 | 21,173,310 | SH | DFND | 5,18 | 21,173,310 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 48,110 | 277,261 | SH | DFND | 1,14,16 | 277,261 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 25,346 | 201,304 | SH | DFND | 1,14,16 | 201,304 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 12,648 | 790,527 | SH | DFND | 6,8,16,17 | 790,527 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 286,564 | 7,306,572 | SH | DFND | 6,16 | 7,306,572 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 24,160 | 264,337 | SH | DFND | 1,14,16 | 264,337 | 0 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 27,372 | 915,750 | SH | DFND | 8,17,20 | 915,750 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 52,439 | 2,439,024 | SH | DFND | 1,14,16 | 2,439,024 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 3,856,378 | 65,031,667 | SH | DFND | 65,031,667 | 0 | 0 | ||
MARIN SOFTWARE INC | COM | 56804T106 | 3,287 | 2,528,205 | SH | DFND | 4,14,15,16 | 2,528,205 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 32,428 | 267,006 | SH | DFND | 1,14,16 | 267,006 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 25,511 | 215,534 | SH | DFND | 1,14,16 | 215,534 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 4,824 | 108,260 | SH | DFND | 1,14,16 | 108,260 | 0 | 0 | |
NETSHOES CAYMAN LTD | COM | G6455X107 | 39,414 | 2,071,127 | SH | DFND | 7 | 2,071,127 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 180,039 | 6,326,046 | SH | DFND | 1,14,16 | 6,326,046 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 828 | 243,458 | SH | DFND | 4,14,16 | 243,458 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 289,172 | 5,387,963 | SH | DFND | 4,8,10,14,16 | 5,387,963 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 274,310 | 4,883,568 | SH | DFND | 2,8,11,17,20 | 4,883,568 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 189,972 | 1,727,645 | SH | DFND | 1,14,16 | 1,727,645 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 875 | 19,344 | SH | DFND | 7 | 19,344 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 87,203 | 177,553 | SH | DFND | 1,8,14,16,17,20 | 177,553 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 309 | 1,910 | SH | DFND | 1,14,16 | 1,910 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 133,351 | 2,449,948 | SH | DFND | 6,16 | 2,449,948 | 0 | 0 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 509 | 282,582 | SH | DFND | 7 | 282,582 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 28,338 | 515,700 | SH | DFND | 1,14,16 | 515,700 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 262,244 | 1,503,087 | SH | DFND | 2,8,11 | 1,503,087 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 65,801 | 8,194,444 | SH | DFND | 5,18 | 8,194,444 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 194,017 | 73,213,884 | SH | DFND | 3,18,19 | 73,213,884 | 0 | 0 | |
UNIVAR INC | COM | 91336L107 | 413,811 | 14,171,599 | SH | DFND | 3,18,19 | 14,171,599 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 25,026 | 194,199 | SH | DFND | 1,14,16 | 194,199 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 217,407 | 12,317,682 | SH | DFND | 7,9 | 12,317,682 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 142,760 | 1,522,287 | SH | DFND | 1,14,16 | 1,522,287 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 14,427 | 260,364 | SH | DFND | 1,14,16 | 260,364 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 169,987 | 12,176,750 | SH | DFND | 1,14,16 | 12,176,750 | 0 | 0 |