SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Mutty Paul

(Last) (First) (Middle)
2401 UTAH AVENUE SOUTH
SUITE 800

(Street)
SEATTLE WA 98134

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2017
3. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [ SBUX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
svp, deputy general counsel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 8,831(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-qualified Stock Option (Right to Buy) (2) 11/15/2020 Common Stock 7,317 $15.39 D
Non-qualified Stock Option (Right to Buy) (3) 07/15/2021 Common Stock 20,018 $19.9 D
Non-qualified Stock Option (Right to Buy) (4) 11/14/2021 Common Stock 14,322 $21.82 D
Non-qualified Stock Option (Right to Buy) (5) 11/19/2022 Common Stock 17,950 $24.87 D
Non-qualified Stock Option (Right to Buy) (6) 11/11/2023 Common Stock 10,576 $40.495 D
Non-qualified Stock Option (Right to Buy) (7) 11/17/2024 Common Stock 10,264 $38.915 D
Non-qualified Stock Option (Right to Buy) (8) 11/16/2025 Common Stock 10,564 $60.68 D
Non-qualified Stock Option (Right to Buy) (9) 11/21/2026 Common Stock 9,382 $56.1 D
Explanation of Responses:
1. Includes Restricted Stock Units ("RSU") which were granted and vest as follows: (a) 2,358 RSUs granted on October 15, 2014 and vest on October 15, 2018; and (b) 2,081 RSUs granted on November 17, 2014 and vest on November 17, 2017.
2. The option, representing the right to buy a total of 16,720 shares, became exercisable in four equal installments of 4,180 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
3. The option, representing the right to buy a total of 20,018 shares, became exercisable in one increment of 5,006 shares on July 15, 2012 and three increments of 5,004 shares each on July 15, 2013, July 15, 2014 and July 15, 2015.
4. The option, representing the right to buy a total of 14,322 shares, became exercisable in one increment of 3,582 shares on November 14, 2012, and three increments of 3,580 shares each on November 14, 2013, November 14, 2014 and November 14, 2015.
5. The option, representing the right to buy a total of 17,950 shares, became exercisable in three increments of 4,488 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 4,486 shares on November 19, 2016.
6. The option, representing the right to buy a total of 10,576 shares, became exercisable in three increments of 2,644 shares each on November 11, 2014, November 11, 2015 and November 11, 2016, and one increment of 2,644 shares becomes exercisable on November 11, 2017.
7. The option, representing the right to buy a total of 10,264 shares, became exercisable in two increments of 2,566 shares each on November 17, 2015 and November 17, 2016, and becomes exercisable in two increments of 2,566 shares each on November 17, 2017 and November 17, 2018.
8. The option, representing the right to buy a total of 10,564 shares became exercisable in one increment of 2,641 shares on November 16, 2016, and becomes exercisable in three increments of 2,641 shares each on November 16, 2017, November 16, 2018 and November 16, 2019.
9. The option, representing the right to buy a total of 9,382 shares, becomes exercisable in two increments of 2,346 shares each on November 21, 2017 and November 21, 2018, and two increments of 2,345 shares each on November 21, 2019 and November 21, 2020.
Remarks:
Ex 24 - Power of Attorney is attached to this filing.
/s/ Robert L. Villasenor, attorney-in-fact for Paul Mutty 08/09/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.