The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 34,297 | 526,354 | SH | DFND | 0 | 526,354 | 0 | ||
ACCURAY INC | COM | 004397105 | 19,480 | 4,101,121 | SH | DFND | 0 | 4,101,121 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 58,643 | 1,293,129 | SH | DFND | 0 | 1,293,129 | 0 | ||
AKORN INC | COM | 009728106 | 43,758 | 1,817,174 | SH | DFND | 0 | 1,817,174 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 21,740 | 1,045,181 | SH | DFND | 0 | 1,045,181 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 87,344 | 810,019 | SH | DFND | 0 | 810,019 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 27,533 | 226,537 | SH | DFND | 0 | 226,537 | 0 | ||
ANTHEM INC | COM | 036752103 | 72,788 | 440,126 | SH | DFND | 0 | 440,126 | 0 | ||
APPLE INC | COM | 037833100 | 36,207 | 252,032 | SH | DFND | 0 | 252,032 | 0 | ||
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | 4,604 | 551,390 | SH | DFND | 0 | 551,390 | 0 | ||
ARDELYX INC | COM | 039697107 | 14,036 | 1,109,574 | SH | DFND | 0 | 1,109,574 | 0 | ||
ATHENAHEALTH INC | COM | 04685W103 | 38,601 | 342,540 | SH | DFND | 0 | 342,540 | 0 | ||
AVEXIS INC | COM | 05366U100 | 5,335 | 70,170 | SH | DFND | 0 | 70,170 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 60,287 | 1,162,488 | SH | DFND | 0 | 1,162,488 | 0 | ||
BIOGEN INC | COM | 09062X103 | 106,815 | 390,664 | SH | DFND | 0 | 390,664 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 86,299 | 983,126 | SH | DFND | 0 | 983,126 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | NOTE 0.750%10/1 | 09061GAE1 | 33,956 | 29,934,000 | PRN | DFND | 0 | 29,934,000 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 42,070 | 1,052,012 | SH | DFND | 0 | 1,052,012 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 12,488 | 441,661 | SH | DFND | 0 | 441,661 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 43,155 | 294,596 | SH | DFND | 0 | 294,596 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 11,112 | 183,100 | SH | DFND | 0 | 183,100 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 64,082 | 1,006,472 | SH | DFND | 0 | 1,006,472 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 93,238 | 72,138,000 | PRN | DFND | 0 | 72,138,000 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 31,718 | 1,499,682 | SH | DFND | 0 | 1,499,682 | 0 | ||
COLLEGIUM PHARMACEUTICAL INC | COM | 19459J104 | 7,993 | 794,550 | SH | DFND | 0 | 794,550 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 47,642 | 1,142,225 | SH | DFND | 0 | 1,142,225 | 0 | ||
COMPUTER SCIENCES CORP | COM | 205363104 | 98,014 | 1,420,281 | SH | DFND | 0 | 1,420,281 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 30,649 | 788,083 | SH | DFND | 0 | 788,083 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 42,968 | 456,766 | SH | DFND | 0 | 456,766 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 14,797 | 2,043,786 | SH | DFND | 0 | 2,043,786 | 0 | ||
ENDOLOGIX INC | NOTE 2.250%12/1 | 29266SAA4 | 14,054 | 14,583,000 | PRN | DFND | 0 | 14,583,000 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 17,197 | 17,316,000 | PRN | DFND | 0 | 17,316,000 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 10,713 | 480,422 | SH | DFND | 0 | 480,422 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 47,372 | 333,491 | SH | DFND | 0 | 333,491 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 7,994 | 11,670,000 | PRN | DFND | 0 | 11,670,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 67,442 | 1,779,472 | SH | DFND | 0 | 1,779,472 | 0 | ||
HAIN CELESTIAL GROUP INC | COM | 405217100 | 36,819 | 989,755 | SH | DFND | 0 | 989,755 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 26,341 | 453,062 | SH | DFND | 0 | 453,062 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 58,991 | 3,932,730 | SH | DFND | 0 | 3,932,730 | 0 | ||
HOLOGIC INC | COM | 436440101 | 51,624 | 1,213,261 | SH | DFND | 0 | 1,213,261 | 0 | ||
HUMANA INC | COM | 444859102 | 81,393 | 394,842 | SH | DFND | 0 | 394,842 | 0 | ||
ICON PLC | SHS | G4705A100 | 22,965 | 288,068 | SH | DFND | 0 | 288,068 | 0 | ||
INOGEN INC | COM | 45780L104 | 4,805 | 61,951 | SH | DFND | 0 | 61,951 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 2,394 | 139,611 | SH | DFND | 0 | 139,611 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 3,418 | 429,891 | SH | DFND | 0 | 429,891 | 0 | ||
ISHARES TR | CALL | 464287906 | 40,295 | 137,400 | SH | Call | DFND | 0 | 137,400 | 0 | |
ISHARES TR | PUT | 464287956 | 59,065 | 201,400 | SH | Put | DFND | 0 | 201,400 | 0 | |
ISHARES TR | PUT | 464287956 | 64,666 | 220,500 | SH | Put | DFND | 0 | 220,500 | 0 | |
JAZZ PHARMACEUTICALS PLC | CALL | G50871905 | 27,996 | 192,900 | SH | Call | DFND | 0 | 192,900 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 125,432 | 864,276 | SH | DFND | 0 | 864,276 | 0 | ||
JOUNCE THERAPEUTICS INC | COM | 481116101 | 10,967 | 498,714 | SH | DFND | 0 | 498,714 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 2,545 | 114,695 | SH | DFND | 0 | 114,695 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 66,355 | 845,393 | SH | DFND | 0 | 845,393 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 17,892 | 2,033,229 | SH | DFND | 0 | 2,033,229 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 110,808 | 3,089,161 | SH | DFND | 0 | 3,089,161 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 48,384 | 575,249 | SH | DFND | 0 | 575,249 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 129,399 | 8,479,622 | SH | DFND | 0 | 8,479,622 | 0 | ||
MEDICINES CO | CALL | 584688905 | 787 | 16,100 | SH | Call | DFND | 0 | 16,100 | 0 | |
MEDICINES CO | CALL | 584688905 | 14,616 | 298,900 | SH | Call | DFND | 0 | 298,900 | 0 | |
MEDICINES CO | COM | 584688105 | 90,496 | 1,850,635 | SH | DFND | 0 | 1,850,635 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 15,386 | 9,730,000 | PRN | DFND | 0 | 9,730,000 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 21,747 | 330,204 | SH | DFND | 0 | 330,204 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 24,360 | 534,221 | SH | DFND | 0 | 534,221 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 20,231 | 1,538,507 | SH | DFND | 0 | 1,538,507 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 35,979 | 126,686 | SH | DFND | 0 | 126,686 | 0 | ||
NEVRO CORP | COM | 64157F103 | 10,948 | 116,836 | SH | DFND | 0 | 116,836 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 74,204 | 1,627,277 | SH | DFND | 0 | 1,627,277 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 44,051 | 390,941 | SH | DFND | 0 | 390,941 | 0 | ||
PATTERSON COMPANIES INC | COM | 703395103 | 28,760 | 635,863 | SH | DFND | 0 | 635,863 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 21,747 | 505,510 | SH | DFND | 0 | 505,510 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 29,675 | 355,607 | SH | DFND | 0 | 355,607 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 66,329 | 1,692,510 | SH | DFND | 0 | 1,692,510 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 39,631 | 1,065,356 | SH | DFND | 0 | 1,065,356 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 15,406 | 798,247 | SH | DFND | 0 | 798,247 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 5,341 | 75,158 | SH | DFND | 0 | 75,158 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 42,907 | 549,389 | SH | DFND | 0 | 549,389 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 42,192 | 1,033,855 | SH | DFND | 0 | 1,033,855 | 0 | ||
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 10,658 | 232,051 | SH | DFND | 0 | 232,051 | 0 | ||
SPDR SERIES TRUST | PUT | 78464A950 | 77,286 | 1,114,600 | SH | Put | DFND | 0 | 1,114,600 | 0 | |
SPECTRANETICS CORP | COM | 84760C107 | 42,261 | 1,451,030 | SH | DFND | 0 | 1,451,030 | 0 | ||
SPLUNK INC | COM | 848637104 | 42,523 | 682,657 | SH | DFND | 0 | 682,657 | 0 | ||
SQUARE INC | CL A | 852234103 | 13,654 | 790,147 | SH | DFND | 0 | 790,147 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 77,528 | 1,327,769 | SH | DFND | 0 | 1,327,769 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 5,515 | 175,632 | SH | DFND | 0 | 175,632 | 0 | ||
TESORO CORP | COM | 881609101 | 37,359 | 460,878 | SH | DFND | 0 | 460,878 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 53,875 | 1,663,321 | SH | DFND | 0 | 1,663,321 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 64,817 | 1,350,636 | SH | DFND | 0 | 1,350,636 | 0 | ||
UNION PAC CORP | COM | 907818108 | 31,723 | 299,502 | SH | DFND | 0 | 299,502 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 51,400 | 313,398 | SH | DFND | 0 | 313,398 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 86,861 | 697,958 | SH | DFND | 0 | 697,958 | 0 | ||
VISA INC | COM CL A | 92826C839 | 25,418 | 286,015 | SH | DFND | 0 | 286,015 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 19,804 | 1,495,801 | SH | DFND | 0 | 1,495,801 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 14,306 | 118,745 | SH | DFND | 0 | 118,745 | 0 | ||
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 93,785 | 72,878,000 | PRN | DFND | 0 | 72,878,000 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 101,675 | 15,289,479 | SH | DFND | 0 | 15,289,479 | 0 | ||
WERNER ENTERPRISES INC | COM | 950755108 | 9,914 | 378,393 | SH | DFND | 0 | 378,393 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 18,246 | 554,591 | SH | DFND | 0 | 554,591 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 115 | 2,062 | SH | DFND | 0 | 2,062 | 0 | ||
ZIONS BANCORPORATION | COM | 989701107 | 21,084 | 501,992 | SH | DFND | 0 | 501,992 | 0 |