The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 2U INC | COM | 90214J101 | 2,154 | 54,318 | SH | DFND | 1 | 54,318 | 0 | 0 | |
| 2U INC | COM | 90214J101 | 1,019 | 25,682 | SH | SOLE | 25,682 | 0 | 0 | ||
| ABBVIE INC | COM | 00287Y109 | 625 | 9,600 | SH | Put | SOLE | 9,600 | 0 | 0 | |
| ABBVIE INC | COM | 00287Y109 | 1,329 | 20,400 | SH | Put | DFND | 1 | 20,400 | 0 | 0 |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 1,008 | 23,113 | SH | SOLE | 23,113 | 0 | 0 | ||
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 2,131 | 48,887 | SH | DFND | 1 | 48,887 | 0 | 0 | |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 719 | 20,899 | SH | SOLE | 20,899 | 0 | 0 | ||
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,523 | 44,301 | SH | DFND | 1 | 44,301 | 0 | 0 | |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 992 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 2,099 | 42,100 | SH | DFND | 1 | 42,100 | 0 | 0 | |
| ACXIOM CORP | COM | 005125109 | 897 | 31,491 | SH | SOLE | 31,491 | 0 | 0 | ||
| ACXIOM CORP | COM | 005125109 | 1,913 | 67,209 | SH | DFND | 1 | 67,209 | 0 | 0 | |
| AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,383 | 30,493 | SH | SOLE | 30,493 | 0 | 0 | ||
| AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,925 | 64,507 | SH | DFND | 1 | 64,507 | 0 | 0 | |
| ALBEMARLE CORP | COM | 012653101 | 746 | 7,063 | SH | SOLE | 7,063 | 0 | 0 | ||
| ALBEMARLE CORP | COM | 012653101 | 1,578 | 14,937 | SH | DFND | 1 | 14,937 | 0 | 0 | |
| ALIGN TECHNOLOGY INC | COM | 016255101 | 1,252 | 10,915 | SH | SOLE | 10,915 | 0 | 0 | ||
| ALIGN TECHNOLOGY INC | COM | 016255101 | 2,648 | 23,085 | SH | DFND | 1 | 23,085 | 0 | 0 | |
| ALKERMES PLC | SHS | G01767105 | 413 | 7,061 | SH | SOLE | 7,061 | 0 | 0 | ||
| ALKERMES PLC | SHS | G01767105 | 874 | 14,939 | SH | DFND | 1 | 14,939 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 1,496 | 6,260 | SH | SOLE | 6,260 | 0 | 0 | ||
| ALLERGAN PLC | SHS | G0177J108 | 3,163 | 13,240 | SH | DFND | 1 | 13,240 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 1,921 | 2,167 | SH | SOLE | 2,167 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 4,063 | 4,583 | SH | DFND | 1 | 4,583 | 0 | 0 | |
| ARISTA NETWORKS INC | COM | 040413106 | 2,335 | 17,654 | SH | DFND | 1 | 17,654 | 0 | 0 | |
| ARISTA NETWORKS INC | COM | 040413106 | 1,104 | 8,346 | SH | SOLE | 8,346 | 0 | 0 | ||
| ARRAY BIOPHARMA INC | COM | 04269X105 | 502 | 56,177 | SH | SOLE | 56,177 | 0 | 0 | ||
| ARRAY BIOPHARMA INC | COM | 04269X105 | 1,062 | 118,823 | SH | DFND | 1 | 118,823 | 0 | 0 | |
| AUTODESK INC | COM | 052769106 | 3,124 | 36,132 | SH | SOLE | 36,132 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 6,612 | 76,468 | SH | DFND | 1 | 76,468 | 0 | 0 | |
| AXOVANT SCIENCES LTD | COM | G0750W104 | 109 | 7,283 | SH | SOLE | 7,283 | 0 | 0 | ||
| AXOVANT SCIENCES LTD | COM | G0750W104 | 220 | 14,717 | SH | DFND | 1 | 14,717 | 0 | 0 | |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 149 | 1,700 | SH | Call | SOLE | 1,700 | 0 | 0 | |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 298 | 3,400 | SH | Call | DFND | 1 | 3,400 | 0 | 0 |
| BLUEBIRD BIO INC | COM | 09609G100 | 554 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
| BLUEBIRD BIO INC | COM | 09609G100 | 1,173 | 12,900 | SH | DFND | 1 | 12,900 | 0 | 0 | |
| BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 308 | 7,704 | SH | SOLE | 7,704 | 0 | 0 | ||
| BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 652 | 16,296 | SH | DFND | 1 | 16,296 | 0 | 0 | |
| BMC STK HLDGS INC | COM | 05591B109 | 776 | 34,344 | SH | SOLE | 34,344 | 0 | 0 | ||
| BMC STK HLDGS INC | COM | 05591B109 | 1,642 | 72,656 | SH | DFND | 1 | 72,656 | 0 | 0 | |
| CALITHERA BIOSCIENCES INC | COM | 13089P101 | 934 | 80,891 | SH | SOLE | 80,891 | 0 | 0 | ||
| CALITHERA BIOSCIENCES INC | COM | 13089P101 | 1,976 | 171,109 | SH | DFND | 1 | 171,109 | 0 | 0 | |
| CENTENE CORP DEL | COM | 15135B101 | 1,235 | 17,335 | SH | SOLE | 17,335 | 0 | 0 | ||
| CENTENE CORP DEL | COM | 15135B101 | 2,613 | 36,665 | SH | DFND | 1 | 36,665 | 0 | 0 | |
| CLOVIS ONCOLOGY INC | COM | 189464100 | 2,162 | 33,949 | SH | DFND | 1 | 33,949 | 0 | 0 | |
| CLOVIS ONCOLOGY INC | COM | 189464100 | 1,022 | 16,051 | SH | SOLE | 16,051 | 0 | 0 | ||
| EPAM SYS INC | COM | 29414B104 | 1,641 | 21,729 | SH | DFND | 1 | 21,729 | 0 | 0 | |
| EPAM SYS INC | COM | 29414B104 | 776 | 10,271 | SH | SOLE | 10,271 | 0 | 0 | ||
| EXELIXIS INC | COM | 30161Q104 | 519 | 23,959 | SH | SOLE | 23,959 | 0 | 0 | ||
| EXELIXIS INC | COM | 30161Q104 | 1,106 | 51,041 | SH | DFND | 1 | 51,041 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 3,055 | 21,505 | SH | SOLE | 21,505 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 6,463 | 45,495 | SH | DFND | 1 | 45,495 | 0 | 0 | |
| GALAPAGOS NV | SPON ADR | 36315X101 | 1,509 | 17,509 | SH | DFND | 1 | 17,509 | 0 | 0 | |
| GALAPAGOS NV | SPON ADR | 36315X101 | 715 | 8,291 | SH | SOLE | 8,291 | 0 | 0 | ||
| GLAUKOS CORP | COM | 377322102 | 1,449 | 28,244 | SH | SOLE | 28,244 | 0 | 0 | ||
| GLAUKOS CORP | COM | 377322102 | 3,065 | 59,756 | SH | DFND | 1 | 59,756 | 0 | 0 | |
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,165 | 9,629 | SH | SOLE | 9,629 | 0 | 0 | ||
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,464 | 20,371 | SH | DFND | 1 | 20,371 | 0 | 0 | |
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 1,183 | 15,730 | SH | SOLE | 15,730 | 0 | 0 | ||
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 2,503 | 33,270 | SH | DFND | 1 | 33,270 | 0 | 0 | |
| HERON THERAPEUTICS INC | COM | 427746102 | 457 | 30,497 | SH | SOLE | 30,497 | 0 | 0 | ||
| HERON THERAPEUTICS INC | COM | 427746102 | 968 | 64,503 | SH | DFND | 1 | 64,503 | 0 | 0 | |
| IMPAX LABORATORIES INC | COM | 45256B101 | 339 | 26,820 | SH | DFND | 1 | 26,820 | 0 | 0 | |
| IMPAX LABORATORIES INC | COM | 45256B101 | 160 | 12,680 | SH | SOLE | 12,680 | 0 | 0 | ||
| INCYTE CORP | COM | 45337C102 | 1,545 | 11,557 | SH | SOLE | 11,557 | 0 | 0 | ||
| INCYTE CORP | COM | 45337C102 | 3,267 | 24,443 | SH | DFND | 1 | 24,443 | 0 | 0 | |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,279 | 1,669 | SH | SOLE | 1,669 | 0 | 0 | ||
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,706 | 3,531 | SH | DFND | 1 | 3,531 | 0 | 0 | |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 699 | 4,815 | SH | SOLE | 4,815 | 0 | 0 | ||
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,478 | 10,185 | SH | DFND | 1 | 10,185 | 0 | 0 | |
| LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,524 | 148,996 | SH | SOLE | 148,996 | 0 | 0 | ||
| LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 7,355 | 311,004 | SH | DFND | 1 | 311,004 | 0 | 0 | |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,962 | 8,989 | SH | SOLE | 8,989 | 0 | 0 | ||
| MARTIN MARIETTA MATLS INC | COM | 573284106 | 4,149 | 19,011 | SH | DFND | 1 | 19,011 | 0 | 0 | |
| MASONITE INTL CORP NEW | COM | 575385109 | 1,125 | 14,196 | SH | SOLE | 14,196 | 0 | 0 | ||
| MASONITE INTL CORP NEW | COM | 575385109 | 2,394 | 30,204 | SH | DFND | 1 | 30,204 | 0 | 0 | |
| MEDICINES CO | COM | 584688105 | 1,193 | 24,398 | SH | SOLE | 24,398 | 0 | 0 | ||
| MEDICINES CO | COM | 584688105 | 2,523 | 51,602 | SH | DFND | 1 | 51,602 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 1,480 | 22,467 | SH | SOLE | 22,467 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 3,131 | 47,533 | SH | DFND | 1 | 47,533 | 0 | 0 | |
| NETFLIX INC | COM | 64110L106 | 1,708 | 11,555 | SH | SOLE | 11,555 | 0 | 0 | ||
| NETFLIX INC | COM | 64110L106 | 3,613 | 24,445 | SH | DFND | 1 | 24,445 | 0 | 0 | |
| NEVRO CORP | COM | 64157F103 | 2,020 | 21,563 | SH | SOLE | 21,563 | 0 | 0 | ||
| NEVRO CORP | COM | 64157F103 | 4,276 | 45,637 | SH | DFND | 1 | 45,637 | 0 | 0 | |
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 935 | 13,322 | SH | SOLE | 13,322 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 1,977 | 28,178 | SH | DFND | 1 | 28,178 | 0 | 0 | |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | 960 | 21,048 | SH | DFND | 1 | 21,048 | 0 | 0 | |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | 454 | 9,952 | SH | SOLE | 9,952 | 0 | 0 | ||
| PTC INC | COM | 69370C100 | 810 | 15,409 | SH | SOLE | 15,409 | 0 | 0 | ||
| PTC INC | COM | 69370C100 | 1,713 | 32,591 | SH | DFND | 1 | 32,591 | 0 | 0 | |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 871 | 2,247 | SH | SOLE | 2,247 | 0 | 0 | ||
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 1,842 | 4,753 | SH | DFND | 1 | 4,753 | 0 | 0 | |
| RINGCENTRAL INC | CL A | 76680R206 | 908 | 32,102 | SH | SOLE | 32,102 | 0 | 0 | ||
| RINGCENTRAL INC | CL A | 76680R206 | 1,922 | 67,898 | SH | DFND | 1 | 67,898 | 0 | 0 | |
| ROYAL GOLD INC | COM | 780287108 | 427 | 6,099 | SH | SOLE | 6,099 | 0 | 0 | ||
| ROYAL GOLD INC | COM | 780287108 | 904 | 12,901 | SH | DFND | 1 | 12,901 | 0 | 0 | |
| SAGE THERAPEUTICS INC | COM | 78667J108 | 205 | 2,889 | SH | SOLE | 2,889 | 0 | 0 | ||
| SAGE THERAPEUTICS INC | COM | 78667J108 | 434 | 6,111 | SH | DFND | 1 | 6,111 | 0 | 0 | |
| SHOPIFY INC | CL A | 82509L107 | 874 | 12,841 | SH | SOLE | 12,841 | 0 | 0 | ||
| SHOPIFY INC | CL A | 82509L107 | 1,849 | 27,159 | SH | DFND | 1 | 27,159 | 0 | 0 | |
| SIENTRA INC | COM | 82621J105 | 676 | 80,255 | SH | SOLE | 80,255 | 0 | 0 | ||
| SIENTRA INC | COM | 82621J105 | 1,429 | 169,745 | SH | DFND | 1 | 169,745 | 0 | 0 | |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 3,154 | 45,500 | SH | Put | SOLE | 45,500 | 0 | 0 | |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 6,690 | 96,500 | SH | Put | DFND | 1 | 96,500 | 0 | 0 |
| SUMMIT MATLS INC | CL A | 86614U100 | 912 | 36,917 | SH | SOLE | 36,917 | 0 | 0 | ||
| SUMMIT MATLS INC | CL A | 86614U100 | 1,929 | 78,083 | SH | DFND | 1 | 78,083 | 0 | 0 | |
| TESARO INC | COM | 881569107 | 2,925 | 19,011 | SH | DFND | 1 | 19,011 | 0 | 0 | |
| TESARO INC | COM | 881569107 | 323 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
| TESARO INC | COM | 881569107 | 707 | 4,600 | SH | Call | DFND | 1 | 4,600 | 0 | 0 |
| TESARO INC | COM | 881569107 | 1,383 | 8,989 | SH | SOLE | 8,989 | 0 | 0 | ||
| TRIPADVISOR INC | COM | 896945201 | 289 | 6,700 | SH | Call | SOLE | 6,700 | 0 | 0 | |
| TRIPADVISOR INC | COM | 896945201 | 574 | 13,300 | SH | Call | DFND | 1 | 13,300 | 0 | 0 |
| UNITED CONTL HLDGS INC | COM | 910047109 | 939 | 13,288 | SH | SOLE | 13,288 | 0 | 0 | ||
| UNITED CONTL HLDGS INC | COM | 910047109 | 1,986 | 28,112 | SH | DFND | 1 | 28,112 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,673 | 16,296 | SH | DFND | 1 | 16,296 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,264 | 7,704 | SH | SOLE | 7,704 | 0 | 0 | ||
| VAIL RESORTS INC | COM | 91879Q109 | 893 | 4,655 | SH | SOLE | 4,655 | 0 | 0 | ||
| VAIL RESORTS INC | COM | 91879Q109 | 1,889 | 9,845 | SH | DFND | 1 | 9,845 | 0 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 879 | 38,521 | SH | SOLE | 38,521 | 0 | 0 | ||
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,859 | 81,479 | SH | DFND | 1 | 81,479 | 0 | 0 | |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 865 | 25,680 | SH | SOLE | 25,680 | 0 | 0 | ||
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 1,829 | 54,320 | SH | DFND | 1 | 54,320 | 0 | 0 | |
| ZOGENIX INC | COM NEW | 98978L204 | 494 | 45,494 | SH | DFND | 1 | 45,494 | 0 | 0 | |
| ZOGENIX INC | COM NEW | 98978L204 | 233 | 21,506 | SH | SOLE | 21,506 | 0 | 0 | ||