The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 338 | 67,537 | SH | SOLE | 67,537 | 0 | 0 | ||
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 827 | 196,500 | SH | SOLE | 196,500 | 0 | 0 | ||
ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 128 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ADVAXIS INC | COM NEW | 007624208 | 1,405 | 172,000 | SH | SOLE | 172,000 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM ADDED | 00773J103 | 2,610 | 350,392 | SH | SOLE | 350,392 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,121 | 46,770 | SH | SOLE | 46,770 | 0 | 0 | ||
AFFIMED THERAPEUTICS BV | COM | N01045108 | 213 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 648 | 70,455 | SH | SOLE | 70,455 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 4,597 | 221,013 | SH | SOLE | 221,013 | 0 | 0 | ||
ANAPTYSBIO INC | COM ADDED | 032724106 | 125 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
APPLIED GENETIC TECHNOL CORP | COM | 03820J100 | 2,836 | 411,000 | SH | SOLE | 411,000 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 2,805 | 221,738 | SH | SOLE | 221,738 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 855 | 807,008 | SH | SOLE | 807,008 | 0 | 0 | ||
ASCENDIS PHARMA | SPONSORED ADR | 04351P101 | 510 | 18,214 | SH | SOLE | 18,214 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 9,708 | 506,946 | SH | SOLE | 506,946 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 217 | 55,700 | SH | SOLE | 55,700 | 0 | 0 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 2,974 | 81,231 | SH | SOLE | 81,231 | 0 | 0 | ||
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 247 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS INC | COM | 09058V103 | 4,545 | 541,128 | SH | SOLE | 541,128 | 0 | 0 | ||
BIOLINERX LTD | SPONSORED ADR | 09071M106 | 961 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
BIOPHARMX CORP | COM | 09072X101 | 58 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
BIOTELEMETRY INC | COM | 090672106 | 2,171 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 818 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 3,299 | 82,500 | SH | SOLE | 82,500 | 0 | 0 | ||
CARA THERAPEUTICS INC | COM | 140755109 | 1,753 | 95,322 | SH | SOLE | 95,322 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM NEW | 14740B606 | 767 | 185,259 | SH | SOLE | 185,259 | 0 | 0 | ||
CELLECTIS S A | SPONSORED ADS | 15117K103 | 1,834 | 76,404 | SH | SOLE | 76,404 | 0 | 0 | ||
CELYAD | ADR | 151205200 | 328 | 12,528 | SH | SOLE | 12,528 | 0 | 0 | ||
CIDARA THERAPEUTICS INC | COM | 171757107 | 1,626 | 208,458 | SH | SOLE | 208,458 | 0 | 0 | ||
COGENTIX MEDICAL INC | COM | 19243A104 | 636 | 353,482 | SH | SOLE | 353,482 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC COM | COM | 23257D103 | 379 | 88,067 | SH | SOLE | 88,067 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 955 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 412 | 35,977 | SH | SOLE | 35,977 | 0 | 0 | ||
EXACTECH INC | COM | 30064E109 | 797 | 31,636 | SH | SOLE | 31,636 | 0 | 0 | ||
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,612 | 325,667 | SH | SOLE | 325,667 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 3,048 | 35,359 | SH | SOLE | 35,359 | 0 | 0 | ||
GALENA BIOPHARMA INC COM NEW | COM NEW | 363256504 | 28 | 46,145 | SH | SOLE | 46,145 | 0 | 0 | ||
GEMPHIRE THERAPEUTICS INC | COM | 36870A108 | 554 | 52,797 | SH | SOLE | 52,797 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 1,634 | 252,574 | SH | SOLE | 252,574 | 0 | 0 | ||
INOTEK PHARMACEUTICALS CORP | NOTE 5.750% 8/0 | 45780VAB8 | 372 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 474 | 237,135 | SH | SOLE | 237,135 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 2,736 | 63,484 | SH | SOLE | 63,484 | 0 | 0 | ||
INSULET CORP | NOTE 2.000% 6/1 | 45784PAD3 | 2,537 | 2,250,000 | PRN | SOLE | 2,250,000 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 714 | 573,000 | PRN | SOLE | 573,000 | 0 | 0 | ||
ISHARES TR NASDQ BIOTEC | ETF | 464287556 | 2,551 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
JOHNSON AND JOHNSON | COM | 478160104 | 1,171 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 12,654 | 300,722 | SH | SOLE | 300,722 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 2,217 | 119,200 | SH | SOLE | 119,200 | 0 | 0 | ||
MASIMO CORPORATION | COM | 574795100 | 326 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 821 | 101,317 | SH | SOLE | 101,317 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 686 | 95,273 | SH | SOLE | 95,273 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 2,533 | 58,508 | SH | SOLE | 58,508 | 0 | 0 | ||
NEURODERM LTD | ORD SHS | M74231107 | 994 | 37,438 | SH | SOLE | 37,438 | 0 | 0 | ||
NOVADAQ TECHNOLOGIES INC | COM | 66987G102 | 747 | 95,841 | SH | SOLE | 95,841 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 5,798 | 216,119 | SH | SOLE | 216,119 | 0 | 0 | ||
OBSEVA SA | COM ADDED | H5861P103 | 260 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 139 | 53,525 | SH | SOLE | 53,525 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 4.500% 9/1 | 74365AAB7 | 1,963 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 1,886 | 48,809 | SH | SOLE | 48,809 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 1,567 | 473,478 | SH | SOLE | 473,478 | 0 | 0 | ||
SCYNEXIS INC | COM | 811292101 | 1,054 | 381,900 | SH | SOLE | 381,900 | 0 | 0 | ||
SIERRA ONCOLOGY INC | COM ADDED | 82640U107 | 405 | 265,000 | SH | SOLE | 265,000 | 0 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 1,908 | 65,496 | SH | SOLE | 65,496 | 0 | 0 | ||
STEREOTAXIS INC | COM | 85916J409 | 782 | 1,372,862 | SH | SOLE | 1,372,862 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 3,557 | 867,529 | SH | SOLE | 867,529 | 0 | 0 | ||
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 907 | 85,947 | SH | SOLE | 85,947 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM | 875372104 | 869 | 724,286 | SH | SOLE | 724,286 | 0 | 0 | ||
TONIX PHARMACEUTICALS HLDG C | COM ADDED | 890260409 | 93 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 1,179 | 203,907 | SH | SOLE | 203,907 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 944 | 71,320 | SH | SOLE | 71,320 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,358 | 339,614 | SH | SOLE | 339,614 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 649 | 59,778 | SH | SOLE | 59,778 | 0 | 0 |