The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 5,369 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
| ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 15,120 | 864,000 | SH | DFND | 1 | 864,000 | 0 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 6,378 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 12,851 | 106,000 | SH | DFND | 1 | 106,000 | 0 | 0 | |
| ALIMERA SCIENCES INC | COM | 016259103 | 6,210 | 4,436,000 | SH | DFND | 1 | 4,436,000 | 0 | 0 | |
| ALPHATEC HOLDINGS INC | COM NEW | 02081G201 | 1,264 | 542,414 | SH | DFND | 1 | 542,414 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 24,708 | 8,700,000 | SH | DFND | 1 | 8,700,000 | 0 | 0 | |
| ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 1,498 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 5,200 | 1,600,000 | SH | DFND | 1 | 1,600,000 | 0 | 0 | |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 9,254 | 956,000 | SH | DFND | 1 | 956,000 | 0 | 0 | |
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 2,832 | 4,800,000 | SH | DFND | 1 | 4,800,000 | 0 | 0 | |
| BEST BUY INC | COM | 086516101 | 7,373 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| BLUEBIRD BIO INC | COM | 09609G100 | 2,182 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
| BOSTON BEER INC | CL A | 100557107 | 7,811 | 54,000 | SH | DFND | 1 | 54,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 10,274 | 172,000 | SH | DFND | 1 | 172,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 5,973 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 4,332 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
| DICKS SPORTING GOODS INC | COM | 253393102 | 4,866 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| DYNATRONICS CORP | COM NEW | 268157401 | 1,425 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| EL POLLO LOCO HLDGS INC | COM | 268603107 | 7,768 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 8,378 | 272,000 | SH | DFND | 1 | 272,000 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 16,236 | 1,476,000 | SH | DFND | 1 | 1,476,000 | 0 | 0 | |
| FTD COS INC | COM | 30281V108 | 10,070 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 15,178 | 408,000 | SH | DFND | 1 | 408,000 | 0 | 0 | |
| HANESBRANDS INC | COM | 410345102 | 14,532 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 12,563 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 12,780 | 1,486,000 | SH | DFND | 1 | 1,486,000 | 0 | 0 | |
| KATE SPADE & CO | COM | 485865109 | 13,288 | 572,000 | SH | DFND | 1 | 572,000 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,971 | 128,000 | SH | DFND | 1 | 128,000 | 0 | 0 | |
| NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 12,870 | 1,124,000 | SH | DFND | 1 | 1,124,000 | 0 | 0 | |
| NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 19,890 | 1,852,000 | SH | DFND | 1 | 1,852,000 | 0 | 0 | |
| PDL BIOPHARMA INC | COM | 69329Y104 | 1,135 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DBCV 4.250% 4/0 | 71426VAK4 | 6,745 | 22,760,000 | PRN | DFND | 1 | 22,760,000 | 0 | 0 | |
| POLARIS INDS INC | COM | 731068102 | 11,062 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 15,500 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 81282V100 | 8,770 | 480,000 | SH | DFND | 1 | 480,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 66,007 | 280,000 | SH | Put | DFND | 1 | 280,000 | 0 | 0 |
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 7,790 | 1,640,000 | SH | DFND | 1 | 1,640,000 | 0 | 0 | |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 10,485 | 2,250,000 | SH | DFND | 1 | 2,250,000 | 0 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 4,303 | 288,000 | SH | DFND | 1 | 288,000 | 0 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 2,390 | 160,000 | SH | Call | DFND | 1 | 160,000 | 0 | 0 |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 13,752 | 296,000 | SH | DFND | 1 | 296,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 22,512 | 1,608,000 | SH | DFND | 1 | 1,608,000 | 0 | 0 | |
| VISTA OUTDOOR INC | COM | 928377100 | 9,266 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
| WHOLE FOODS MKT INC | COM | 966837106 | 20,804 | 700,000 | SH | Call | DFND | 1 | 700,000 | 0 | 0 |
| WILLIAMS SONOMA INC | COM | 969904101 | 2,788 | 52,000 | SH | DFND | 1 | 52,000 | 0 | 0 | |
| ZAFGEN INC | COM | 98885E103 | 522 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | |