FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/01/2017 |
3. Issuer Name and Ticker or Trading Symbol
COMCAST CORP [ CMCSA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 1,403.8 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Purchase | (1) | 03/17/2026 | Class A Common Stock | 36,200 | $29.88 | D | |
Restricled Stock Units | (2) | (2) | Class A Common Stock | 33,820 | (3) | D |
Explanation of Responses: |
1. The date of the grant was March 18, 2016, and the shares vest as follows: 40% vest on the second anniversary date of the grant, and an additional 20% vests on each of the 3rd, 4th, and 5th anniversaries of the date of the grant. |
2. 2,580 of the restricted stock units vest on the 2nd, 3rd and 4th annivarsaries, and 6,880 vest on the 5th anniversary, of the date of the grant (June 12, 2015). 1,020 of the restricted stock units vest on the 13th month, 2nd, 3rd and 4th anniversaries, and 2,720 vest on the 5th anniversary, of the date of the grant (March 18, 2016). 1,860 of the restricted stiock units vest on the 13th month, 2nd, 3rd and 4th anniversaries, and 4,960 vest on the 5th anniversary, of the date of the grant (March 17, 2017). |
3. Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Arthur R. Block, Attorney-in-fact | 03/02/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |