The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 19 | 578 | SH | DFND | 1 | 0 | 578 | 0 | |
| AKORN INC | COM | 009728106 | 7,204 | 330,000 | SH | DFND | 1 | 0 | 330,000 | 0 | |
| AKORN INC | COM | 009728106 | 11,866 | 543,563 | SH | DFND | 0 | 543,563 | 0 | ||
| BANK OF NOVA SCOTIA | NOTE 4.500%12/1 | 064159HB5 | 3,091 | 3,000,000 | SH | DFND | 0 | 3,000,000 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 4,896 | 161,250 | SH | DFND | 0 | 161,250 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 4,797 | 158,000 | SH | DFND | 1 | 0 | 158,000 | 0 | |
| CHECK CAP LTD | SHS | M2361E112 | 3,597 | 1,530,699 | SH | DFND | 0 | 1,530,699 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 217 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| COWEN GROUP INC NEW | CL A NEW | 223622606 | 324 | 20,881 | SH | DFND | 0 | 20,881 | 0 | ||
| COWEN GROUP INC NEW | CL A NEW | 223622606 | 258 | 16,675 | SH | DFND | 1 | 0 | 16,675 | 0 | |
| CHINA YUCHAI INTL LTD | COM | G21082105 | 7,497 | 541,900 | SH | DFND | 2 | 0 | 541,900 | 0 | |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 14,625 | 843,912 | SH | DFND | 0 | 843,912 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 29,539 | 1,704,027 | SH | DFND | 2 | 0 | 1,704,027 | 0 | |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 29,814 | 1,338,468 | SH | DFND | 2 | 0 | 1,338,468 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 42,819 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| NORTHSTAR RLTY FIN CORP | COM | 66704R803 | 8,824 | 582,464 | SH | DFND | 0 | 582,464 | 0 | ||
| NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 2,646 | 62,214 | SH | DFND | 0 | 62,214 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 6,990 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| ROYAL BANK OF CANADA | NOTE 4.650% 1/2 | 780082AD5 | 3,191 | 3,000,000 | SH | DFND | 0 | 3,000,000 | 0 | ||
| SINA CORP | NOTE 1.000% 12/0 | 82922RAD5 | 27,514 | 27,500,000 | SH | DFND | 2 | 0 | 27,500,000 | 0 | |
| SINA CORP | ORD | G81477104 | 119,932 | 1,973,055 | SH | DFND | 2 | 0 | 1,973,055 | 0 | |
| SOHU COM INC | COM | 83408W103 | 3,050 | 90,000 | SH | DFND | 1 | 0 | 90,000 | 0 | |
| SOHU COM INC | COM | 83408W103 | 59,802 | 1,764,319 | SH | DFND | 2 | 0 | 1,764,319 | 0 | |
| FANG HLDGS LTD | ADR | 30711Y102 | 72,705 | 22,132,544 | SH | DFND | 2 | 0 | 22,132,544 | 0 | |
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 4,092 | 2,422,923 | SH | DFND | 2 | 0 | 2,422,923 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 25,322 | 1,743,939 | SH | DFND | 1 | 0 | 1,743,939 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 1,594 | 109,769 | SH | DFND | 0 | 109,769 | 0 | ||
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 21,955 | 22,000,000 | SH | DFND | 2 | 0 | 22,000,000 | 0 | |
| YANDEX NV | NOTE 1.125%12/1 | 98474TAB3 | 48,278 | 50,752,000 | SH | DFND | 2 | 0 | 50,752,000 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 1,301 | 33,000 | SH | DFND | 0 | 33,000 | 0 | ||
| YY INC | ADS REPCOM CLA | 98426T106 | 6,780 | 172,000 | SH | DFND | 1 | 0 | 172,000 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 79,078 | 2,007,045 | SH | DFND | 2 | 0 | 2,007,045 | 0 | |
| YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 84,402 | 85,200,000 | SH | DFND | 2 | 0 | 85,200,000 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 7,646 | 1,090,772 | SH | DFND | 1 | 0 | 1,090,772 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 1,635 | 233,186 | SH | DFND | 0 | 233,186 | 0 | ||