SC 13G/A 1 v458447_sc13ga.htm SC 13G/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

Baozun Inc.
(Name of Issuer)
 
Class A ordinary shares, par value $0.0001 per share
(Title of Class of Securities)
 
06684L103(1)
(CUSIP Number)
 
December 31, 2016
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

  

 

(1)This CUSIP number applies to the Issuer’s American Depositary Shares, each representing three Class A ordinary shares of the Issuer.

 

 

 

 

CUSIP NO.:06684L103

 

(1) NAME OF REPORTING PERSONS
  Crescent Castle Holdings Ltd. (“Crescent Castle”)
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ¨  
    (b) ¨  
(3) SEC USE ONLY
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
(5) SOLE VOTING POWER
  18,996,617 Class A Shares (See Item 4)
(6) SHARED VOTING POWER
  0
(7) SOLE DISPOSITIVE POWER
  18,996,617 Class A Shares (See Item 4)
(8) SHARED DISPOSITIVE POWER
  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  18,996,617 Class A Shares
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  ¨
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
  11.9%1
(12) TYPE OF REPORTING PERSON
  CO

 

 

1 As a percentage of 159,411,982 ordinary shares of the Issuer, comprised of 146,111,244 Class A ordinary shares of the Issuer (“Class A Shares”) and 13,300,738 Class B ordinary shares of the Issuer (“Class B Shares”) issued and outstanding as of December 31, 2016. Each Class B Share is convertible into one Class A Share at any time but the Class A Shares are not convertible into Class B Shares under any circumstances. Each Class A Share is entitled to one vote, and each Class B Share is entitled to ten votes. The voting power of the ordinary shares beneficially owned by the reporting person represents 6.8% of the total outstanding voting power of all Class A and Class B Shares of the Issuer.

 

 Page 1 of 8 

 

 

CUSIP NO.:06684L103

 

(1) NAME OF REPORTING PERSONS
  Crescent Peak II Investments Ltd. (“Crescent Peak”)
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ¨  
    (b) ¨  
(3) SEC USE ONLY
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
(5) SOLE VOTING POWER
  18,996,617 Class A Shares (See Item 4)
(6) SHARED VOTING POWER
  0
(7) SOLE DISPOSITIVE POWER
  18,996,617 Class A Shares (See Item 4)
(8) SHARED DISPOSITIVE POWER
  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  18,996,617 Class A Shares
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  ¨
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
  11.9%1
(12) TYPE OF REPORTING PERSON
  CO

 

 

1 As a percentage of 159,411,982 ordinary shares of the Issuer, comprised of 146,111,244 Class A Shares and 13,300,738 Class B Shares issued and outstanding as of December 31, 2016. Each Class B Share is convertible into one Class A Share at any time but the Class A Shares are not convertible into Class B Shares under any circumstances. Each Class A Share is entitled to one vote, and each Class B Share is entitled to ten votes. The voting power of the ordinary shares beneficially owned by the reporting person represents 6.8% of the total outstanding voting power of all Class A and Class B Shares of the Issuer.

 

 Page 2 of 8 

 

 

CUSIP NO.:06684L103

 

(1) NAME OF REPORTING PERSONS
  David M. Hand
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ¨  
    (b) ¨  
(3) SEC USE ONLY
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
(5) SOLE VOTING POWER
  18,996,617 Class A Shares (See Item 4)
(6) SHARED VOTING POWER
  0
(7) SOLE DISPOSITIVE POWER
  18,996,617 Class A Shares (See Item 4)
(8) SHARED DISPOSITIVE POWER
  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  18,996,617 Class A Shares
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  ¨
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
  11.9%1
(12) TYPE OF REPORTING PERSON
  IN

 

 

1 As a percentage of 159,411,982 ordinary shares of the Issuer, comprised of 146,111,244 Class A Shares and 13,300,738 Class B Shares issued and outstanding as of December 31, 2016. Each Class B Share is convertible into one Class A Share at any time but the Class A Shares are not convertible into Class B Shares under any circumstances. Each Class A Share is entitled to one vote, and each Class B Share is entitled to ten votes. The voting power of the ordinary shares beneficially owned by the reporting person represents 6.8% of the total outstanding voting power of all Class A and Class B Shares of the Issuer.

 

 Page 3 of 8 

 

 

CUSIP NO.:06684L103

 

(1) NAME OF REPORTING PERSONS
  Richard T. Scanlon
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    (a) ¨  
    (b) ¨  
(3) SEC USE ONLY
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
(5) SOLE VOTING POWER
  18,996,617 Class A Shares (See Item 4)
(6) SHARED VOTING POWER
  0
(7) SOLE DISPOSITIVE POWER
  18,996,617 Class A Shares (See Item 4)
(8) SHARED DISPOSITIVE POWER
  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  18,996,617 Class A Shares
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  ¨
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
  11.9%1
(12) TYPE OF REPORTING PERSON
  IN

 

 

1 As a percentage of 159,411,982 ordinary shares of the Issuer, comprised of 146,111,244 Class A Shares and 13,300,738 Class B Shares issued and outstanding as of December 31, 2016. Each Class B Share is convertible into one Class A Share at any time but the Class A Shares are not convertible into Class B Shares under any circumstances. Each Class A Share is entitled to one vote, and each Class B Share is entitled to ten votes. The voting power of the ordinary shares beneficially owned by the reporting person represents 6.8% of the total outstanding voting power of all Class A and Class B Shares of the Issuer.

 

 Page 4 of 8 

 

 

Item 1(a).   Name of Issuer:
    Baozun Inc. (the “Issuer”)
     
Item 1(b).   Address of Issuer's Principal Executive Offices:
     
    Building B. No. 1268 Wanrong Road
    Shanghai 200436
    People’s Republic of China
     
Item 2(a).   Name of Person Filing:
     
    This Schedule 13G is filed by and on behalf of:
     
    (a) Crescent Castle Holdings Ltd. (“Crescent Castle”);
    (b) Crescent Peak II Investments Ltd. (“Crescent Peak”);  
    (c) David M. Hand; and
    (d) Richard T. Scanlon
     
Item 2(b).   Address of Principal Business Office or, if None, Residence:
     
    For Crescent Castle and Crescent Peak:
     
    190 Elgin Avenue
    George Town
    Grand Cayman , KY1-9005
    Cayman Islands
     
    For David M. Hand and Richard T. Scanlon:
     
    c/o One Temasek Avenue,
    #20-01 Millenia Tower
    Singapore 039192
     
Item 2(c).   Citizenship:
     
    Crescent Castle  — Cayman Islands
     
    Crescent Peak  — Cayman Islands
     
    David M. Hand — USA
     
    Richard T. Scanlon — USA
     
Item 2(d).   Title of Class of Securities:
     
    Class A ordinary shares of the Issuer, par value US$0.0001 per share.
     
    The Issuer’s ordinary shares consist of Class A Shares and Class B Shares. Holders of Class A Shares and Class B Shares have the same rights except for voting and conversion rights. Each Class A Share is entitled to one vote, and each Class B Share is entitled to ten votes and is convertible into one Class A Share at any time. Class A ordinary shares are not convertible into Class B Shares under any circumstances.
     
Item 2(e).   CUSIP Number:
     
    06684L103 (American depositary shares of the Issuer)

 

 Page 5 of 8 

 

 

Item 3.   Statement Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c):
     
    Not applicable
     
Item 4.   Ownership:
     
    The following table sets forth the beneficial ownership of the ordinary shares of the Issuer by each of the reporting persons as of December 31, 2016:

 

   Number of shares as to which such person has: 
Reporting
Person
  Amount
Beneficially
Owned
   Percent of
Class(1)
   Sole Power to
Vote or Direct
the Vote
   Shared Power
to Vote or to
Direct the
Vote
   Sole Power to
Dispose or to
Direct the
Disposition of
   Shared Power
to Dispose or
to Direct the
Disposition of
 
Crescent Castle   18,996,617 (2)   11.9%(3)   18,996,617    0    18,996,617    0 
Crescent Peak   18,996,617 (2)   11.9%(3)   18,996,617    0    18,996,617    0 
David M. Hand   18,996,617 (2)   11.9%(3)   18,996,617    0    18,996,617    0 
Richard T. Scanlon   18,996,617 (2)   11.9%(3)   18,996,617    0    18,996,617    0 

 

 

(1)As a percentage of 159,411,982 ordinary shares of the Issuer, comprised of 146,111,244 Class A Shares and 13,300,738 Class B Shares.

 

(2)Represents 18,996,617 ordinary shares held by Crescent Castle, a limited liability company incorporated in the Cayman Islands. Crescent Peak, which has the sole voting power and investment power over the shares held by Crescent Castle, is ultimately controlled by David M. Hand and Richard T. Scanlon. Pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, each of Crescent Peak, David M. Hand and Richard T. Scanlon may be deemed to share beneficial ownership of the ordinary shares of the Issuer directly held by Crescent Castle. Each of Crescent Peak, David M. Hand and Richard T. Scanlon disclaims the beneficial ownership of any of the ordinary shares of the Issuer directly held by Crescent Castle, except to the extent of their pecuniary interests therein.

 

  (3) The voting power of the ordinary shares beneficially owned by the reporting person represents 6.8% of the total outstanding voting power of all Class A and Class B Shares of the Issuer.

 

Item 5.

  Ownership of Five Percent or Less of a Class:
     
    Not applicable
     
Item 6.   Ownership of More than Five Percent on Behalf of Another Person:
     
    Not applicable  

 

 Page 6 of 8 

 

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
     
    Not applicable
     
Item 8.   Identification and Classification of Members of the Group:
     
    The members of this group are set forth as reporting persons on Schedule 13G.
     
Item 9.   Notice of Dissolution of Group:
     
    Not applicable
     
Item 10.   Certifications:
     
    Not applicable

 

 Page 7 of 8 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 7, 2017

 

  Crescent Castle Holdings Ltd.
     
  By: /s/ David M. Hand
  Name: David M. Hand
  Title: Authorized Signatory

 

  Crescent Peak II Investments Ltd.
     
  By: /s/ David M. Hand
  Name: David M. Hand
  Title: Authorized Signatory

 

  David M. Hand
     
  By: /s/ David M. Hand

 

  Richard T. Scanlon
     
  By: /s/ Richard T. Scanlon

 

[Signature Page to Schedule 13G]

 

 

 

 

LIST OF EXHIBITS

 

Exhibit No.   Description
     
A   Joint Filing Agreement

 

 

 

 

Exhibit A

 

Joint Filing Agreement

 

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A ordinary shares, par value $0.0001 per share, of Baozun Inc, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

[Remainder of this page has been left intentionally blank.]

 

 

 

 

SIGNATURE

 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 7, 2017.

 

  Crescent Castle Holdings Ltd.
     
  By: /s/ David M. Hand
  Name: David M. Hand
  Title: Authorized Signatory

 

  Crescent Peak II Investments Ltd.
   
  By: /s/ David M. Hand
  Name: David M. Hand
  Title: Authorized Signatory

 

  David M. Hand
   
  By: /s/ David M. Hand

 

  Richard T. Scanlon
     
  By: /s/ Richard T. Scanlon

 

[Signature Page to Joint Filing Agreement to Schedule 13G]