The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M Company COM 88579Y101 171 972 SH   SOLE   972 0 0
Abbott Laboratories COM 002824100 53 1,249 SH   SOLE   1,249 0 0
Aberdeen Chile Fund Inc. COM 00301W105 35 5,560 SH   SOLE   5,560 0 0
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. COM 00301T102 52 4,147 SH   SOLE   4,147 0 0
Aberdeen Indonesia Fund, Inc. COM 00305P106 93 14,020 SH   SOLE   14,020 0 0
Aberdeen Israel Fund, Inc. COM 00301L109 34 2,050 SH   SOLE   2,050 0 0
Aberdeen Japan Equity Fund, Inc. COM 00306J109 2,527 307,474 SH   OTR 1 236,426 71,048 0
Aberdeen Singapore Fund, Inc. COM 003244100 168 17,917 SH   SOLE   17,917 0 0
Adams Diversified Equity Fund, Inc. COM 006212104 5,772 438,936 SH   OTR 1 386,747 52,189 0
Adams Natural Resources Fund, Inc. COM 00548F105 2,623 131,615 SH   OTR 1 93,669 37,946 0
Advent Claymore Convertible Securities & Income Fund II COM 007639107 43 7,516 SH   SOLE   7,516 0 0
Advent/Claymore Enhanced Growth & Income Fund COM 00765E104 444 53,177 SH   SOLE   53,177 0 0
Alexion Pharmaceuticals, Inc. COM 015351109 12 98 SH   SOLE   98 0 0
Allegion PLC ORD SHS G0176J109 27 386 SH   SOLE   386 0 0
Alliance California Municipal Income Fund, Inc. COM 018546101 108 7,021 SH   SOLE   7,021 0 0
AllianceBernstein National Municipal Income Fund COM 01864U106 211 14,355 SH   SOLE   14,355 0 0
AllianzGI Equity & Convertible Income Fund COM 018829101 37 2,000 SH   SOLE   2,000 0 0
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund COM 01883A107 781 61,787 SH   OTR 1 4,080 57,707 0
Alpine Global Dynamic Dividend Fund COM NEW 02082E205 2,918 335,383 SH   OTR 1 229,624 105,759 0
Alpine Total Dynamic Dividend Fund COM SH BEN INT 021060207 5,225 684,803 SH   OTR 1 557,969 126,834 0
America Movil S.A.B. de C.V. SPON ADR L SHS 02364W105 511 44,690 SH   SOLE   44,690 0 0
American Electric Power Co., Inc. COM 025537101 34 528 SH   SOLE   528 0 0
American Express Company COM 025816109 44 689 SH   SOLE   689 0 0
Amgen Inc. COM 031162100 117 700 SH   SOLE   700 0 0
AmpliPhi Biosciences Corporation COM NEW 03211P202 2 1,000 SH   SOLE   1,000 0 0
Apollo Tactical Income Fund Inc COM 037638103 933 60,320 SH   SOLE   60,320 0 0
Apple Inc. COM 037833100 78 689 SH   SOLE   689 0 0
Archer Daniels Midland Company COM 039483102 211 5,000 SH   SOLE   5,000 0 0
Ares Dynamic Credit Allocation Fund, Inc. COM 04014F102 24 1,596 SH   SOLE   1,596 0 0
Asia Pacific Fund COM 044901106 54 5,150 SH   SOLE   5,150 0 0
ASML Holding NV N Y REGISTRY SHS N07059210 35 317 SH   SOLE   317 0 0
AstraZeneca PLC SPONSORED ADR 046353108 23 690 SH   SOLE   690 0 0
ATN International Inc. COM 00215F107 780 11,988 SH   SOLE   11,988 0 0
Avenue Income Credit Strategies Fund COM 05358E106 89 6,864 SH   SOLE   6,864 0 0
Avianca Holdings S.A. SPON ADR REP PFD 05367G100 1,247 192,368 SH   SOLE   192,368 0 0
Baidu, Inc. SPON ADR REP A 056752108 32 176 SH   SOLE   176 0 0
Banco Bilbao Vizcaya Argentaria, S.A. SPONSORED ADR 05946K101 24 4,079 SH   SOLE   4,079 0 0
Bancolombia S.A. SPON ADR PREF 05968L102 772 19,780 SH   SOLE   19,780 0 0
Bancroft Fund Ltd. COM 059695106 36 1,703 SH   SOLE   1,703 0 0
BioMarin Pharmaceutical Inc. COM 09061G101 37 400 SH   SOLE   400 0 0
BlackRock Credit Allocation Income Trust COM 092508100 260 19,474 SH   SOLE   19,474 0 0
BlackRock Enhanced Equity Dividend Trust COM 09251A104 10 1,300 SH   SOLE   1,300 0 0
BlackRock Limited Duration Income Trust COM SHS 09249W101 4 250 SH   SOLE   250 0 0
BlackRock Multi-Sector Income Trust COM 09258A107 266 15,591 SH   SOLE   15,591 0 0
BlackRock Muni Intermediate Duration Fund, Inc. COM 09253X102 136 9,000 SH   SOLE   9,000 0 0
BlackRock Municipal 2030 Target Term Trust COM SHS BEN IN 09257P105 30 1,241 SH   SOLE   1,241 0 0
BlackRock Resources & Commodities Strategy Trust SHS 09257A108 128 15,756 SH   SOLE   15,756 0 0
BlackRock Science and Technology Trust SHS 09258G104 9,530 511,548 SH   OTR 1 389,264 122,284 0
Blackstone/GSO Strategic Credit Fund COM SHS BEN IN 09257R101 183 12,281 SH   SOLE   12,281 0 0
Boulder Growth and Income Fund, Inc. COM 101507101 13,732 1,638,672 SH   OTR 1 1,377,670 261,002 0
Bristol-Myers Squibb Company COM 110122108 92 1,700 SH   SOLE   1,700 0 0
British America Tobacco PLC SPONSORED ADR 110448107 34 266 SH   SOLE   266 0 0
Brookfield Global Listed Infrastructure Income Fund COM SHS 11273Q109 63 4,561 SH   SOLE   4,561 0 0
Brookfield High Income Fund Inc. COM 11272P102 21 2,931 SH   SOLE   2,931 0 0
Brookfield Mortgage Opportunity Income Fund COM 112792106 28 1,835 SH   SOLE   1,835 0 0
Calamos Global Dynamic Income Fund COM 12811L107 111 14,800 SH   SOLE   14,800 0 0
Canadian Natural Resources Limited COM 136385101 29 894 SH   SOLE   894 0 0
Carnival Corp. UNIT 143658300 2,021 41,400 SH   SOLE   41,400 0 0
Caterpillar Inc. COM 149123101 61 692 SH   SOLE   692 0 0
Celgene Corporation COM 151020104 84 800 SH   SOLE   800 0 0
Cemex, S.A.B. de C.V. SPON ADR NEW 151290889 1,622 204,298 SH   SOLE   204,298 0 0
Central Europe Russia and Turkey Fund COM 153436100 34 1,776 SH   SOLE   1,776 0 0
Central Securities Corp. COM 155123102 2,496 117,506 SH   SOLE   117,506 0 0
Check Point Software Technologies Ltd. ORD M22465104 16 202 SH   SOLE   202 0 0
Chevron Corporation COM 166764100 72 700 SH   SOLE   700 0 0
China Fund, Inc. COM 169373107 58 3,500 SH   SOLE   3,500 0 0
China Petroleum & Chemical Corp. SPON ADR H SHS 16941R108 34 466 SH   SOLE   466 0 0
Chubb Limited COM H1467J104 31 246 SH   SOLE   246 0 0
Cisco Systems, Inc. COM 17275R102 22 691 SH   SOLE   691 0 0
ClearBridge American Energy MLP Fund Inc. COM 184691103 93 10,362 SH   SOLE   10,362 0 0
ClearBridge Energy MLP Total Return Fund Inc. COM 18469Q108 57 4,326 SH   SOLE   4,326 0 0
Clough Global Allocation Fund COM 18913Y103 36 3,000 SH   SOLE   3,000 0 0
Clough Global Opportunities Fund SH BEN INT 18914E106 749 77,490 SH   OTR 1 37,013 40,477 0
Coca Cola Femsa S.A.B. de C.V. SPON ADR REP L 191241108 660 8,799 SH   SOLE   8,799 0 0
Coca-Cola European Partners PLC SHS G25839104 31 774 SH   SOLE   774 0 0
Cohen & Steers Closed-End Opportunity Fund, Inc. COM 19248P106 285 23,218 SH   SOLE   23,218 0 0
Cohen & Steers Global Income Builder, Inc. COM 19248M103 6 635 SH   SOLE   635 0 0
Cohen & Steers Infrastructure Fund, Inc. COM 19248A109 1,493 69,303 SH   SOLE   69,303 0 0
Cohen & Steers MLP Income and Energy Opportunity Fund COM SHS 19249B106 781 72,621 SH   SOLE   72,621 0 0
Consolidated Water Co. Ltd. ORD G23773107 1,505 129,538 SH   SOLE   129,538 0 0
Copa Holdings SA CL A P31076105 3,741 42,550 SH   SOLE   42,550 0 0
Cornerstone Strategic Value Fund Inc. COM 21924B302 12 809 SH   SOLE   809 0 0
Credicorp Ltd. COM G2519Y108 28 187 SH   SOLE   187 0 0
Cushing MLP Total Return Fund COM NEW 231631201 129 9,899 SH   SOLE   9,899 0 0
Cushing Renaissance Fund COM 231647108 213 12,905 SH   SOLE   12,905 0 0
CVS Health Corporation COM 126650100 35 389 SH   SOLE   389 0 0
Delaware Enhanced Global Dividend & Income Fund COM 246060107 379 37,455 SH   OTR 1 18,583 18,872 0
Delaware Investments Dividend and Income Fund, Inc. COM 245915103 26 2,624 SH   SOLE   2,624 0 0
Delphi Automotive PLC SHS G27823106 20 279 SH   SOLE   279 0 0
Deutsche Multi-Market Income Trust SHS 25160E102 104 12,133 SH   SOLE   12,133 0 0
Deutsche Strategic Income Trust SHS 25160F109 5 400 SH   SOLE   400 0 0
Diageo PLC SPON ADR NEW 25243Q205 31 268 SH   SOLE   268 0 0
Diversified Real Asset Income Fund COM SHS 25533B108 1,380 80,067 SH   OTR 1 60,441 19,626 0
Dominion Resources, Inc. COM 25746U109 32 435 SH   SOLE   435 0 0
DoubleLine Income Solutions Fund COM 258622109 48 2,500 SH   SOLE   2,500 0 0
Dreyfus Municipal Bond Infrastructure Fund, Inc. SHS 26203D101 1 37 SH   SOLE   37 0 0
E.I. du Pont de Nemours and Company COM 263534109 84 1,249 SH   SOLE   1,249 0 0
Eaton Vance California Municipal Income Trust SH BEN INT 27826F101 36 2,608 SH   SOLE   2,608 0 0
Eaton Vance Floating-Rate Income Plus Fund COM SHS BEN INT 278284104 23 1,471 SH   SOLE   1,471 0 0
Eaton Vance Limited Duration Income Fund COM 27828H105 36 2,600 SH   SOLE   2,600 0 0
Eaton Vance Risk-Managed Diversified Equity Income Fund COM 27829G106 118 12,500 SH   SOLE   12,500 0 0
Eaton Vance Tax-Managed Global Diversified Equity Income Fund COM 27829F108 11 1,300 SH   SOLE   1,300 0 0
Eli Lilly and Company COM 532457108 48 600 SH   SOLE   600 0 0
Empire State Realty Trust, Inc. CL A 292104106 710 33,894 SH   SOLE   33,894 0 0
Equus Total Return, Inc. COM 294766100 113 60,735 SH   SOLE   60,735 0 0
Era Group Inc. COM 26885G109 173 21,515 SH   SOLE   21,515 0 0
European Equity Fund, Inc. COM 298768102 74 9,358 SH   SOLE   9,358 0 0
Evertec Inc. COM 30040P103 397 23,643 SH   SOLE   23,643 0 0
Exxon Mobil Corporation COM 30231G102 97 1,112 SH   SOLE   1,112 0 0
First Trust Dynamic Europe Equity Income Fund COM SHS 33740D107 2,010 127,856 SH   OTR 1 88,901 38,955 0
First Trust Energy Infrastructure Fund COM 33738C103 2,935 152,919 SH   SOLE   152,919 0 0
First Trust High Income Long/Short Fund COM 33738E109 698 44,775 SH   SOLE   44,775 0 0
First Trust ISE Cloud Computing Index ISE CLOUD COMP 33734X192 7 209 SH   SOLE   209 0 0
First Trust Mortgage Income Fund COM SHS 33734E103 37 2,535 SH   SOLE   2,535 0 0
Fomento Economico Mexicano, S.A.B. de C.V. SPON ADR UNITS 344419106 1,115 12,110 SH   SOLE   12,110 0 0
Freeport McMoran Copper & Gold CL B 35671D857 348 32,000 SH   SOLE   32,000 0 0
Fresh Del Monte Produce Inc. ORD G36738105 300 5,000 SH   SOLE   5,000 0 0
Gabelli Dividend & Income Trust COM 36242H104 939 48,861 SH   SOLE   48,861 0 0
Gabelli Equity Trust, Inc. COM 362397101 23 3,991 SH   SOLE   3,991 0 0
Gabelli Global Small and Mid-Cap Value Fund COM 36249W104 8 700 SH   SOLE   700 0 0
Gabelli Global Utility & Income Trust COM SH BEN INT 36242L105 27 1,463 SH   SOLE   1,463 0 0
Gabelli Healthcare & Wellness (Rx) Trust SHS 36246K103 2,531 243,149 SH   OTR 1 185,992 57,157 0
Gabelli Multimedia Trust Inc. COM 36239Q109 395 51,423 SH   OTR 1 15,423 36,000 0
GDL Fund COM SH BEN IT 361570104 10 1,000 SH   SOLE   1,000 0 0
General American Investors Company, Inc. COM 368802104 3,793 116,186 SH   OTR 1 86,421 29,765 0
General Electric Company COM 369604103 70 2,364 SH   SOLE   2,364 0 0
Gildan Activewear Inc. COM 375916103 24 851 SH   SOLE   851 0 0
Gilead Sciences Inc. COM 375558103 158 2,000 SH   SOLE   2,000 0 0
Grupo Televisa, S.A.B. SPON ADR REP ORD 40049J206 730 28,400 SH   SOLE   28,400 0 0
Guggenheim Enhanced Equity Strategy Fund COM 40167K100 986 61,488 SH   SOLE   61,488 0 0
GW Pharmaceuticals PLC ADS 36197T103 34 253 SH   SOLE   253 0 0
HDFC Bank Ltd. ADR REPS 3 SHS 40415F101 35 487 SH   SOLE   487 0 0
Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 8 111 SH   SOLE   111 0 0
ICIC Bank Ltd. ADR 45104G104 46 6,123 SH   SOLE   6,123 0 0
Incyte Corporation COM 45337C102 23 242 SH   SOLE   242 0 0
ING Groep N.V. SPONSORED ADR 456837103 55 4,473 SH   SOLE   4,473 0 0
Ingersoll-Rand PLC SHS G47791101 26 382 SH   SOLE   382 0 0
Inovio Pharmaceuticals, Inc. COM NEW 45773H201 140 15,000 SH   SOLE   15,000 0 0
Intel Corporation COM 458140100 71 1,886 SH   SOLE   1,886 0 0
International Business Machines Corporation COM 459200101 111 698 SH   SOLE   698 0 0
iShares MSCI Mexico Capped MSCI MEX CAP ETF 464286822 524 10,800 SH   SOLE   10,800 0 0
iShares Nasdaq Biotechnology NASDQ BIOTEC ETF 464287556 126 436 SH   SOLE   436 0 0
iShares TIPS Bond TIPS BD ETF 464287176 48 410 SH   SOLE   410 0 0
iShares US Medical Devices U.S. MED DVC ETF 464288810 182 1,250 SH   SOLE   1,250 0 0
Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 24 2,153 SH   SOLE   2,153 0 0
Japan Smaller Capitalization Fund Inc. COM 47109U104 1,334 126,410 SH   OTR 1 69,456 56,954 0
John Hancock Tax-Advantaged Dividend Income Fund COM 41013V100 16 655 SH   SOLE   655 0 0
Johnson & Johnson COM 478160104 119 1,007 SH   SOLE   1,007 0 0
JPMorgan Chase & Co. COM 46625H100 97 1,450 SH   SOLE   1,450 0 0
Karyopharm Therapeutics Inc. COM 48576U106 47 4,868 SH   SOLE   4,868 0 0
Koninklijke Philips N.V. NY REG SH NEW 500472303 46 1,566 SH   SOLE   1,566 0 0
Latin American Discovery Fund Inc. COM 51828C106 34 3,393 SH   SOLE   3,393 0 0
Legg Mason BW Global Income Opportunities Fund COM 52469B100 52 3,864 SH   SOLE   3,864 0 0
Lennar Corp. CL A 526057104 2,096 49,500 SH   SOLE   49,500 0 0
Liberty All-Star Equity Fund SH BEN INT 530158104 4,855 937,316 SH   OTR 1 753,562 183,754 0
Liberty All-Star Growth Fund, Inc. COM 529900102 622 144,302 SH   SOLE   144,302 0 0
Liberty Global PLC SHS CL A G5480U104 19 545 SH   SOLE   545 0 0
LivaNova PLC SHS G5509L101 501 8,330 SH   SOLE   8,330 0 0
Lloyds Banking Group PLC SPONSORED ADR 539439109 23 7,926 SH   SOLE   7,926 0 0
LMP Capital and Income Fund, Inc. COM 50208A102 420 30,797 SH   SOLE   30,797 0 0
LyondellBasell Industries N.V. SHS - A - N53745100 31 386 SH   SOLE   386 0 0
Macquarie Global Infrastructure Total Return Fund Inc. COM 55608D101 355 16,273 SH   SOLE   16,273 0 0
MannKind Corp. COM 56400P201 1 1,000 SH   SOLE   1,000 0 0
Marriott Vacations Worldwide Corp. COM 57164Y107 788 10,745 SH   SOLE   10,745 0 0
Martin Marietta Materials Inc. COM 573284106 537 3,000 SH   SOLE   3,000 0 0
MasTec, Inc. COM 576323109 4,013 134,927 SH   SOLE   134,927 0 0
McDonald's Corp. COM 580135101 124 1,072 SH   SOLE   1,072 0 0
Merck & Co. Inc. COM 58933Y105 168 2,691 SH   SOLE   2,691 0 0
MetLife, Inc. COM 59156R108 53 1,183 SH   SOLE   1,183 0 0
Mexico Equity and Income Fund, Inc. COM 592834105 229 22,117 SH   SOLE   22,117 0 0
MFS Charter Income Trust SH BEN INT 552727109 43 5,000 SH   SOLE   5,000 0 0
MFS High Income Municipal Trust SH BEN INT 59318D104 25 4,687 SH   SOLE   4,687 0 0
MFS Investment Grade Municipal Trust SH BEN INT 59318B108 104 10,000 SH   SOLE   10,000 0 0
Microsoft Corporation COM 594918104 78 1,353 SH   SOLE   1,353 0 0
Morgan Stanley Asia Pacific Fund COM 61744U106 180 11,901 SH   SOLE   11,901 0 0
Morgan Stanley China A Share Fund COM 617468103 600 32,081 SH   SOLE   32,081 0 0
Morgan Stanley Emerging Market Debt Fund, Inc. COM 61744H105 192 19,899 SH   SOLE   19,899 0 0
Morgan Stanley Emerging Markets Fund, Inc. COM 61744G107 10 716 SH   SOLE   716 0 0
Morgan Stanley Income Securities Inc. INCOME SECS INC 61745P874 40 2,125 SH   SOLE   2,125 0 0
Morgan Stanley India Investment Fund COM 61745C105 141 4,967 SH   SOLE   4,967 0 0
MVC Capital, Inc. COM 553829102 17 2,018 SH   SOLE   2,018 0 0
National Grid PLC SPON ADR NEW 636274300 30 428 SH   SOLE   428 0 0
NetEase, Inc. SPONSORED ADR 64110W102 33 135 SH   SOLE   135 0 0
Neuberger Berman MLP Income Fund Inc. COM 64129H104 330 35,596 SH   SOLE   35,596 0 0
New Germany Fund, Inc. COM 644465106 1,592 110,966 SH   OTR 1 65,726 45,240 0
New Ireland Fund, Inc. COM 645673104 106 8,688 SH   SOLE   8,688 0 0
NexPoint Credit Strategies Fund COM NEW 65340G205 8,105 364,595 SH   OTR 1 273,750 90,845 0
NextEra Energy, Inc. COM 65339F101 1,020 8,337 SH   SOLE   8,337 0 0
Nike, Inc. CL B 654106103 36 687 SH   SOLE   687 0 0
Norfolk Southern Corp. COM 655844108 461 4,750 SH   SOLE   4,750 0 0
Norwegian Cruise Line Holdings Ltd. SHS G66721104 2,090 55,443 SH   SOLE   55,443 0 0
Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 52 3,553 SH   SOLE   3,553 0 0
Nuveen Core Equity Alpha Fund COM 67090X107 64 4,693 SH   SOLE   4,693 0 0
Nuveen Credit Strategies Income Fund COM SHS 67073D102 2,426 286,125 SH   SOLE   286,125 0 0
Nuveen Diversified Dividend and Income Fund COM 6706EP105 25 2,114 SH   SOLE   2,114 0 0
Nuveen Dividend Advantage Municipal Fund COM 67066V101 152 10,085 SH   SOLE   10,085 0 0
Nuveen Dividend Advantage Municipal Fund 3 COM SH BEN INT 67070X101 319 20,284 SH   SOLE   20,284 0 0
Nuveen Dividend Advantage Municipal Income Fund COM 67071L106 241 14,977 SH   SOLE   14,977 0 0
Nuveen Flexible Investment Income Fund COM 67075B104 129 7,481 SH   SOLE   7,481 0 0
Nuveen Global High Income Fund SHS 67075G103 345 21,985 SH   SOLE   21,985 0 0
Nuveen Multi-Market Income Fund, Inc. COM 67075J107 521 69,474 SH   SOLE   69,474 0 0
Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 27 1,401 SH   SOLE   1,401 0 0
Nuveen New Jersey Dividend Advantage Municipal Fund COM 67069Y102 85 5,702 SH   SOLE   5,702 0 0
Nuveen S&P 500 Dynamic Overwrite Fund COM 6706EW100 158 11,471 SH   SOLE   11,471 0 0
Nuveen Select Tax-Free Income Portfolio 3 SH BEN INT 67063X100 120 7,772 SH   SOLE   7,772 0 0
Nuveen Tax-Advantaged Dividend Growth Fund COM 67073G105 114 7,665 SH   SOLE   7,665 0 0
Occidental Petroleum Corporation COM 674599105 34 470 SH   SOLE   470 0 0
Pacholder High Yield Fund, Inc. COM 693742108 153 21,390 SH   SOLE   21,390 0 0
Pfizer Inc. COM 717081103 67 1,985 SH   SOLE   1,985 0 0
Philip Morris International, Inc. COM 718172109 47 482 SH   SOLE   482 0 0
PIMCO Dynamic Credit Income Fund COM SHS 72202D106 4,403 215,935 SH   OTR 1 165,695 50,240 0
PIMCO Enhanced Short Maturity Active ETF ENHAN SHRT MA AC 72201R833 2,566 25,300 SH   SOLE   25,300 0 0
PIMCO Income Strategy Fund II COM 72201J104 65 6,823 SH   SOLE   6,823 0 0
Pioneer Diversified High Income Trust COM 723653101 3 200 SH   SOLE   200 0 0
Popular, Inc. COM NEW 733174700 1,108 29,000 SH   SOLE   29,000 0 0
PriceSmart Inc. COM 741511109 84 1,000 SH   SOLE   1,000 0 0
Prudential PLC ADR 74435K204 22 605 SH   SOLE   605 0 0
Putnam High Income Securities Fund SHS BEN INT 746779107 19 2,356 SH   SOLE   2,356 0 0
Putnam Premier Income Trust SH BEN INT 746853100 41 8,382 SH   SOLE   8,382 0 0
RENN Global Entrepreneurs Fund, Inc. COM 759720105 46 35,303 SH   SOLE   35,303 0 0
RMR Real Estate Income Fund COM 76970B101 2,199 101,090 SH   SOLE   101,090 0 0
Royal Caribbean Cruises Ltd. COM V7780T103 3,104 41,413 SH   SOLE   41,413 0 0
Royal Dutch Shell PLC SPON ADR B 780259107 1,604 803 SH   SOLE   803 0 0
Royce Global Value Trust, Inc. COM 78081T104 124 15,208 SH   SOLE   15,208 0 0
Royce Micro-Cap Trust, Inc. COM 780915104 37 4,780 SH   SOLE   4,780 0 0
Royce Value Trust Inc. COM 780910105 1,924 151,987 SH   SOLE   151,987 0 0
Salient Midstream & MLP Fund SH BEN INT 79471V105 2,757 217,396 SH   OTR 1 101,410 115,986 0
Sanofi SPONSORED ADR 80105N105 23 612 SH   SOLE   612 0 0
Schlumberger Limited COM 806857108 29 370 SH   SOLE   370 0 0
Seaboard Corp. COM 811543107 1,995 580 SH   SOLE   580 0 0
Seacor Holdings, Inc. COM 811904101 119 2,000 SH   SOLE   2,000 0 0
Sensata Technologies Holding NV SHS N7902X106 26 660 SH   SOLE   660 0 0
Shire PLC SPONSORED ADR 82481R106 27 140 SH   SOLE   140 0 0
Simon Property Group Inc. COM 828806109 52 253 SH   SOLE   253 0 0
SK Telecom Co. Ltd. SPONSORED ADR 78440P108 45 1,978 SH   SOLE   1,978 0 0
Sony Corporation ADR NEW 835699307 27 807 SH   SOLE   807 0 0
Spanish Broadcasting System Inc. CL A NEW 846425833 42 10,530 SH   SOLE   10,530 0 0
Special Opportunities Fund, Inc. COM 84741T104 1,331 89,267 SH   SOLE   89,267 0 0
Special Opportunities Fund, Inc. Preferred PFD CONV SE B 84741T302 728 28,218 SH   OTR 1 25,394 2,824 0
Spirit Airlines, Inc. COM 848577102 1,106 26,000 SH   SOLE   26,000 0 0
Sprott Focus Trust, Inc. COM 85208J109 346 50,116 SH   SOLE   50,116 0 0
Swiss Helvetia Fund Inc. COM 870875101 25 2,316 SH   SOLE   2,316 0 0
Tahoe Resources Inc. COM 873868103 409 31,900 SH   SOLE   31,900 0 0
Taiwan Fund, Inc. COM 874036106 236 13,644 SH   OTR 1 3,244 10,400 0
TCW Strategic Income Fund, Inc. COM 872340104 117 22,000 SH   SOLE   22,000 0 0
Teekay LNG Partners LP PRTNRSP UNITS Y8564M105 145 9,589 SH   SOLE   9,589 0 0
Tekla Healthcare Investors SH BEN INT 87911J103 7 288 SH   SOLE   288 0 0
Tekla Healthcare Opportunities Fund SHS 879105104 8,658 495,314 SH   OTR 1 372,111 123,203 0
Tekla Life Sciences Investors SH BEN INT 87911K100 1 65 SH   SOLE   65 0 0
Tekla World Healthcare Fund BEN INT SHS 87911L108 6,281 427,835 SH   OTR 1 320,845 106,990 0
Templeton Dragon Fund, Inc. COM 88018T101 244 13,842 SH   OTR 1 3,705 10,137 0
Teva Pharmaceutical Industries Limited ADR 881624209 43 945 SH   SOLE   945 0 0
Thai Fund, Inc. COM 882904105 166 20,286 SH   SOLE   20,286 0 0
The Bank of Nova Scotia COM 064149107 318 6,000 SH   SOLE   6,000 0 0
The Boeing Company COM 097023105 92 697 SH   SOLE   697 0 0
The Coca-Cola Company COM 191216100 65 1,527 SH   SOLE   1,527 0 0
The Estee Lauder Companies Inc. CL A 518439104 19 216 SH   SOLE   216 0 0
The Goldman Sachs Group, Inc. COM 38141G104 111 691 SH   SOLE   691 0 0
The Herzfeld Caribbean Basin Fund, Inc. COM 42804T106 2,652 423,002 SH   DFND   320,900 102,102 0
The Home Depot, Inc. COM 437076102 125 972 SH   SOLE   972 0 0
The Korea Fund, Inc. COM NEW 500634209 830 23,056 SH   SOLE   23,056 0 0
The Kraft Heinz Company COM 500754106 54 608 SH   SOLE   608 0 0
The Mexico Fund, Inc. COM 592835102 213 13,345 SH   SOLE   13,345 0 0
The Procter & Gamble Company COM 742718109 101 1,124 SH   SOLE   1,124 0 0
The Toronto-Dominion Bank COM NEW 891160509 38 862 SH   SOLE   862 0 0
The Travelers Company, Inc. COM 89417E109 79 689 SH   SOLE   689 0 0
The Walt Disney Company COM DISNEY 254687106 98 1,057 SH   SOLE   1,057 0 0
The Western Union Company COM 959802109 291 14,000 SH   SOLE   14,000 0 0
Thermo Fisher Scientific, Inc. COM 883556102 39 247 SH   SOLE   247 0 0
Tortoise Energy Independence Fund, Inc. COM 89148K101 3 180 SH   SOLE   180 0 0
Tortoise Pipeline & Energy Fund COM 89148H108 3,950 186,495 SH   OTR 1 111,516 74,979 0
Tortoise Power and Energy Infrastructure Fund, Inc. COM 89147X104 815 36,487 SH   SOLE   36,487 0 0
Tri-Continental Corp. COM 895436103 4,870 227,771 SH   OTR 1 203,035 24,736 0
TripAdvisor Inc. COM 896945201 24 385 SH   SOLE   385 0 0
Turkish Investment Fund, Inc. COM 900145103 24 2,944 SH   SOLE   2,944 0 0
U.S. Bancorp COM NEW 902973304 36 831 SH   SOLE   831 0 0
Ultrapetrol (Bahamas) Ltd. COM P94398107 11 36,000 SH   SOLE   36,000 0 0
United Technologies Corporation COM 913017109 109 1,075 SH   SOLE   1,075 0 0
UnitedHealth Group Incorporated COM 91324P102 97 692 SH   SOLE   692 0 0
Vale S.A. ADR 91912E105 28 5,052 SH   SOLE   5,052 0 0
Vanguard Information Technology ETF INF TECH ETF 92204A702 12 100 SH   SOLE   100 0 0
Verizon Communications Inc. COM 92343V104 74 1,419 SH   SOLE   1,419 0 0
Vipshop Holdings Limited SPONSORED ADR 92763W103 28 1,926 SH   SOLE   1,926 0 0
Virtus Global Dividend & Income Fund Inc. COM 92835W107 1,071 88,914 SH   SOLE   88,914 0 0
Visa Inc. COM CL A 92826C839 57 688 SH   SOLE   688 0 0
Vodafone Group PLC SPNSR ADR 92857W308 55 1,888 SH   SOLE   1,888 0 0
Vulcan Materials Company COM 929160109 455 4,000 SH   SOLE   4,000 0 0
Wal-Mart Stores Inc. COM 931142103 91 1,266 SH   SOLE   1,266 0 0
Watsco Inc. COM 942622200 1,423 10,100 SH   SOLE   10,100 0 0
Wells Fargo Advantage Multi-Sector Income Fund WF MLT SECTR INC 94987D101 3 234 SH   SOLE   234 0 0
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 34 3,000 SH   SOLE   3,000 0 0
Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 15 1,317 SH   SOLE   1,317 0 0
WisdomTree Japan Hedged Equity JAPN HEDGE EQT 97717W851 6 143 SH   SOLE   143 0 0
Zweig Fund, Inc. COM NEW 989834205 126 9,711 SH   SOLE   9,711 0 0