The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 961 | 25,085 | SH | SOLE | 25,085 | 0 | 0 | ||
2U INC | COM | 90214J101 | 1,733 | 45,265 | SH | DFND | 1 | 45,265 | 0 | 0 | |
8X8 INC NEW | COM | 282914100 | 814 | 52,751 | SH | DFND | 1 | 52,751 | 0 | 0 | |
8X8 INC NEW | COM | 282914100 | 451 | 29,249 | SH | SOLE | 29,249 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 219 | 6,900 | SH | Call | DFND | 1 | 6,900 | 0 | 0 |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 108 | 3,400 | SH | Call | SOLE | 3,400 | 0 | 0 | |
ACXIOM CORP | COM | 005125109 | 713 | 26,750 | SH | SOLE | 26,750 | 0 | 0 | ||
ACXIOM CORP | COM | 005125109 | 1,286 | 48,250 | SH | DFND | 1 | 48,250 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 1,321 | 30,691 | SH | DFND | 1 | 30,691 | 0 | 0 | |
ADEPTUS HEALTH INC | CL A | 006855100 | 732 | 17,009 | SH | SOLE | 17,009 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,428 | 64,331 | SH | DFND | 1 | 64,331 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,346 | 35,669 | SH | SOLE | 35,669 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1,855 | 56,611 | SH | DFND | 1 | 56,611 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 1,029 | 31,389 | SH | SOLE | 31,389 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 568 | 6,063 | SH | SOLE | 6,063 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 1,025 | 10,937 | SH | DFND | 1 | 10,937 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 1,065 | 22,641 | SH | SOLE | 22,641 | 0 | 0 | ||
ALKERMES PLC | SHS | G01767105 | 1,919 | 40,809 | SH | DFND | 1 | 40,809 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 937 | 13,811 | SH | DFND | 1 | 13,811 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 555 | 8,189 | SH | SOLE | 8,189 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,684 | 3,453 | SH | DFND | 1 | 3,453 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,494 | 1,922 | SH | SOLE | 1,922 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,171 | 1,399 | SH | SOLE | 1,399 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,103 | 2,511 | SH | DFND | 1 | 2,511 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 551 | 81,693 | SH | DFND | 1 | 81,693 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 306 | 45,307 | SH | SOLE | 45,307 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 4,188 | 57,898 | SH | DFND | 1 | 57,898 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 2,322 | 32,102 | SH | SOLE | 32,102 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 666 | 47,604 | SH | DFND | 1 | 47,604 | 0 | 0 | |
AXOVANT SCIENCES LTD | COM | G0750W104 | 370 | 26,396 | SH | SOLE | 26,396 | 0 | 0 | ||
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 1,858 | 136,383 | SH | DFND | 1 | 136,383 | 0 | 0 | |
BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 1,030 | 75,617 | SH | SOLE | 75,617 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 1,510 | 4,825 | SH | DFND | 1 | 4,825 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 837 | 2,675 | SH | SOLE | 2,675 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 2,083 | 22,516 | SH | DFND | 1 | 22,516 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,155 | 12,484 | SH | SOLE | 12,484 | 0 | 0 | ||
BMC STK HLDGS INC | COM | 05591B109 | 1,991 | 112,290 | SH | DFND | 1 | 112,290 | 0 | 0 | |
BMC STK HLDGS INC | COM | 05591B109 | 1,104 | 62,260 | SH | SOLE | 62,260 | 0 | 0 | ||
COLUCID PHARMACEUTICALS INC | COM | 19716T101 | 1,841 | 48,249 | SH | DFND | 1 | 48,249 | 0 | 0 | |
COLUCID PHARMACEUTICALS INC | COM | 19716T101 | 1,021 | 26,751 | SH | SOLE | 26,751 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,198 | 13,200 | SH | DFND | 1 | 13,200 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 1,215 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 330 | 7,079 | SH | SOLE | 7,079 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 555 | 11,921 | SH | DFND | 1 | 11,921 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 2,627 | 46,318 | SH | DFND | 1 | 46,318 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 1,457 | 25,682 | SH | SOLE | 25,682 | 0 | 0 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 1,270 | 8,363 | SH | DFND | 1 | 8,363 | 0 | 0 | |
DOMINOS PIZZA INC | COM | 25754A201 | 704 | 4,637 | SH | SOLE | 4,637 | 0 | 0 | ||
E L F BEAUTY INC | COM | 26856L103 | 1,266 | 45,033 | SH | DFND | 1 | 45,033 | 0 | 0 | |
E L F BEAUTY INC | COM | 26856L103 | 702 | 24,967 | SH | SOLE | 24,967 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 2,637 | 21,873 | SH | DFND | 1 | 21,873 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 1,462 | 12,127 | SH | SOLE | 12,127 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 1,190 | 11,301 | SH | DFND | 1 | 11,301 | 0 | 0 | |
ELLIE MAE INC | COM | 28849P100 | 705 | 6,699 | SH | SOLE | 6,699 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 1,771 | 95,361 | SH | DFND | 1 | 95,361 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 983 | 52,939 | SH | SOLE | 52,939 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 453 | 35,382 | SH | DFND | 1 | 35,382 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 251 | 19,618 | SH | SOLE | 19,618 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,242 | 17,478 | SH | SOLE | 17,478 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,043 | 31,522 | SH | DFND | 1 | 31,522 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 2,163 | 33,453 | SH | DFND | 1 | 33,453 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,199 | 18,547 | SH | SOLE | 18,547 | 0 | 0 | ||
GIGAMON INC | COM | 37518B102 | 4,900 | 89,421 | SH | DFND | 1 | 89,421 | 0 | 0 | |
GIGAMON INC | COM | 37518B102 | 2,717 | 49,579 | SH | SOLE | 49,579 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 3,118 | 82,612 | SH | DFND | 1 | 82,612 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 1,728 | 45,788 | SH | SOLE | 45,788 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 3,817 | 51,720 | SH | SOLE | 51,720 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 1,299 | 17,600 | SH | Call | DFND | 1 | 17,600 | 0 | 0 |
GRACE W R & CO DEL NEW | COM | 38388F108 | 768 | 10,400 | SH | Call | SOLE | 10,400 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 6,884 | 93,280 | SH | DFND | 1 | 93,280 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 1,282 | 29,820 | SH | DFND | 1 | 29,820 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 760 | 17,680 | SH | SOLE | 17,680 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,320 | 17,477 | SH | SOLE | 17,477 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 4,184 | 31,523 | SH | DFND | 1 | 31,523 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 3,091 | 170,475 | SH | DFND | 1 | 170,475 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 1,714 | 94,525 | SH | SOLE | 94,525 | 0 | 0 | ||
INC RESH HLDGS INC | CL A | 45329R109 | 1,032 | 23,160 | SH | DFND | 1 | 23,160 | 0 | 0 | |
INC RESH HLDGS INC | CL A | 45329R109 | 572 | 12,840 | SH | SOLE | 12,840 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 4,430 | 6,112 | SH | DFND | 1 | 6,112 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,456 | 3,388 | SH | SOLE | 3,388 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 9,217 | 74,200 | SH | Put | SOLE | 74,200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 16,619 | 133,800 | SH | Put | DFND | 1 | 133,800 | 0 | 0 |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 1,860 | 107,002 | SH | SOLE | 107,002 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,354 | 192,998 | SH | DFND | 1 | 192,998 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 1,204 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 642 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 3,457 | 19,301 | SH | DFND | 1 | 19,301 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,916 | 10,699 | SH | SOLE | 10,699 | 0 | 0 | ||
MASONITE INTL CORP NEW | COM | 575385109 | 1,663 | 26,751 | SH | SOLE | 26,751 | 0 | 0 | ||
MASONITE INTL CORP NEW | COM | 575385109 | 3,000 | 48,249 | SH | DFND | 1 | 48,249 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 1,578 | 41,815 | SH | DFND | 1 | 41,815 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 875 | 23,185 | SH | SOLE | 23,185 | 0 | 0 | ||
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 1,614 | 28,950 | SH | DFND | 1 | 28,950 | 0 | 0 | |
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 895 | 16,050 | SH | SOLE | 16,050 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,507 | 60,890 | SH | DFND | 1 | 60,890 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,944 | 33,760 | SH | SOLE | 33,760 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 2,166 | 21,972 | SH | DFND | 1 | 21,972 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 1,200 | 12,178 | SH | SOLE | 12,178 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 5,171 | 49,535 | SH | DFND | 1 | 49,535 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 2,867 | 27,465 | SH | SOLE | 27,465 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 500 | 13,510 | SH | DFND | 1 | 13,510 | 0 | 0 | |
NUTANIX INC | CL A | 67059N108 | 277 | 7,490 | SH | SOLE | 7,490 | 0 | 0 | ||
OPHTHOTECH CORP | COM | 683745103 | 816 | 17,693 | SH | DFND | 1 | 17,693 | 0 | 0 | |
OPHTHOTECH CORP | COM | 683745103 | 452 | 9,807 | SH | SOLE | 9,807 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 1,566 | 28,946 | SH | DFND | 1 | 28,946 | 0 | 0 | |
RADIUS HEALTH INC | COM NEW | 750469207 | 868 | 16,054 | SH | SOLE | 16,054 | 0 | 0 | ||
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 1,719 | 191,840 | SH | DFND | 1 | 191,840 | 0 | 0 | |
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 960 | 107,000 | SH | Call | SOLE | 107,000 | 0 | 0 | |
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 953 | 106,360 | SH | SOLE | 106,360 | 0 | 0 | ||
RAPTOR PHARMACEUTICAL CORP | COM | 75382F106 | 1,731 | 193,000 | SH | Call | DFND | 1 | 193,000 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 1,339 | 56,611 | SH | DFND | 1 | 56,611 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 743 | 31,389 | SH | SOLE | 31,389 | 0 | 0 | ||
SELECT MED HLDGS CORP | COM | 81619Q105 | 1,641 | 121,584 | SH | DFND | 1 | 121,584 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 910 | 67,416 | SH | SOLE | 67,416 | 0 | 0 | ||
SHAKE SHACK INC | CL A | 819047101 | 1,784 | 51,465 | SH | DFND | 1 | 51,465 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 989 | 28,535 | SH | SOLE | 28,535 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 3,367 | 17,369 | SH | DFND | 1 | 17,369 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 1,867 | 9,631 | SH | SOLE | 9,631 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 7,245 | 109,300 | SH | Put | DFND | 1 | 109,300 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 4,024 | 60,700 | SH | Put | SOLE | 60,700 | 0 | 0 | |
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 1,489 | 141,531 | SH | DFND | 1 | 141,531 | 0 | 0 | |
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 825 | 78,469 | SH | SOLE | 78,469 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 870 | 33,252 | SH | DFND | 1 | 33,252 | 0 | 0 | |
TALEND S A | ADS | 874224207 | 517 | 19,748 | SH | SOLE | 19,748 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 1,788 | 17,834 | SH | SOLE | 17,834 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 3,224 | 32,166 | SH | DFND | 1 | 32,166 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 1,536 | 19,298 | SH | DFND | 1 | 19,298 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 852 | 10,702 | SH | SOLE | 10,702 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 2,019 | 12,867 | SH | DFND | 1 | 12,867 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 1,119 | 7,133 | SH | SOLE | 7,133 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 811 | 7,134 | SH | SOLE | 7,134 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 1,463 | 12,866 | SH | DFND | 1 | 12,866 | 0 | 0 |