The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 11,442 | 548,000 | SH | DFND | 1 | 548,000 | 0 | 0 | |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | 4,474 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
| AEGERION PHARMACEUTICALS INC | COM | 00767E102 | 3,837 | 1,292,000 | SH | DFND | 1 | 1,292,000 | 0 | 0 | |
| ALIMERA SCIENCES INC | COM | 016259103 | 3,683 | 2,472,000 | SH | DFND | 1 | 2,472,000 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 20,664 | 12,300,000 | SH | DFND | 1 | 12,300,000 | 0 | 0 | |
| ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 10,185 | 2,100,000 | SH | DFND | 1 | 2,100,000 | 0 | 0 | |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 4,816 | 1,400,000 | SH | DFND | 1 | 1,400,000 | 0 | 0 | |
| BEST BUY INC | COM | 86516101 | 5,192 | 136,000 | SH | DFND | 1 | 136,000 | 0 | 0 | |
| BIG 5 SPORTING GOODS CORP | COM | 08915P101 | 2,424 | 178,000 | SH | DFND | 1 | 178,000 | 0 | 0 | |
| BUFFALO WILD WINGS INC | COM | 119848109 | 5,630 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 7,146 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 5,641 | 212,000 | SH | DFND | 1 | 212,000 | 0 | 0 | |
| FITBIT INC | CL A | 33812L102 | 3,710 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 7,440 | 600,000 | SH | DFND | 1 | 7,440 | 0 | 0 | |
| FLOWERS FOODS INC | COM | 343498101 | 4,778 | 316,000 | SH | DFND | 1 | 4,778 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 7,993 | 924,000 | SH | DFND | 1 | 924,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 12,382 | 348,000 | SH | DFND | 1 | 348,000 | 0 | 0 | |
| HISTOGENICS CORP | COM | 43358V109 | 852 | 265,355 | SH | DFND | 1 | 265,355 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 9,209 | 1,464,000 | SH | DFND | 1 | 1,464,000 | 0 | 0 | |
| KATE SPADE & CO | COM | 485865109 | 6,852 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| LAS VEGAS SANDS CORP | COM | 517834107 | 8,171 | 142,000 | SH | DFND | 1 | 142,000 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,674 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | |
| MONRO MUFFLER BRAKE INC | COM | 610236101 | 5,261 | 86,000 | SH | DFND | 1 | 86,000 | 0 | 0 | |
| NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 7,565 | 640,000 | SH | DFND | 1 | 640,000 | 0 | 0 | |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | 9,171 | 268,000 | SH | DFND | 1 | 268,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DEBT 4.250% 4/0 | 71426VAK4 | 4,834 | 22,760,000 | PRN | DFND | 1 | 22,760,000 | 0 | 0 | |
| PDL BIOPHARMA INC | COM | 69329Y104 | 8,817 | 2,632,000 | SH | DFND | 1 | 2,632,000 | 0 | 0 | |
| QLT INC | COM | 746927102 | 2,298 | 1,115,455 | SH | DFND | 1 | 1,115,455 | 0 | 0 | |
| RECRO PHARMA INC | COM | 75629F109 | 3,536 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 81282V100 | 7,117 | 528,000 | SH | DFND | 1 | 7,117 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 51,912 | 240,000 | SH | Put | DFND | 1 | 240,000 | 0 | 0 |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 6,832 | 1,240,000 | SH | DFND | 1 | 1,240,000 | 0 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 3,360 | 214,000 | SH | DFND | 1 | 214,000 | 0 | 0 | |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 4,147 | 92,000 | SH | DFND | 1 | 92,000 | 0 | 0 | |
| TARGET CORP | COM | 87612E106 | 4,396 | 64,000 | SH | DFND | 1 | 64,000 | 0 | 0 | |
| TENAX THERAPEUTICS INC | COM | 88032L100 | 2,472 | 1,068,000 | SH | DFND | 1 | 1,068,000 | 0 | 0 | |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | 5,982 | 264,000 | SH | DFND | 1 | 264,000 | 0 | 0 | |
| TETRA TECHNOLOGIES INC DEL | COM | 88165N105 | 2,543 | 664,000 | SH | DFND | 1 | 664,000 | 0 | 0 | |
| VALEANT PHARMACEUTICALS INTL | CALL | 91911K902 | 8,838 | 360,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 9,152 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
| VERIFONE SYS INC | COM | 92342Y109 | 8,877 | 564,000 | SH | DFND | 1 | 564,000 | 0 | 0 | |
| WHOLE FOODS MKT INC | COM | 966837106 | 5,670 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ZOSANO PHARMA CORP | COM | 98979H103 | 662 | 838,000 | SH | DFND | 1 | 838,000 | 0 | 0 | |