The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alcentra Capital Corp | COM | 01374T102 | 4,136 | 318,383 | SH | DFND | 8,9* | 318,383 | 0 | 0 | |
| Ally Financial, Inc. | COM | 02005N100 | 34,481 | 1,771,000 | SH | DFND | 4* | 1,771,000 | 0 | 0 | |
| American Airlines, Inc. | COM | 02376R102 | 37,096 | 1,013,276 | SH | DFND | 4* | 1,013,276 | 0 | 0 | |
| Apollo Investment Corp | COM | 03761U106 | 9,622 | 1,659,045 | SH | DFND | 8,9* | 1,659,045 | 0 | 0 | |
| Ares Capital Corp | COM | 04010L103 | 20,106 | 1,297,192 | SH | DFND | 8,9* | 1,297,192 | 0 | 0 | |
| Ares Commercial Real Estate | COM | 04013V108 | 231 | 18,362 | SH | DFND | 9* | 18,362 | 0 | 0 | |
| Ares Dynamic Credit | COM | 04014F102 | 332 | 22,325 | SH | DFND | 9* | 22,325 | 0 | 0 | |
| BlackRock Capital Investment | COM | 092533108 | 9,409 | 1,136,354 | SH | DFND | 8,9* | 1,136,354 | 0 | 0 | |
| Blackstone Mortgage Trust Inc | COM | 09257W100 | 3,698 | 125,568 | SH | DFND | 8* | 125,568 | 0 | 0 | |
| CM Finance Inc. | COM | 12574Q103 | 1,261 | 138,614 | SH | DFND | 8,9* | 138,614 | 0 | 0 | |
| CYS Investments Inc | COM | 12673A108 | 113 | 13,000 | SH | DFND | 9* | 13,000 | 0 | 0 | |
| Capitala Finance Corp | COM | 14054R106 | 3,388 | 258,465 | SH | DFND | 8,9* | 258,465 | 0 | 0 | |
| Capstead Mortgage Corp | COM | 14067E506 | 113 | 12,000 | SH | DFND | 9* | 12,000 | 0 | 0 | |
| Chimera Investment Corp | COM | 16934Q208 | 1,590 | 99,673 | SH | DFND | 8,9* | 99,673 | 0 | 0 | |
| Williams Clayton Energy, Inc | COM | 969490101 | 520,629 | 6,093,505 | SH | DFND | 7* | 6,093,505 | 0 | 0 | |
| Cumulus Media, Inc. | CL A | 231082108 | 1,463 | 4,434,209 | SH | DFND | 4* | 4,434,209 | 0 | 0 | |
| Doubline Income Solutions | COM | 258622109 | 1,027 | 56,000 | SH | DFND | 4,6* | 56,000 | 0 | 0 | |
| FS Investment Corp | COM | 302635107 | 17,200 | 1,816,309 | SH | DFND | 8,9* | 1,816,309 | 0 | 0 | |
| Fidus Investment Corp | COM | 316500107 | 4,851 | 308,001 | SH | DFND | 8,9* | 308,001 | 0 | 0 | |
| Fifth Street Finance Corp | COM | 31678A103 | 10,905 | 1,876,907 | SH | DFND | 8,9* | 1,876,907 | 0 | 0 | |
| Fifth Street Senior Floating | COM | 31679F101 | 7,883 | 920,910 | SH | DFND | 8,9* | 920,910 | 0 | 0 | |
| Garrison Capital Inc | COM | 366554103 | 2,128 | 210,082 | SH | DFND | 8,9* | 210,082 | 0 | 0 | |
| Goldman Sachs BDC Inc. | COM | 38147U107 | 4,416 | 202,866 | SH | DFND | 8* | 202,866 | 0 | 0 | |
| Golub Capital BDC Inc. | COM | 38173M102 | 2,098 | 113,000 | SH | DFND | 8* | 113,000 | 0 | 0 | |
| Halcon Resources Corporation | W EXP 09/09/202 | 40537Q118 | 750 | 340,906 | SH | DFND | 8* | 340,906 | 0 | 0 | |
| Halcon Resources Corporation | COM PAR NEW | 40537Q605 | 168,669 | 17,981,822 | SH | DFND | 8* | 17,981,822 | 0 | 0 | |
| Harvest Capital Credit Corp | COM | 41735F109 | 223 | 18,289 | SH | DFND | 9* | 18,289 | 0 | 0 | |
| Hercules Capital Inc. | COM | 427096508 | 1,266 | 93,339 | SH | DFND | 8,9* | 93,339 | 0 | 0 | |
| KCAP Financial Inc | COM | 48668E101 | 1,509 | 325,880 | SH | DFND | 8,9* | 325,880 | 0 | 0 | |
| Lloyds Banking Group PLC | SDCV | 539439AG4 | 258 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| Masonite International Corporation | COM | 575385109 | 20,019 | 322,000 | SH | DFND | 4* | 322,000 | 0 | 0 | |
| Medley Capital Corp | COM | 58503F106 | 6,107 | 800,345 | SH | DFND | 8,9* | 800,345 | 0 | 0 | |
| New Mountain Finance Corp | COM | 647551100 | 10,914 | 793,176 | SH | DFND | 8,9* | 793,176 | 0 | 0 | |
| OFS Capital Corp | COM | 67103B100 | 1,542 | 118,357 | SH | DFND | 8,9* | 118,357 | 0 | 0 | |
| PenantPark Floating Rate | COM | 70806A106 | 7,285 | 550,656 | SH | DFND | 8,9* | 550,656 | 0 | 0 | |
| PenantPark Investment Corp | COM | 708062104 | 7,244 | 963,259 | SH | DFND | 8,9* | 963,259 | 0 | 0 | |
| PennyMac Mortgage | COM | 70931T103 | 3,757 | 241,121 | SH | DFND | 8,9* | 241,121 | 0 | 0 | |
| Prospect Capital Corp | COM | 74348T102 | 3,062 | 377,985 | SH | DFND | 8* | 377,985 | 0 | 0 | |
| Rocket Fuel Inc | COM | 773111109 | 30 | 11,405 | SH | DFND | 5* | 11,405 | 0 | 0 | |
| Royal Bank of Scotland Group | NOTE 8.0% | 780099CK1 | 376 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| Smart& Final Stores Inc | COM | 83190B101 | 564,674 | 44,218,762 | SH | DFND | 3,7* | 44,218,762 | 0 | 0 | |
| Solar Capital LTD | COM | 83413U100 | 5,900 | 287,527 | SH | DFND | 8,9* | 287,527 | 0 | 0 | |
| Solar Senior Capital LTD | COM | 83416M105 | 3,745 | 231,000 | SH | DFND | 8,9* | 231,000 | 0 | 0 | |
| Starwood Property Trust, Inc. | COM | 85571B105 | 2,405 | 106,815 | SH | DFND | 8,9* | 106,815 | 0 | 0 | |
| Stellus Capital Investment Corp | COM | 858568108 | 4,066 | 373,394 | SH | DFND | 8,9* | 373,394 | 0 | 0 | |
| TCP Capital Corp | COM | 87238Q103 | 7,757 | 473,573 | SH | DFND | 8,9* | 473,573 | 0 | 0 | |
| THL Credit Inc. | COM | 872438106 | 9,899 | 1,038,716 | SH | DFND | 8,9* | 1,038,716 | 0 | 0 | |
| TPG Specialty Lending Inc | COM | 87265K102 | 2,556 | 141,113 | SH | DFND | 8* | 141,113 | 0 | 0 | |
| Travelport Worldwide Ltd | COM | G9019D104 | 16,555 | 1,101,440 | SH | DFND | 4* | 1,101,440 | 0 | 0 | |
| Triangle Capital Corp | COM | 895848109 | 2,657 | 134,890 | SH | DFND | 8,9* | 134,890 | 0 | 0 | |
| TriplePoint Venture Growth | COM | 89677Y100 | 5,736 | 541,123 | SH | DFND | 8,9* | 541,123 | 0 | 0 | |
| WhiteHorse Finance Inc | COM | 96524V106 | 4,032 | 368,868 | SH | DFND | 8,9* | 368,868 | 0 | 0 | |