The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AEGERION PHARMACEUTICALS INC CONV 00767E102 10,020 15,044,000 PRN   SOLE   15,044,000 0 0
AWARE INC/MASS COMM 05453N100 7,773 1,466,668 SH   SOLE   1,466,668 0 0
BLUEKNIGHT ENERGY PARTNERS LLC LTDP 09625U109 16,276 2,672,577 SH   SOLE   2,672,577 0 0
CATALYST BIOSCIENCES INC COMM 14888D109 22 17,960 SH   SOLE   17,960 0 0
COMMUNITY HEALTHCARE TRUST I REIT 20369C106 6,315 288,110 SH   SOLE   288,110 0 0
HC2 HOLDINGS INC COMM 404139107 387 70,984 SH   SOLE   70,984 0 0
KOHLBERG CAPITAL CORP COMM 48668E101 3,800 820,757 SH   SOLE   820,757 0 0
TROPICANA ENTERTAINMENT INC COMM 89708X105 2,131 89,744 SH   SOLE   89,744 0 0
ZIX CORP COMM 98974P100 721 175,746 SH   SOLE   175,746 0 0