10-Q/A 1 d10qa.htm AMENDMENT NO. 1 TO FORM 10-Q Amendment No. 1 to Form 10-Q

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 10–Q/A

(Amendment No. 1)

 

 

 

x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2008

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from             to

Commission file number 033-71690

 

 

UNION SECURITY LIFE INSURANCE

COMPANY OF NEW YORK

(Exact name of registrant as specified in its charter)

 

 

 

NEW YORK   13-2699219

(State or Other Jurisdiction of

Incorporation or Organization)

 

(I.R.S. Employer

Identification No.)

212 HIGHBRIDGE STREET, SUITE D

FAYETTEVILLE, NEW YORK

  13066
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (315) 637-4232

 

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨         Accelerated filer   ¨
Non-accelerated filer   x         Smaller reporting company   ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

As of May 1, 2008, there were 100,000 shares of common stock of the registrant outstanding, all of which are owned by Assurant, Inc.

THE REGISTRANT MEETS THE CONDITIONS SET FORTH IN GENERAL INSTRUCTION H(1)(a) AND (b) OF FORM 10-Q AND IS THEREFORE FILING THIS FORM WITH THE REDUCED DISCLOSURE FORMAT.

 

 

 


EXPLANATORY NOTE:

This Amendment No. 1 on Form 10–Q/A (the “Amendment”) amends the Quarterly Report on Form 10–Q of Union Security Life Insurance Company of New York (the “Company”) for the period ended March 31, 2008, as filed by the Company on May 12, 2008 (the “Original Filing”). The Amendment solely amends Part II, Item 6 of the Original Filing to re-file paragraphs 1, 2, 4 and 5 of exhibits 31.1, 31.2, and 31.3, respectively.

Except for the revisions described above, this Amendment does not amend, modify or update the Original Filing in any respect, and in particular, it does not amend, modify, or update the Original Filing with respect to paragraph 3 of exhibits 31.1, 31.2, and 31.3. This Amendment does not reflect events that have occurred subsequent to the filing of the Original Filing and, accordingly, this Amendment should be read in conjunction with our filings made with the Securities and Exchange Commission subsequent to the date of the Original Filing.

 

ITEM 6. EXHIBITS

The following exhibits are filed with this report. Exhibits are available upon request at the investor relations section of our website, located at www.assurant.com.

 

Exhibit No.

 

Description of Exhibits

31.1   Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer.
31.2   Rule 13a-14(a)/15d-14(a) Certification of President.
31.3   Rule 13a-14(a)/15d-14(a) Certification of Treasurer and Chief Financial Officer.


SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on August 4, 2008.

 

UNION SECURITY LIFE INSURANCE COMPANY

OF NEW YORK

By:  

/s/    Michael J. Peninger

Name:   Michael J. Peninger
Title:   Chief Executive Officer