The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 3,114 | 147,300 | SH | SOLE | 147,300 | 0 | 0 | ||
| 58 COM INC | SPON ADR REP A | 31680Q104 | 33,186 | 503,130 | SH | SOLE | 503,130 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 87,810 | 1,080,477 | SH | SOLE | 1,080,477 | 0 | 0 | ||
| ALLERGAN PLC | PFD CONV SER A | G0177J116 | 15,402 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 18,157 | 16,750,000 | PRN | SOLE | 16,750,000 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 49,061 | 63,060 | SH | SOLE | 63,060 | 0 | 0 | ||
| CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 9,950 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 4,570 | 176,500 | SH | SOLE | 176,500 | 0 | 0 | ||
| CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 31,868 | 24,000,000 | PRN | SOLE | 24,000,000 | 0 | 0 | ||
| DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 24,983 | 2,498,301 | SH | SOLE | 2,498,301 | 0 | 0 | ||
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 1,675 | 266,300 | SH | SOLE | 266,300 | 0 | 0 | ||
| EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 624 | 49,600 | SH | SOLE | 49,600 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 34,827 | 332,760 | SH | SOLE | 332,760 | 0 | 0 | ||
| FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 2,022 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| GORES HLDGS INC | UNIT 99/99/9999 | 382866200 | 10,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 12,265 | 199,100 | SH | SOLE | 199,100 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 2,401 | 12,508 | SH | SOLE | 12,508 | 0 | 0 | ||
| INFINERA CORPORATION | COM | 45667G103 | 6,019 | 332,200 | SH | SOLE | 332,200 | 0 | 0 | ||
| INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AB2 | 10,300 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 41,753 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
| JARDEN CORP | NOTE 1.875% 9/1 | 471109AH1 | 36,502 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | SDCV 2.125%12/1 | 595017AB0 | 9,510 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 49,760 | 32,000,000 | PRN | SOLE | 32,000,000 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 16,381 | 522,202 | SH | SOLE | 522,202 | 0 | 0 | ||
| NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 58,012 | 35,000,000 | PRN | SOLE | 35,000,000 | 0 | 0 | ||
| OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 830 | 28,600 | SH | SOLE | 28,600 | 0 | 0 | ||
| PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 15,264 | 1,496,460 | SH | SOLE | 1,496,460 | 0 | 0 | ||
| PACIRA PHARMACEUTICALS INC | NOTE 3.250% 2/0 | 695127AB6 | 13,995 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
| PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 282 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| PRICELINE GRP INC | NOTE 1.000% 3/1 | 741503AQ9 | 71,276 | 50,000,000 | PRN | SOLE | 50,000,000 | 0 | 0 | ||
| PROOFPOINT INC | NOTE 1.250%12/1 | 743424AB9 | 25,834 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 4,269 | 58,634 | SH | SOLE | 58,634 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 24,188 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 14,817 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 9,800 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 25,783 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| SOUTHWESTERN ENERGY CO | DEP SHS 1/20 B | 845467208 | 5,580 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 42,585 | 25,500,000 | PRN | SOLE | 25,500,000 | 0 | 0 | ||
| TAL ED GROUP | NOTE 2.500% 5/1 | 874080AB0 | 60,899 | 33,500,000 | PRN | SOLE | 33,500,000 | 0 | 0 | ||
| TARENA INTL INC | ADR | 876108101 | 8,552 | 819,141 | SH | SOLE | 819,141 | 0 | 0 | ||
| TELEFLEX INC | NOTE 3.875% 8/0 | 879369AA4 | 32,277 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 9,170 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 17,238 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
| TRINA SOLAR LIMITED | NOTE 4.000%10/1 | 89628EAE4 | 17,702 | 18,250,000 | PRN | SOLE | 18,250,000 | 0 | 0 | ||
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 922 | 83,707 | SH | SOLE | 83,707 | 0 | 0 | ||
| UTI WORLDWIDE INC | NOTE 4.500% 3/0 | 90349LAB0 | 4,954 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 6,393 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 3,707 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
| WHITEWAVE FOODS CO | COM | 966244105 | 9,315 | 239,400 | SH | SOLE | 239,400 | 0 | 0 | ||
| WHITING PETE CORP NEW | COM | 966387102 | 605 | 64,100 | SH | SOLE | 64,100 | 0 | 0 | ||
| YY INC | ADS REPCOM CLA | 98426T106 | 494 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
| YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 15,915 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||