The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Mobileye NV | COM | N51488117 | 2,898 | 68,939 | SH | SOLE | NONE | 68,939 | 0 | 0 | |
| Apple Inc | COM | 37833100 | 6,613 | 53,146 | SH | SOLE | NONE | 53,146 | 0 | 0 | |
| Applied Materials Inc | COM | 38222105 | 2,820 | 125,000 | SH | SOLE | NONE | 125,000 | 0 | 0 | |
| Bank of America Corp | COM | 60505104 | 2,201 | 143,000 | SH | SOLE | NONE | 143,000 | 0 | 0 | |
| Bed Bath & Beyond Inc | COM | 75896100 | 1,720 | 22,400 | SH | SOLE | NONE | 22,400 | 0 | 0 | |
| eBay Inc | COM | 278642103 | 173 | 3,000 | SH | SOLE | NONE | 3,000 | 0 | 0 | |
| Facebook Inc | COM | 30303M102 | 576 | 7,000 | SH | SOLE | NONE | 7,000 | 0 | 0 | |
| Fifth Street Finance Corp | COM | 31678A103 | 242 | 33,143 | SH | SOLE | NONE | 33,143 | 0 | 0 | |
| FireEye Inc | COM | 31816Q101 | 6,560 | 167,134 | SH | SOLE | NONE | 167,134 | 0 | 0 | |
| General Electric Co | COM | 369604103 | 2,506 | 101,000 | SH | SOLE | NONE | 101,000 | 0 | 0 | |
| Gilead Sciences Inc | COM | 375558103 | 1,757 | 17,900 | SH | SOLE | NONE | 17,900 | 0 | 0 | |
| Horizon Technology Finance Cor | COM | 44045A102 | 61 | 4,387 | SH | SOLE | NONE | 4,387 | 0 | 0 | |
| Intrexon Corp | COM | 46122T102 | 2,722 | 60,000 | SH | SOLE | NONE | 60,000 | 0 | 0 | |
| KCAP Financial Inc | COM | 48668E101 | 21 | 3,100 | SH | SOLE | NONE | 3,100 | 0 | 0 | |
| MGM Resorts International | COM | 552953101 | 1,073 | 51,000 | SH | SOLE | NONE | 51,000 | 0 | 0 | |
| Medidata Solutions Inc | COM | 58471A105 | 103 | 2,100 | SH | SOLE | NONE | 2,100 | 0 | 0 | |
| Medley Capital Corp | COM | 58503F106 | 371 | 40,583 | SH | SOLE | NONE | 40,583 | 0 | 0 | |
| MetLife Inc | COM | 59156R108 | 758 | 15,000 | SH | SOLE | NONE | 15,000 | 0 | 0 | |
| Micron Technology Inc | COM | 595112103 | 1,411 | 52,000 | SH | SOLE | NONE | 52,000 | 0 | 0 | |
| Oasis Petroleum Inc | COM | 674215108 | 213 | 15,000 | SH | SOLE | NONE | 15,000 | 0 | 0 | |
| Pacific Coast Oil Trust | COM | 694103102 | 457 | 119,363 | SH | SOLE | NONE | 119,363 | 0 | 0 | |
| PennantPark Floating Rate Capi | COM | 70806A106 | 78 | 5,559 | SH | SOLE | NONE | 5,559 | 0 | 0 | |
| Permian Basin Royalty Trust | COM | 714236106 | 41 | 5,100 | SH | SOLE | NONE | 5,100 | 0 | 0 | |
| Prospect Capital Corp | COM | 74348T102 | 8,862 | 1,048,806 | SH | SOLE | NONE | 1,048,806 | 0 | 0 | |
| QUALCOMM Inc | COM | 747525103 | 527 | 7,600 | SH | SOLE | NONE | 7,600 | 0 | 0 | |
| Rambus Inc | COM | 750917106 | 314 | 24,982 | SH | SOLE | NONE | 24,982 | 0 | 0 | |
| Salesforce.com inc | COM | 79466L302 | 1,102 | 16,500 | SH | SOLE | NONE | 16,500 | 0 | 0 | |
| SanDisk Corp | COM | 80004C101 | 286 | 4,500 | SH | SOLE | NONE | 4,500 | 0 | 0 | |
| Splunk Inc | COM | 848637104 | 1,628 | 27,500 | SH | SOLE | NONE | 27,500 | 0 | 0 | |
| Stellus Capital Investment Cor | COM | 858568108 | 85 | 7,015 | SH | SOLE | NONE | 7,015 | 0 | 0 | |
| THL Credit Inc | COM | 872438106 | 356 | 28,985 | SH | SOLE | NONE | 28,985 | 0 | 0 | |
| Tableau Software Inc | COM | 87336U105 | 1,305 | 14,100 | SH | SOLE | NONE | 14,100 | 0 | 0 | |
| Tesla Motors Inc | COM | 88160R101 | 1,953 | 10,345 | SH | SOLE | NONE | 10,345 | 0 | 0 | |
| Twitter Inc | COM | 90184L102 | 3,250 | 64,895 | SH | SOLE | NONE | 64,895 | 0 | 0 | |
| VirnetX Holding Corp | COM | 92823T108 | 68 | 11,224 | SH | SOLE | NONE | 11,224 | 0 | 0 | |
| Whiting Petroleum Corp | COM | 966387102 | 797 | 25,800 | SH | SOLE | NONE | 25,800 | 0 | 0 | |
| Yahoo! Inc | COM | 984332106 | 267 | 6,000 | SH | SOLE | NONE | 6,000 | 0 | 0 | |
| Alibaba Group Holding Ltd | ADR | 01609W102 | 2,664 | 32,000 | SH | SOLE | NONE | 32,000 | 0 | 0 | |
| Acorda Therapeutics Inc | Note ACOR 1 3/4 06/15/21 | 00484MAA4 | 4,661 | 4,567,000 | PRN | SOLE | NONE | 107,310 | 0 | 0 | |
| Allscripts Healthcare So | Note MDRX 1 1/4 07/01/20 | 01988PAD0 | 1,474 | 1,500,000 | PRN | SOLE | NONE | 87,280 | 0 | 0 | |
| Chesapeake Energy Corp | Note CHK 2 1/4 12/15/38 | 165167CB1 | 908 | 1,000,000 | PRN | SOLE | NONE | 12,457 | 0 | 0 | |
| Gilead Sciences Inc | Note GILD 1 5/8 05/01/16 | 375558AP8 | 1,188 | 276,000 | PRN | SOLE | NONE | 12,156 | 0 | 0 | |
| Microchip Technology Inc | Note MCHP 2 1/8 12/15/37 | 595017AB0 | 657 | 336,000 | PRN | SOLE | NONE | 13,391 | 0 | 0 | |
| Mylan Inc | Note MYL 3 3/4 09/15/15 | 628530AJ6 | 27,155 | 6,100,000 | PRN | SOLE | NONE | 457,958 | 0 | 0 | |
| NXP Semiconductor NB | Note NXPI 1 12/01/19 | N6596XAA7 | 1,191 | 1,000,000 | PRN | SOLE | NONE | 9,724 | 0 | 0 | |
| Nuance Communications | Note NUAN 2 3/4 11/01/31 | 67020YAF7 | 253 | 255,000 | PRN | SOLE | NONE | 7,895 | 0 | 0 | |
| Sandisk Corp | Note SNDK 0 1/2 10/15/20 | 80004CAF8 | 5,038 | 5,015,000 | PRN | SOLE | NONE | 54,538 | 0 | 0 | |
| Stillwater Mining Compan | Note SWC 1 3/4 10/15/32 | 86074QAL6 | 2,883 | 2,529,000 | PRN | SOLE | NONE | 152,995 | 0 | 0 | |
| Sunpower Corp | Note SPWR 0 3/4 06/01/18 | 867652AG4 | 4,262 | 3,040,000 | PRN | SOLE | NONE | 121,865 | 0 | 0 | |
| Teleflex Inc | Note TFX 3 7/8 08/01/17 | 879369AA4 | 9,046 | 4,603,000 | PRN | SOLE | NONE | 75,068 | 0 | 0 | |
| Tesla Motors Inc | Note TSLA 1 1/4 03/01/21 | 88160RAC5 | 5,913 | 7,000,000 | PRN | SOLE | NONE | 19,452 | 0 | 0 | |
| Teva Pharm Fin Co Llc | Note TEVA 0 1/4 02/01/26 | 88163VAE9 | 134 | 90,000 | PRN | SOLE | NONE | 2,127 | 0 | 0 | |
| Barrick Gold Corp | CALL | 67901908 | 1,096 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Actavis, Inc. Common Stock | CALL | G0083B908 | 5,655 | 19,000 | SH | Call | SOLE | NONE | 19,000 | 0 | 0 |
| Actavis, Inc. Common Stock | CALL | G0083B908 | 7,441 | 25,000 | SH | Call | SOLE | NONE | 25,000 | 0 | 0 |
| Actavis, Inc. Common Stock | CALL | G0083B908 | 8,929 | 30,000 | SH | Call | SOLE | NONE | 30,000 | 0 | 0 |
| Actavis, Inc. Common Stock | CALL | G0083B908 | 8,929 | 30,000 | SH | Call | SOLE | NONE | 30,000 | 0 | 0 |
| AbbVie Inc | CALL | 00287Y909 | 8,781 | 150,000 | SH | Call | SOLE | NONE | 150,000 | 0 | 0 |
| AbbVie Inc | CALL | 00287Y909 | 5,854 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Amazon.com Inc | CALL | 23135906 | 2,977 | 8,000 | SH | Call | SOLE | NONE | 8,000 | 0 | 0 |
| American Airlines Group Inc | CALL | 02376R902 | 5,278 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| American Airlines Group Inc | CALL | 02376R902 | 2,639 | 50,000 | SH | Call | SOLE | NONE | 50,000 | 0 | 0 |
| Apple Inc | CALL | 37833900 | 12,443 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Apple Inc | CALL | 37833900 | 2,489 | 20,000 | SH | Call | SOLE | NONE | 20,000 | 0 | 0 |
| Apple Inc | CALL | 37833900 | 1,530 | 12,300 | SH | Call | SOLE | NONE | 12,300 | 0 | 0 |
| Apple Inc | CALL | 37833900 | 622 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Applied Materials Inc | CALL | 38222905 | 2,256 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Bed Bath & Beyond Inc | CALL | 75896900 | 384 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Bed Bath & Beyond Inc | CALL | 75896900 | 768 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| Facebook Inc | CALL | 30303M902 | 822 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| Facebook Inc | CALL | 30303M902 | 822 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| Facebook Inc | CALL | 30303M902 | 411 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Facebook Inc | CALL | 30303M902 | 411 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Facebook Inc | CALL | 30303M902 | 658 | 8,000 | SH | Call | SOLE | NONE | 8,000 | 0 | 0 |
| General Electric Co | CALL | 369604903 | 12,405 | 500,000 | SH | Call | SOLE | NONE | 500,000 | 0 | 0 |
| Google Inc | CALL | 38259P906 | 10,960 | 20,000 | SH | Call | SOLE | NONE | 20,000 | 0 | 0 |
| Halliburton Co | CALL | 406216901 | 4,388 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 1,117 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 559 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 559 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 112 | 1,000 | SH | Call | SOLE | NONE | 1,000 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 201 | 1,800 | SH | Call | SOLE | NONE | 1,800 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 559 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | CALL | 49271M900 | 670 | 6,000 | SH | Call | SOLE | NONE | 6,000 | 0 | 0 |
| Merck & Co Inc | CALL | 58933Y905 | 11,496 | 200,000 | SH | Call | SOLE | NONE | 200,000 | 0 | 0 |
| Merck & Co Inc | CALL | 58933Y905 | 345 | 6,000 | SH | Call | SOLE | NONE | 6,000 | 0 | 0 |
| Merck & Co Inc | CALL | 58933Y905 | 2,874 | 50,000 | SH | Call | SOLE | NONE | 50,000 | 0 | 0 |
| MetLife Inc | CALL | 59156R908 | 253 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Microsoft Corp | CALL | 594918904 | 203 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Microsoft Corp | CALL | 594918904 | 203 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Micron Technology Inc | CALL | 595112903 | 2,713 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Micron Technology Inc | CALL | 595112903 | 2,713 | 100,000 | SH | Call | SOLE | NONE | 100,000 | 0 | 0 |
| Petroleo Brasileiro SA | CALL | 71654V908 | 60 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| QUALCOMM Inc | CALL | 747525903 | 693 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| Tableau Software Inc | CALL | 87336U905 | 2,313 | 25,000 | SH | Call | SOLE | NONE | 25,000 | 0 | 0 |
| 3D Systems Corp | CALL | 88554D905 | 137 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| 3D Systems Corp | CALL | 88554D905 | 274 | 10,000 | SH | Call | SOLE | NONE | 10,000 | 0 | 0 |
| 3D Systems Corp | CALL | 88554D905 | 82 | 3,000 | SH | Call | SOLE | NONE | 3,000 | 0 | 0 |
| TiVo Inc | CALL | 888706908 | 53 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Twitter Inc | CALL | 90184L902 | 1,002 | 20,000 | SH | Call | SOLE | NONE | 20,000 | 0 | 0 |
| Yahoo! Inc | CALL | 984332906 | 222 | 5,000 | SH | Call | SOLE | NONE | 5,000 | 0 | 0 |
| Amazon.com Inc | PUT | 23135956 | 11,163 | 30,000 | SH | Put | SOLE | NONE | 30,000 | 0 | 0 |
| Apple Inc | PUT | 37833950 | 1,493 | 12,000 | SH | Put | SOLE | NONE | 12,000 | 0 | 0 |
| Apple Inc | PUT | 37833950 | 1,866 | 15,000 | SH | Put | SOLE | NONE | 15,000 | 0 | 0 |
| Apple Inc | PUT | 37833950 | 622 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Bed Bath & Beyond Inc | PUT | 75896950 | 768 | 10,000 | SH | Put | SOLE | NONE | 10,000 | 0 | 0 |
| Caterpillar Inc | PUT | 149123951 | 400 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Caterpillar Inc | PUT | 149123951 | 2,401 | 30,000 | SH | Put | SOLE | NONE | 30,000 | 0 | 0 |
| Caterpillar Inc | PUT | 149123951 | 400 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Caterpillar Inc | PUT | 149123951 | 1,601 | 20,000 | SH | Put | SOLE | NONE | 20,000 | 0 | 0 |
| Costco Wholesale Corp | PUT | 22160K955 | 454 | 3,000 | SH | Put | SOLE | NONE | 3,000 | 0 | 0 |
| Costco Wholesale Corp | PUT | 22160K955 | 909 | 6,000 | SH | Put | SOLE | NONE | 6,000 | 0 | 0 |
| Facebook Inc | PUT | 30303M952 | 822 | 10,000 | SH | Put | SOLE | NONE | 10,000 | 0 | 0 |
| Keurig Green Mountain Inc | PUT | 49271M950 | 559 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | PUT | 49271M950 | 559 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | PUT | 49271M950 | 559 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | PUT | 49271M950 | 1,117 | 10,000 | SH | Put | SOLE | NONE | 10,000 | 0 | 0 |
| Keurig Green Mountain Inc | PUT | 49271M950 | 559 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Keurig Green Mountain Inc | PUT | 49271M950 | 1,341 | 12,000 | SH | Put | SOLE | NONE | 12,000 | 0 | 0 |
| Micron Technology Inc | PUT | 595112953 | 136 | 5,000 | SH | Put | SOLE | NONE | 5,000 | 0 | 0 |
| Rambus Inc | PUT | 750917956 | 96 | 7,600 | SH | Put | SOLE | NONE | 7,600 | 0 | 0 |
| Tesla Motors Inc | PUT | 88160R951 | 1,321 | 7,000 | SH | Put | SOLE | NONE | 7,000 | 0 | 0 |
| Twitter Inc | PUT | 90184L952 | 10,016 | 200,000 | SH | Put | SOLE | NONE | 200,000 | 0 | 0 |
| Twitter Inc | PUT | 90184L952 | 5,008 | 100,000 | SH | Put | SOLE | NONE | 100,000 | 0 | 0 |
| Twitter Inc | PUT | 90184L952 | 501 | 10,000 | SH | Put | SOLE | NONE | 10,000 | 0 | 0 |
| Visa Inc | PUT | 92826C959 | 78,492 | 1,200,000 | SH | Put | SOLE | NONE | 1,200,000 | 0 | 0 |
| Cherry Hill Mortgage Investmen | REIT | 164651101 | 121 | 6,867 | SH | SOLE | NONE | 6,867 | 0 | 0 | |