0001566653-13-000008.txt : 20130116 0001566653-13-000008.hdr.sgml : 20130116 20130115204150 ACCESSION NUMBER: 0001566653-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20130116 DATE AS OF CHANGE: 20130115 EFFECTIVENESS DATE: 20130116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eqis Capital Management, Inc. CENTRAL INDEX KEY: 0001566653 IRS NUMBER: 680540584 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15088 FILM NUMBER: 13531455 BUSINESS ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 8009499936 MAIL ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 13F-HR 1 e06302012a13f.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eqis Capital Management, Inc. Address: 1299 4th St., Ste 502 San Rafael, CA 94901 13F File Number: 28-15088 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer C. Winters Title: Chief Compliance Officer Phone: 800-949-9936 Signature, Place, and Date of Signing: /s/ Jennifer C. Winters San Rafael, CA 01/15/2013 ----------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 224 Form 13F Information Table Value Total: $ 168,321 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- TRANSATLANTIC PETROLEUM LTD SHS G89982105 949 761302 SH SOLE 761302 A H BELO CORP COM CL A 001282102 190 40124 SH SOLE 40124 ALPS ETF TR ALERIAN MLP 00162Q866 1855 111091 SH SOLE 111091 AT&T INC COM 00206R102 232 7550 SH SOLE 7550 AVX CORP NEW COM 002444107 168 12900 SH SOLE 12900 ABBOTT LABS COM 002824100 444 8081 SH SOLE 8081 ACTIVISION BLIZZARD INC COM 00507V109 145 12392 SH SOLE 12392 ADTRAN INC COM 00738A106 220 6992 SH SOLE 6992 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 472 42697 SH SOLE 42697 AMAZON COM INC COM 023135106 530 2695 SH SOLE 2695 APPLE INC COM 037833100 1058 2485 SH SOLE 2485 ASCENA RETAIL GROUP INC COM 04351G101 179 12732 SH SOLE 12732 ATWOOD OCEANICS INC COM 050095108 663 17346 SH SOLE 17346 BARCLAYS BK PLC 10 YR TREAS BE 06740L451 257 7858 SH SOLE 7858 BHP BILLITON LTD SPONSORED ADR 088606108 233 3157 SH SOLE 3157 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 172 31045 SH SOLE 31045 CAPSTEAD MTG CORP COM NO PAR 14067E506 308 23363 SH SOLE 23363 CEPHEID COM 15670R107 257 7114 SH SOLE 7114 CHEVRON CORP NEW COM 166764100 309 3096 SH SOLE 3096 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY S 167250109 292 7700 SH SOLE 7700 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 205 4012 SH SOLE 4012 CHIPOTLE MEXICAN GRILL INC COM 169656105 315 1014 SH SOLE 1014 CITRIX SYS INC COM 177376100 285 4181 SH SOLE 4181 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M548 281 12784 SH SOLE 12784 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M555 280 12917 SH SOLE 12917 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M563 278 12932 SH SOLE 12932 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M571 276 13030 SH SOLE 13030 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M589 277 13224 SH SOLE 13224 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ET 18383Q879 431 23861 SH SOLE 23861 COCA COLA CO COM 191216100 312 4636 SH SOLE 4636 CONOCOPHILLIPS COM 20825C104 229 4266 SH SOLE 4266 COOPER TIRE & RUBR CO COM 216831107 173 12790 SH SOLE 12790 DEAN FOODS CO NEW COM 242370104 344 32801 SH SOLE 32801 DOLE FOOD CO INC NEW COM 256603101 137 15791 SH SOLE 15791 DONNELLEY R R & SONS CO COM 257867101 568 51634 SH SOLE 51634 DYNEGY INC DEL COM 26817G300 57 16270 SH SOLE 16270 EDWARDS LIFESCIENCES CORP COM 28176E108 276 3769 SH SOLE 3769 ENDEAVOUR INTL CORP COM NEW 29259G200 627 79348 SH SOLE 79348 ENERPLUS CORP COM 292766102 209 9746 SH SOLE 9746 EXELON CORP COM 30161N101 639 15744 SH SOLE 15744 EXELIS INC COM 30162A108 224 22077 SH SOLE 22077 EXIDE TECHNOLOGIES COM NEW 302051206 256 80427 SH SOLE 80427 EXXON MOBIL CORP COM 30231G102 308 4038 SH SOLE 4038 FLIR SYS INC COM 302445101 243 8946 SH SOLE 8946 FX ENERGY INC COM 302695101 97 15989 SH SOLE 15989 FEDEX CORP COM 31428X106 240 2664 SH SOLE 2664 FEMALE HEALTH CO COM 314462102 106 20823 SH SOLE 20823 FERRO CORP COM 315405100 224 35106 SH SOLE 35106 FIRSTENERGY CORP COM 337932107 201 4754 SH SOLE 4754 FLOWSERVE CORP COM 34354P105 202 1955 SH SOLE 1955 FROZEN FOOD EXPRESS INDS INC COM 359360104 60 43366 SH SOLE 43366 GENERAL ELECTRIC CO COM 369604103 367 20340 SH SOLE 20340 GENON ENERGY INC COM 37244E107 593 204234 SH SOLE 204234 GENTIVA HEALTH SERVICES INC COM 37247A102 137 11429 SH SOLE 11429 GOLDMAN SACHS GROUP INC COM 38141G104 250 2096 SH SOLE 2096 GOOGLE INC CL A 38259P508 431 721 SH SOLE 721 GRAN TIERRA ENERGY INC COM 38500T101 171 28227 SH SOLE 28227 GREAT PANTHER SILVER LTD COM 39115V101 66 26412 SH SOLE 26412 GRUPO TMM S A B SP ADR 5 A SHS 40051D303 46 21843 SH SOLE 21843 HCC INS HLDGS INC COM 404132102 278 9714 SH SOLE 9714 HAIN CELESTIAL GROUP INC COM 405217100 223 6327 SH SOLE 6327 HALLIBURTON CO COM 406216101 213 5327 SH SOLE 5327 HARTFORD FINL SVCS GROUP INC COM 416515104 544 27815 SH SOLE 27815 HECLA MNG CO COM 422704106 88 19251 SH SOLE 19251 HUNTSMAN CORP COM 447011107 413 36769 SH SOLE 36769 INTEL CORP COM 458140100 492 20553 SH SOLE 20553 IRIDIUM COMMUNICATIONS INC COM 46269C102 124 15799 SH SOLE 15799 ISHARES SILVER TRUST ISHARES 46428Q109 1548 52963 SH SOLE 52963 ISHARES GOLD TRUST ISHARES 464285105 1416 95356 SH SOLE 95356 ISHARES INC MSCI ITALY 464286855 135 10105 SH SOLE 10105 ISHARES TR BARCLYS TIPS B 464287176 1346 11480 SH SOLE 11480 ISHARES TR BARCLY USAGG B 464287226 3205 29202 SH SOLE 29202 ISHARES TR MSCI EMERG MKT 464287234 650 15362 SH SOLE 15362 ISHARES TR IBOXX INV CPBD 464287242 10969 99952 SH SOLE 99952 ISHARES TR S&P500 GRW 464287309 526 8406 SH SOLE 8406 ISHARES TR S&P LTN AM 40 464287390 322 7083 SH SOLE 7083 ISHARES TR S&P 500 VALUE 464287408 424 7488 SH SOLE 7488 ISHARES TR BARCLYS 20+ YR 464287432 2880 27350 SH SOLE 27350 ISHARES TR BARCLYS 7-10 Y 464287440 624 6019 SH SOLE 6019 ISHARES TR BARCLYS 1-3 YR 464287457 2217 26339 SH SOLE 26339 ISHARES TR RUSSELL MCP GR 464287481 251 4926 SH SOLE 4926 ISHARES TR COHEN&ST RLTY 464287564 665 9643 SH SOLE 9643 ISHARES TR RUSSELL1000VAL 464287598 916 14190 SH SOLE 14190 ISHARES TR S&P MC 400 GRW 464287606 220 2442 SH SOLE 2442 ISHARES TR RUSSELL1000GRW 464287614 1639 25687 SH SOLE 25687 ISHARES TR RUSSELL 1000 464287622 227 3069 SH SOLE 3069 ISHARES TR RUSL 2000 VALU 464287630 457 7104 SH SOLE 7104 ISHARES TR RUSL 2000 GROW 464287648 490 6022 SH SOLE 6022 ISHARES TR RUSSELL 2000 464287655 246 3100 SH SOLE 3100 ISHARES TR S&P MIDCP VALU 464287705 336 4672 SH SOLE 4672 ISHARES TR DJ US TECH SEC 464287721 248 3668 SH SOLE 3668 ISHARES TR DJ US HEALTHCR 464287762 256 3383 SH SOLE 3383 ISHARES TR S&P SMLCP VALU 464287879 281 4385 SH SOLE 4385 ISHARES TR S&P SMLCP GROW 464287887 293 4454 SH SOLE 4454 ISHARES TR JPMORGAN USD 464288281 1557 14416 SH SOLE 14416 ISHARES TR S&P NTL AMTFRE 464288414 1952 18540 SH SOLE 18540 ISHARES TR S&P DEV EX-US 464288422 1462 47495 SH SOLE 47495 ISHARES TR EPRA/NAR DEV R 464288489 882 31076 SH SOLE 31076 ISHARES TR HIGH YLD CORP 464288513 4431 50076 SH SOLE 50076 ISHARES TR BARCLYS MBS BD 464288588 2860 26510 SH SOLE 26510 ISHARES TR BARCLYS CR BD 464288620 512 4706 SH SOLE 4706 ISHARES TR BARCLYS INTER 464288638 918 8721 SH SOLE 8721 ISHARES TR BARCLYS 1-3YR 464288646 911 8724 SH SOLE 8724 ISHARES TR BARCLYS 3-7 YR 464288661 414 3380 SH SOLE 3380 ISHARES TR BARCLYS SH TRE 464288679 318 2885 SH SOLE 2885 ISHARES TR US PFD STK IDX 464288687 1124 30052 SH SOLE 30052 ISHARES TR S&P GLB MTRLS 464288695 298 4833 SH SOLE 4833 ISHARES TR FLTG RATE NT 46429B655 1171 23517 SH SOLE 23517 JOHNSON & JOHNSON COM 478160104 481 7623 SH SOLE 7623 LIFE TECHNOLOGIES CORP COM 53217V109 505 10814 SH SOLE 10814 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2234 43056 SH SOLE 43056 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 370 6580 SH SOLE 6580 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 2449 93361 SH SOLE 93361 MCDONALDS CORP COM 580135101 283 3197 SH SOLE 3197 MEDIFAST INC COM 58470H101 255 13438 SH SOLE 13438 MEDTRONIC INC COM 585055106 233 6161 SH SOLE 6161 MICROSOFT CORP COM 594918104 403 15963 SH SOLE 15963 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 123 25272 SH SOLE 25272 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 32 10017 SH SOLE 10017 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 146 10231 SH SOLE 10231 MYRIAD GENETICS INC COM 62855J104 290 12751 SH SOLE 12751 NAVISTAR INTL CORP NEW COM 63934E108 467 16849 SH SOLE 16849 NEXTERA ENERGY INC COM 65339F101 228 4008 SH SOLE 4008 NIKE INC CL B 654106103 251 2610 SH SOLE 2610 OCULUS INNOVATIVE SCIENCES I COM 67575P108 17 16897 SH SOLE 16897 ORACLE CORP COM 68389X105 213 7651 SH SOLE 7651 ORBITAL SCIENCES CORP COM 685564106 242 16187 SH SOLE 16187 OVERLAND STORAGE INC COM NEW 690310206 24 12121 SH SOLE 12121 PEPSICO INC COM 713448108 277 4257 SH SOLE 4257 PFIZER INC COM 717081103 232 11572 SH SOLE 11572 PHARMERICA CORP COM 71714F104 133 12837 SH SOLE 12837 PHILIP MORRIS INTL INC COM 718172109 270 3745 SH SOLE 3745 PILGRIMS PRIDE CORP NEW COM 72147K108 267 50494 SH SOLE 50494 PIMCO ETF TR 1-5 US TIP IDX 72201R205 421 7805 SH SOLE 7805 PITNEY BOWES INC COM 724479100 695 37614 SH SOLE 37614 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1910 31655 SH SOLE 31655 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 1417 83127 SH SOLE 83127 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 391 22373 SH SOLE 22373 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 349 13954 SH SOLE 13954 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAF 73936T557 1442 79066 SH SOLE 79066 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 2987 110063 SH SOLE 110063 PRESSTEK INC COM 741113104 19 12243 SH SOLE 12243 PROCTER & GAMBLE CO COM 742718109 232 3682 SH SOLE 3682 PUBLIC SVC ENTERPRISE GROUP COM 744573106 202 6383 SH SOLE 6383 RIGEL PHARMACEUTICALS INC COM NEW 766559603 112 13819 SH SOLE 13819 ROSS STORES INC COM 778296103 224 5766 SH SOLE 5766 RUBICON TECHNOLOGY INC COM 78112T107 210 14209 SH SOLE 14209 SPDR GOLD TRUST GOLD SHS 78463V107 675 4236 SH SOLE 4236 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 511 12544 SH SOLE 12544 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 480 13448 SH SOLE 13448 SPDR SERIES TRUST S&P 600 SMCP V 78464A300 253 4155 SH SOLE 4155 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 497 9286 SH SOLE 9286 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 5746 146931 SH SOLE 146931 SPDR SERIES TRUST NUVN BR SHT MU 78464A425 1382 57513 SH SOLE 57513 SPDR SERIES TRUST NUVN BRCLY MUN 78464A458 1832 80284 SH SOLE 80284 SPDR SERIES TRUST DB INT GVT ETF 78464A490 349 5866 SH SOLE 5866 SPDR SERIES TRUST S&P 500 VALUE 78464A508 344 5589 SH SOLE 5589 SPDR SERIES TRUST BRCLYS INTL ET 78464A516 6973 118483 SH SOLE 118483 SPDR SERIES TRUST DJ REIT ETF 78464A607 414 6521 SH SOLE 6521 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 11242 195500 SH SOLE 195500 SPDR SERIES TRUST BRCLYS 1-3MT E 78464A680 4026 87846 SH SOLE 87846 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 339 6883 SH SOLE 6883 SPDR SERIES TRUST S&P METALS MNG 78464A755 434 8127 SH SOLE 8127 SPDR SERIES TRUST S&P 400 MDCP G 78464A821 277 4176 SH SOLE 4176 SPDR SERIES TRUST S&P 400 MDCP V 78464A839 203 4131 SH SOLE 4131 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 563 5041 SH SOLE 5041 SWS GROUP INC COM 78503N107 187 28374 SH SOLE 28374 SAVIENT PHARMACEUTICALS INC COM 80517Q100 154 21481 SH SOLE 21481 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 444 12892 SH SOLE 12892 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 292 8155 SH SOLE 8155 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 375 5421 SH SOLE 5421 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 156 10937 SH SOLE 10937 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 412 11977 SH SOLE 11977 SKECHERS U S A INC CL A 830566105 339 19620 SH SOLE 19620 SKILLED HEALTHCARE GROUP INC CL A 83066R107 121 24019 SH SOLE 24019 SMART BALANCE INC COM 83169Y108 152 18444 SH SOLE 18444 SOLITARIO EXPL & RTY CORP COM 8342EP107 70 40996 SH SOLE 40996 SOUTHERN CO COM 842587107 243 6090 SH SOLE 6090 STARBUCKS CORP COM 855244109 257 5514 SH SOLE 5514 STERICYCLE INC COM 858912108 268 3412 SH SOLE 3412 SYMMETRICOM INC COM 871543104 163 29535 SH SOLE 29535 SYNAPTICS INC COM 87157D109 556 18827 SH SOLE 18827 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 142 10810 SH SOLE 10810 TASER INTL INC COM 87651B104 296 63754 SH SOLE 63754 TELEFONICA S A SPONSORED ADR 879382208 223 12607 SH SOLE 12607 TETRA TECHNOLOGIES INC DEL COM 88162F105 117 11256 SH SOLE 11256 TEXAS INSTRS INC COM 882508104 233 7703 SH SOLE 7703 THOMPSON CREEK METALS CO INC COM 884768102 328 78152 SH SOLE 78152 TITANIUM METALS CORP COM NEW 888339207 437 29733 SH SOLE 29733 TOTAL S A SPONSORED ADR 89151E109 262 5025 SH SOLE 5025 TYLER TECHNOLOGIES INC COM 902252105 327 11030 SH SOLE 11030 UNION PAC CORP COM 907818108 252 2461 SH SOLE 2461 UNISYS CORP COM NEW 909214306 193 11141 SH SOLE 11141 UNITED CONTL HLDGS INC COM 910047109 463 24203 SH SOLE 24203 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 49 19354 SH SOLE 19354 URANIUM ENERGY CORP COM 916896103 163 48617 SH SOLE 48617 VALERO ENERGY CORP NEW COM 91913Y100 518 23771 SH SOLE 23771 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 450 5094 SH SOLE 5094 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 7271 86916 SH SOLE 86916 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 389 4805 SH SOLE 4805 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 3676 43722 SH SOLE 43722 VANGUARD WORLD FDS ENERGY ETF 92204A306 415 4366 SH SOLE 4366 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1112 14952 SH SOLE 14952 VANGUARD WORLD FDS UTILITIES ETF 92204A876 497 7170 SH SOLE 7170 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT E 922042858 616 14275 SH SOLE 14275 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 802 15693 SH SOLE 15693 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ET 922042874 547 11703 SH SOLE 11703 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2669 31776 SH SOLE 31776 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 935 19455 SH SOLE 19455 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 731 13138 SH SOLE 13138 VANGUARD INDEX FDS REIT ETF 922908553 3182 52977 SH SOLE 52977 VANGUARD INDEX FDS SML CP GRW ETF 922908595 774 11331 SH SOLE 11331 VANGUARD INDEX FDS SM CP VAL ETF 922908611 645 10907 SH SOLE 10907 VANGUARD INDEX FDS GROWTH ETF 922908736 835 14280 SH SOLE 14280 VANGUARD INDEX FDS VALUE ETF 922908744 879 17210 SH SOLE 17210 VISHAY INTERTECHNOLOGY INC COM 928298108 191 17040 SH SOLE 17040 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 207 4533 SH SOLE 4533 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 207 3711 SH SOLE 3711 WISDOMTREE TRUST GLB EX US RL E 97717W331 683 25961 SH SOLE 25961 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 234 11052 SH SOLE 11052 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 263 5898 SH SOLE 5898 WISDOMTREE TRUST MDCP EARN FUND 97717W570 210 4396 SH SOLE 4396 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 210 4960 SH SOLE 4960 XEROX CORP COM 984121103 597 69033 SH SOLE 69033