0001566653-13-000010.txt : 20130131 0001566653-13-000010.hdr.sgml : 20130131 20130130190735 ACCESSION NUMBER: 0001566653-13-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130131 DATE AS OF CHANGE: 20130130 EFFECTIVENESS DATE: 20130131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eqis Capital Management, Inc. CENTRAL INDEX KEY: 0001566653 IRS NUMBER: 680540584 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15088 FILM NUMBER: 13560330 BUSINESS ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 8009499936 MAIL ADDRESS: STREET 1: 1299 4TH ST., STE 502 CITY: SAN RAFAEL STATE: CA ZIP: 94901 13F-HR 1 e12312012b13f.txt 13F-HR 12312012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eqis Capital Management, Inc. Address: 1299 4th St., Ste 502 San Rafael, CA 94901 13F File Number: 28-15088 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer C. Winters Title: Chief Compliance Officer Phone: 800-949-9936 Signature, Place, and Date of Signing: /s/ Jennifer C. Winters San Rafael, CA 01/30/2013 ----------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 262 Form 13F Information Table Value Total: $ 248,707 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- MAIDEN HOLDINGS LTD SHS G5753U112 88 10179 SH SOLE 10179 ONEBEACON INSURANCE GROUP LT CL A G67742109 153 10989 SH SOLE 10989 TRANSATLANTIC PETROLEUM LTD SHS G89982105 243 210185 SH SOLE 210185 A H BELO CORP COM CL A 001282102 161 34221 SH SOLE 34221 ALPS ETF TR ALERIAN MLP 00162Q866 1829 110156 SH SOLE 110156 AT&T INC COM 00206R102 285 8905 SH SOLE 8905 ABBOTT LABS COM 002824100 385 6671 SH SOLE 6671 ACTIVISION BLIZZARD INC COM 00507V109 135 11499 SH SOLE 11499 AEROVIRONMENT INC COM 008073108 201 7724 SH SOLE 7724 ALTERA CORP COM 021441100 243 6724 SH SOLE 6724 AMAZON COM INC COM 023135106 604 2870 SH SOLE 2870 APPLE INC COM 037833100 1812 3574 SH SOLE 3574 ARBITRON INC COM 03875Q108 305 7925 SH SOLE 7925 ASCENA RETAIL GROUP INC COM 04351G101 170 11589 SH SOLE 11589 BMC SOFTWARE INC COM 055921100 493 12595 SH SOLE 12595 BARCLAYS BK PLC 10 YR TREAS BE 06740L451 309 10230 SH SOLE 10230 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 59 10491 SH SOLE 10491 BHP BILLITON LTD SPONSORED ADR 088606108 384 5373 SH SOLE 5373 BIO RAD LABS INC CL A 090572207 249 2419 SH SOLE 2419 BOEING CO COM 097023105 245 4431 SH SOLE 4431 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 117 20854 SH SOLE 20854 BROOKS AUTOMATION INC COM 114340102 110 12284 SH SOLE 12284 CATERPILLAR INC DEL COM 149123101 211 2310 SH SOLE 2310 CELANESE CORP DEL COM SER A 150870103 449 11289 SH SOLE 11289 CEMEX SAB DE CV SPON ADR NEW 151290889 83 11833 SH SOLE 11833 CHEVRON CORP NEW COM 166764100 329 3215 SH SOLE 3215 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY S 167250109 213 5626 SH SOLE 5626 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 200 3848 SH SOLE 3848 CHIPOTLE MEXICAN GRILL INC COM 169656105 289 973 SH SOLE 973 CISCO SYS INC COM 17275R102 273 14444 SH SOLE 14444 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M548 307 13912 SH SOLE 13912 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M555 305 14034 SH SOLE 14034 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M563 302 14033 SH SOLE 14033 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M571 299 14112 SH SOLE 14112 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 20 18383M589 299 14294 SH SOLE 14294 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ET 18383Q879 466 25851 SH SOLE 25851 COCA COLA CO COM 191216100 279 8256 SH SOLE 8256 CONOCOPHILLIPS COM 20825C104 305 5566 SH SOLE 5566 CONVERGYS CORP COM 212485106 171 11662 SH SOLE 11662 COOPER TIRE & RUBR CO COM 216831107 292 14194 SH SOLE 14194 COSTCO WHSL CORP NEW COM 22160K105 209 2363 SH SOLE 2363 CUMMINS INC COM 231021106 252 2716 SH SOLE 2716 DEVON ENERGY CORP NEW COM 25179M103 233 3634 SH SOLE 3634 DEXCOM INC COM 252131107 353 26954 SH SOLE 26954 DIAMOND OFFSHORE DRILLING IN COM 25271C102 204 3128 SH SOLE 3128 DOLE FOOD CO INC NEW COM 256603101 109 12020 SH SOLE 12020 DOLLAR TREE INC COM 256746108 222 5651 SH SOLE 5651 DONNELLEY R R & SONS CO COM 257867101 642 59933 SH SOLE 59933 DORMAN PRODUCTS INC COM 258278100 203 7139 SH SOLE 7139 DUKE ENERGY CORP NEW COM NEW 26441C204 257 4288 SH SOLE 4288 ETFS PLATINUM TR SH BEN INT 26922V101 232 1478 SH SOLE 1478 ETFS SILVER TR SILVER SHS 26922X107 230 7103 SH SOLE 7103 ETFS PALLADIUM TR SH BEN INT 26923A106 219 3358 SH SOLE 3358 EDWARDS LIFESCIENCES CORP COM 28176E108 447 5365 SH SOLE 5365 ENDEAVOUR INTL CORP COM NEW 29259G200 142 21181 SH SOLE 21181 EXELON CORP COM 30161N101 548 14148 SH SOLE 14148 EXELIS INC COM 30162A108 152 14908 SH SOLE 14908 EXIDE TECHNOLOGIES COM NEW 302051206 176 56360 SH SOLE 56360 EXXON MOBIL CORP COM 30231G102 394 4742 SH SOLE 4742 FX ENERGY INC COM 302695101 148 23553 SH SOLE 23553 FEMALE HEALTH CO COM 314462102 100 19144 SH SOLE 19144 FERRO CORP COM 315405100 144 25462 SH SOLE 25462 FIRSTENERGY CORP COM 337932107 238 5502 SH SOLE 5502 FLOWSERVE CORP COM 34354P105 282 2539 SH SOLE 2539 GAMESTOP CORP NEW CL A 36467W109 366 20560 SH SOLE 20560 GENERAL ELECTRIC CO COM 369604103 477 24924 SH SOLE 24924 GENTIVA HEALTH SERVICES INC COM 37247A102 122 10431 SH SOLE 10431 GOLDMAN SACHS GROUP INC COM 38141G104 202 1714 SH SOLE 1714 GOOGLE INC CL A 38259P508 604 1004 SH SOLE 1004 GRAN TIERRA ENERGY INC COM 38500T101 113 18955 SH SOLE 18955 HCC INS HLDGS INC COM 404132102 271 9041 SH SOLE 9041 HAIN CELESTIAL GROUP INC COM 405217100 204 5288 SH SOLE 5288 HALLIBURTON CO COM 406216101 661 19517 SH SOLE 19517 HECLA MNG CO COM 422704106 151 29458 SH SOLE 29458 HOVNANIAN ENTERPRISES INC CL A 442487203 38 14057 SH SOLE 14057 INTEL CORP COM 458140100 569 24509 SH SOLE 24509 IRIDIUM COMMUNICATIONS INC COM 46269C102 214 28184 SH SOLE 28184 ISHARES SILVER TRUST ISHARES 46428Q109 1587 54732 SH SOLE 54732 ISHARES GOLD TRUST ISHARES 464285105 1974 127628 SH SOLE 127628 ISHARES INC EMRG MRK LC BD 464286517 1489 28755 SH SOLE 28755 ISHARES INC EM MKT MIN VOL 464286533 233 4070 SH SOLE 4070 ISHARES INC MSCI CHILE INV 464286640 261 4230 SH SOLE 4230 ISHARES INC MSCI GERMAN 464286806 659 29126 SH SOLE 29126 ISHARES INC MSCI JAPAN 464286848 1863 200668 SH SOLE 200668 ISHARES TR BARCLYS TIPS B 464287176 663 5643 SH SOLE 5643 ISHARES TR FTSE CHINA25 I 464287184 617 16363 SH SOLE 16363 ISHARES TR CORE TOTUSBD E 464287226 951 8623 SH SOLE 8623 ISHARES TR MSCI EMERG MKT 464287234 257 5925 SH SOLE 5925 ISHARES TR IBOXX INV CPBD 464287242 11064 98415 SH SOLE 98415 ISHARES TR S&P500 GRW 464287309 553 8529 SH SOLE 8529 ISHARES TR S&P LTN AM 40 464287390 349 7852 SH SOLE 7852 ISHARES TR S&P 500 VALUE 464287408 449 7739 SH SOLE 7739 ISHARES TR BARCLYS 20+ YR 464287432 3130 28271 SH SOLE 28271 ISHARES TR BARCLYS 7-10 Y 464287440 580 5539 SH SOLE 5539 ISHARES TR BARCLYS 1-3 YR 464287457 2467 29286 SH SOLE 29286 ISHARES TR MSCI EAFE INDE 464287465 5843 110049 SH SOLE 110049 ISHARES TR RUSSELL MCP GR 464287481 244 4700 SH SOLE 4700 ISHARES TR COHEN&ST RLTY 464287564 729 10264 SH SOLE 10264 ISHARES TR RUSSELL1000VAL 464287598 1792 26491 SH SOLE 26491 ISHARES TR S&P MC 400 GRW 464287606 227 2441 SH SOLE 2441 ISHARES TR RUSSELL1000GRW 464287614 323 5158 SH SOLE 5158 ISHARES TR RUSSELL 1000 464287622 210 2765 SH SOLE 2765 ISHARES TR RUSL 2000 VALU 464287630 637 9495 SH SOLE 9495 ISHARES TR RUSL 2000 GROW 464287648 303 3728 SH SOLE 3728 ISHARES TR RUSSELL 2000 464287655 220 2743 SH SOLE 2743 ISHARES TR S&P MIDCP VALU 464287705 344 4668 SH SOLE 4668 ISHARES TR DJ US HEALTHCR 464287762 223 2870 SH SOLE 2870 ISHARES TR DJ US FINL SEC 464287788 309 5186 SH SOLE 5186 ISHARES TR S&P SMLCP VALU 464287879 281 4274 SH SOLE 4274 ISHARES TR S&P SMLCP GROW 464287887 315 4581 SH SOLE 4581 ISHARES TR JPMORGAN USD 464288281 1689 15099 SH SOLE 15099 ISHARES TR S&P NTL AMTFRE 464288414 1613 15202 SH SOLE 15202 ISHARES TR S&P DEV EX-US 464288422 1641 52002 SH SOLE 52002 ISHARES TR EPRA/NAR DEV R 464288489 982 33835 SH SOLE 33835 ISHARES TR HIGH YLD CORP 464288513 4618 51519 SH SOLE 51519 ISHARES TR BARCLYS MBS BD 464288588 3584 33060 SH SOLE 33060 ISHARES TR BARCLYS CR BD 464288620 465 4238 SH SOLE 4238 ISHARES TR BARCLYS INTER 464288638 913 8576 SH SOLE 8576 ISHARES TR BARCLYS 1-3YR 464288646 1032 9847 SH SOLE 9847 ISHARES TR BARCLYS SH TRE 464288679 1311 11896 SH SOLE 11896 ISHARES TR US PFD STK IDX 464288687 1717 44770 SH SOLE 44770 ISHARES TR S&P GLB MTRLS 464288695 325 5355 SH SOLE 5355 ISHARES TR GNMA BD FD 46429B333 1369 27335 SH SOLE 27335 ISHARES TR FLTG RATE NT 46429B655 1262 25226 SH SOLE 25226 ISHARES TR EAFE MIN VOLAT 46429B689 236 4300 SH SOLE 4300 JOHNSON & JOHNSON COM 478160104 619 9720 SH SOLE 9720 LIFE TECHNOLOGIES CORP COM 53217V109 614 13044 SH SOLE 13044 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 54 18037 SH SOLE 18037 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2585 52096 SH SOLE 52096 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 431 8209 SH SOLE 8209 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 1473 53027 SH SOLE 53027 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 2212 84093 SH SOLE 84093 MARKET VECTORS ETF TR JR GOLD MINERS 57060U589 296 14683 SH SOLE 14683 MCDONALDS CORP COM 580135101 268 3014 SH SOLE 3014 MEDIFAST INC COM 58470H101 389 17148 SH SOLE 17148 MEDTRONIC INC COM 585055106 248 6749 SH SOLE 6749 MICROSOFT CORP COM 594918104 448 17505 SH SOLE 17505 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 120 24634 SH SOLE 24634 MOLYCORP INC DEL COM 608753109 840 81467 SH SOLE 81467 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 321 21624 SH SOLE 21624 MYRIAD GENETICS INC COM 62855J104 364 14900 SH SOLE 14900 NATIONAL BK GREECE S A SPN ADR REP 1 633643606 20 10794 SH SOLE 10794 NEXTERA ENERGY INC COM 65339F101 282 4681 SH SOLE 4681 NISOURCE INC COM 65473P105 214 9715 SH SOLE 9715 NOKIA CORP SPONSORED ADR 654902204 44 12499 SH SOLE 12499 NOVO-NORDISK A S ADR 670100205 252 1860 SH SOLE 1860 OCULUS INNOVATIVE SCIENCES I COM 67575P108 14 15653 SH SOLE 15653 OPKO HEALTH INC COM 68375N103 157 35248 SH SOLE 35248 ORACLE CORP COM 68389X105 236 8252 SH SOLE 8252 OVERLAND STORAGE INC COM NEW 690310206 19 11622 SH SOLE 11622 PPL CORP COM 69351T106 224 7961 SH SOLE 7961 PENNANTPARK INVT CORP COM 708062104 115 10845 SH SOLE 10845 PEPSICO INC COM 713448108 372 7017 SH SOLE 7017 PFIZER INC COM 717081103 240 11603 SH SOLE 11603 PHILIP MORRIS INTL INC COM 718172109 288 3781 SH SOLE 3781 PIMCO ETF TR 1-3YR USTREIDX 72201R106 3852 75683 SH SOLE 75683 PIMCO ETF TR 1-5 US TIP IDX 72201R205 950 17688 SH SOLE 17688 PIMCO ETF TR TOTL RETN ETF 72201R775 6491 59409 SH SOLE 59409 PITNEY BOWES INC COM 724479100 691 42713 SH SOLE 42713 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 278 3376 SH SOLE 3376 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 408 7582 SH SOLE 7582 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 474 17132 SH SOLE 17132 POWERSHARES ETF TRUST GBL LSTD PVT E 73935X195 99 10366 SH SOLE 10366 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2050 116801 SH SOLE 116801 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 439 24540 SH SOLE 24540 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 676 27673 SH SOLE 27673 POWERSHARES ETF TRUST II INTL CORP BOND 73936Q835 920 33468 SH SOLE 33468 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 385 15391 SH SOLE 15391 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAF 73936T557 1625 88205 SH SOLE 88205 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 5942 203018 SH SOLE 203018 PROCTER & GAMBLE CO COM 742718109 277 4308 SH SOLE 4308 PROSHARES TR PSHS CS 130/30 74347R248 248 3988 SH SOLE 3988 PROSHARES TR USD COVERED BD 74348A749 953 9439 SH SOLE 9439 PUBLIC SVC ENTERPRISE GROUP COM 744573106 393 12853 SH SOLE 12853 QUALCOMM INC COM 747525103 257 4938 SH SOLE 4938 RENTRAK CORP COM 760174102 358 19075 SH SOLE 19075 RESOURCES CONNECTION INC COM 76122Q105 127 10441 SH SOLE 10441 ROSETTA STONE INC COM 777780107 174 14199 SH SOLE 14199 SPDR S&P 500 ETF TR TR UNIT 78462F103 4109 29260 SH SOLE 29260 SPDR GOLD TRUST GOLD SHS 78463V107 758 5003 SH SOLE 5003 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 211 2871 SH SOLE 2871 SPDR INDEX SHS FDS MACQU GLBIN100 78463X855 533 13132 SH SOLE 13132 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 549 14932 SH SOLE 14932 SPDR SERIES TRUST S&P 600 SMCP V 78464A300 253 4051 SH SOLE 4051 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 524 9415 SH SOLE 9415 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 9169 231290 SH SOLE 231290 SPDR SERIES TRUST NUVN BR SHT MU 78464A425 1541 63813 SH SOLE 63813 SPDR SERIES TRUST NUVN BRCLY MUN 78464A458 2092 89962 SH SOLE 89962 SPDR SERIES TRUST S&P 500 VALUE 78464A508 363 5768 SH SOLE 5768 SPDR SERIES TRUST BRCLYS INTL ET 78464A516 6090 103215 SH SOLE 103215 SPDR SERIES TRUST DJ REIT ETF 78464A607 459 6997 SH SOLE 6997 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 12182 210402 SH SOLE 210402 SPDR SERIES TRUST BRCLYS 1-3MT E 78464A680 5411 118076 SH SOLE 118076 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 352 7100 SH SOLE 7100 SPDR SERIES TRUST S&P METALS MNG 78464A755 454 8969 SH SOLE 8969 SPDR SERIES TRUST S&P 400 MDCP G 78464A821 269 3965 SH SOLE 3965 SPDR SERIES TRUST S&P 400 MDCP V 78464A839 203 4048 SH SOLE 4048 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 595 5169 SH SOLE 5169 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 24728 135116 SH SOLE 135116 SPDR SER TR SHT TRM HGH YL 78468R408 1066 35469 SH SOLE 35469 SWS GROUP INC COM 78503N107 188 30593 SH SOLE 30593 SAVIENT PHARMACEUTICALS INC COM 80517Q100 126 19819 SH SOLE 19819 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 497 14293 SH SOLE 14293 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 219 5980 SH SOLE 5980 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 275 4015 SH SOLE 4015 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 202 5849 SH SOLE 5849 SINCLAIR BROADCAST GROUP INC CL A 829226109 393 36714 SH SOLE 36714 SMART BALANCE INC COM 83169Y108 264 26824 SH SOLE 26824 SOLITARIO EXPL & RTY CORP COM 8342EP107 97 61077 SH SOLE 61077 SOUTHERN CO COM 842587107 289 6925 SH SOLE 6925 SOUTHWEST AIRLS CO COM 844741108 403 44340 SH SOLE 44340 STAPLES INC COM 855030102 150 10679 SH SOLE 10679 STERICYCLE INC COM 858912108 259 3181 SH SOLE 3181 SYMMETRICOM INC COM 871543104 150 26898 SH SOLE 26898 SYNAPTICS INC COM 87157D109 480 16881 SH SOLE 16881 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 178 12950 SH SOLE 12950 TASER INTL INC COM 87651B104 213 38143 SH SOLE 38143 TELEFONICA S A SPONSORED ADR 879382208 247 15504 SH SOLE 15504 TETRA TECHNOLOGIES INC DEL COM 88162F105 102 10287 SH SOLE 10287 TITANIUM METALS CORP COM NEW 888339207 288 20470 SH SOLE 20470 TOTAL S A SPONSORED ADR 89151E109 281 5477 SH SOLE 5477 TRIMBLE NAVIGATION LTD COM 896239100 268 5606 SH SOLE 5606 TYLER TECHNOLOGIES INC COM 902252105 407 11973 SH SOLE 11973 UNION PAC CORP COM 907818108 320 2952 SH SOLE 2952 UNISYS CORP COM NEW 909214306 179 10308 SH SOLE 10308 UNITED CONTL HLDGS INC COM 910047109 490 24861 SH SOLE 24861 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 50 20650 SH SOLE 20650 UNITED TECHNOLOGIES CORP COM 913017109 223 2832 SH SOLE 2832 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 591 6452 SH SOLE 6452 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 7415 87285 SH SOLE 87285 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 614 7563 SH SOLE 7563 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 431 5117 SH SOLE 5117 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 419 12752 SH SOLE 12752 VANGUARD WORLD FDS ENERGY ETF 92204A306 433 4517 SH SOLE 4517 VANGUARD WORLD FDS MATERIALS ETF 92204A801 1253 16531 SH SOLE 16531 VANGUARD WORLD FDS UTILITIES ETF 92204A876 531 7510 SH SOLE 7510 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT E 922042858 2685 63250 SH SOLE 63250 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 1073 20721 SH SOLE 20721 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ET 922042874 2628 55050 SH SOLE 55050 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4229 49439 SH SOLE 49439 VASCO DATA SEC INTL INC COM 92230Y104 129 14386 SH SOLE 14386 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 937 19046 SH SOLE 19046 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 707 12476 SH SOLE 12476 VANGUARD INDEX FDS REIT ETF 922908553 8265 129292 SH SOLE 129292 VANGUARD INDEX FDS SML CP GRW ETF 922908595 773 10981 SH SOLE 10981 VANGUARD INDEX FDS SM CP VAL ETF 922908611 643 10638 SH SOLE 10638 VANGUARD INDEX FDS MID CAP ETF 922908629 236 2846 SH SOLE 2846 VANGUARD INDEX FDS GROWTH ETF 922908736 916 15008 SH SOLE 15008 VANGUARD INDEX FDS VALUE ETF 922908744 942 17976 SH SOLE 17976 VISHAY INTERTECHNOLOGY INC COM 928298108 126 11466 SH SOLE 11466 WELLS FARGO & CO NEW COM 949746101 237 7629 SH SOLE 7629 WHITING PETE CORP NEW COM 966387102 238 5063 SH SOLE 5063 WISDOMTREE TRUST DRYFS CURR ETF 97717W133 612 29237 SH SOLE 29237 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 259 5655 SH SOLE 5655 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 265 4784 SH SOLE 4784 WISDOMTREE TRUST GLB EX US RL E 97717W331 758 28146 SH SOLE 28146 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 224 10621 SH SOLE 10621 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 212 4333 SH SOLE 4333 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 262 5747 SH SOLE 5747 WISDOMTREE TRUST MDCP EARN FUND 97717W570 211 4298 SH SOLE 4298 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 231 5268 SH SOLE 5268 WISDOMTREE TR ASIA LC DBT FD 97717X842 564 10683 SH SOLE 10683