The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 2,399 | 99,139 | SH | DFND | 2 | 99,139 | 0 | 0 | |
AMERIANA BANCORP | COM | 023613102 | 3,660 | 222,477 | SH | DFND | 222,477 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 6,263 | 118,670 | SH | DFND | 2 | 118,670 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 7,110 | 85,855 | SH | DFND | 2 | 85,855 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 945 | 61,400 | SH | DFND | 61,400 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 2,309 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 12,900 | 838,199 | SH | DFND | 2 | 838,199 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 2,649 | 172,100 | SH | Call | DFND | 172,100 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 25,112 | 1,631,700 | SH | Call | DFND | 1 | 1,631,700 | 0 | 0 |
BARNES & NOBLE INC | COM | 067774109 | 20,307 | 855,024 | SH | DFND | 1 | 855,024 | 0 | 0 | |
BARNES & NOBLE INC | COM | 067774109 | 13,757 | 579,263 | SH | DFND | 2 | 579,263 | 0 | 0 | |
BROADWIND ENERGY INC | COM NEW | 11161T207 | 2,000 | 400,031 | SH | DFND | 400,031 | 0 | 0 | ||
BROADWIND ENERGY INC | COM NEW | 11161T207 | 5,140 | 1,028,059 | SH | DFND | 1 | 1,028,059 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 871 | 16,900 | SH | DFND | 16,900 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 2,318 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 10,290 | 199,725 | SH | DFND | 2 | 199,725 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 515 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 18,032 | 350,000 | SH | Call | DFND | 1 | 350,000 | 0 | 0 |
CITIZENS CMNTY BANCORP INC M | COM | 174903104 | 1,963 | 215,683 | SH | DFND | 215,683 | 0 | 0 | ||
COLONY BANKCORP INC | COM | 19623P101 | 405 | 50,045 | SH | DFND | 50,045 | 0 | 0 | ||
COMMUNITY FINL CORP MD | COM | 20368X101 | 326 | 16,306 | SH | DFND | 16,306 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH | ETN LKD 32 | 22542D571 | 2,250 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
CREDIT SUISSE NASSAU BRH | ETN LKD 32 | 22542D571 | 169 | 75,030 | SH | DFND | 2 | 75,030 | 0 | 0 | |
CREDIT SUISSE NASSAU BRH | VS 3XLGCRUDE ETN | 22542D589 | 7,865 | 3,575,000 | SH | DFND | 1 | 3,575,000 | 0 | 0 | |
CREDIT SUISSE NASSAU BRH | VS 3XLGCRUDE ETN | 22542D589 | 928 | 422,035 | SH | DFND | 2 | 422,035 | 0 | 0 | |
DAKOTA PLAINS HLDGS INC | COM | 234255107 | 185 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 1,057 | 23,500 | SH | DFND | 2 | 23,500 | 0 | 0 | |
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 3,290 | 194,919 | SH | DFND | 194,919 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 768 | 40,750 | SH | DFND | 2 | 40,750 | 0 | 0 | |
FIRST CTZNS BANC CORP | COM NO PAR | 319459202 | 435 | 39,392 | SH | DFND | 39,392 | 0 | 0 | ||
FIRST DEFIANCE FINL CORP | COM | 32006W106 | 1,108 | 33,763 | SH | DFND | 33,763 | 0 | 0 | ||
FIRST FED NORTHN MICH BANCOR | COM | 32021X105 | 1,604 | 269,609 | SH | DFND | 269,609 | 0 | 0 | ||
FIRST SOUTH BANCORP INC VA | COM | 33646W100 | 1,204 | 150,448 | SH | DFND | 150,448 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 4,502 | 237,592 | SH | DFND | 2 | 237,592 | 0 | 0 | |
GAMESTOP CORP NEW | CL A | 36467W109 | 9,074 | 239,035 | SH | DFND | 2 | 239,035 | 0 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 6,759 | 504,774 | SH | DFND | 504,774 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 2,715 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 5,733 | 84,470 | SH | DFND | 2 | 84,470 | 0 | 0 | |
HMN FINL INC | COM | 40424G108 | 4,635 | 383,063 | SH | DFND | 383,063 | 0 | 0 | ||
INTEGRATED ELECTRICAL SVC | COM | 45811E301 | 83,613 | 9,501,450 | SH | DFND | 9,501,450 | 0 | 0 | ||
INTEGRATED ELECTRICAL SVC | COM | 45811E301 | 33,899 | 3,852,167 | SH | DFND | 1 | 3,852,167 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 666 | 11,000 | SH | DFND | 11,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,423 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 11,830 | 195,278 | SH | DFND | 2 | 195,278 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,515 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 28,473 | 470,000 | SH | Call | DFND | 1 | 470,000 | 0 | 0 |
LSB INDS INC | COM | 502160104 | 16,526 | 399,866 | SH | DFND | 1 | 399,866 | 0 | 0 | |
LSB INDS INC | COM | 502160104 | 13,357 | 323,187 | SH | DFND | 2 | 323,187 | 0 | 0 | |
MACKINAC FINL CORP | COM | 554571109 | 573 | 50,334 | SH | DFND | 50,334 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 7,079 | 271,115 | SH | DFND | 2 | 271,115 | 0 | 0 | |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 1,348 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 826 | 24,500 | SH | DFND | 2 | 24,500 | 0 | 0 | |
MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 4,382 | 130,000 | SH | Call | DFND | 1 | 130,000 | 0 | 0 |
MUTUALFIRST FINL INC | COM | 62845B104 | 2,876 | 124,785 | SH | DFND | 124,785 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | COM | 63934E108 | 6,785 | 230,000 | SH | DFND | 1 | 230,000 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 8,826 | 299,180 | SH | DFND | 2 | 299,180 | 0 | 0 | |
OCEAN SHORE HLDG CO NEW | COM | 67501R103 | 220 | 14,952 | SH | DFND | 14,952 | 0 | 0 | ||
OFFICE DEPOT INC | COM | 676220106 | 5,520 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 17,387 | 1,889,907 | SH | DFND | 2 | 1,889,907 | 0 | 0 | |
PATRICK INDS INC | COM | 703343103 | 112,253 | 1,802,680 | SH | DFND | 1,802,680 | 0 | 0 | ||
PBF ENERGY INC | CL A | 69318G106 | 10,092 | 297,510 | SH | DFND | 2 | 297,510 | 0 | 0 | |
PEOPLES BANCORP N C INC | COM | 710577107 | 6,864 | 371,604 | SH | DFND | 371,604 | 0 | 0 | ||
PEOPLES BANCORP N C INC | COM | 710577107 | 2,611 | 141,361 | SH | DFND | 1 | 141,361 | 0 | 0 | |
PEOPLES FINL CORP MISS | COM | 71103B102 | 2,591 | 254,017 | SH | DFND | 254,017 | 0 | 0 | ||
POAGE BANKSHARES INC | COM | 730206109 | 1,191 | 77,592 | SH | DFND | 77,592 | 0 | 0 | ||
PREMIER FINL BANCORP INC | COM | 74050M105 | 518 | 34,029 | SH | DFND | 34,029 | 0 | 0 | ||
SB FINL GROUP INC | COM | 78408D105 | 1,954 | 185,233 | SH | DFND | 185,233 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 853 | 11,000 | SH | DFND | 2 | 11,000 | 0 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 1,183 | 128,890 | SH | DFND | 128,890 | 0 | 0 | ||
SKYLINE CORP | COM | 830830105 | 1,382 | 390,405 | SH | DFND | 1 | 390,405 | 0 | 0 | |
SUMMIT FINANCIAL GROUP INC | COM | 86606G101 | 2,044 | 171,059 | SH | DFND | 171,059 | 0 | 0 | ||
TECUMSEH PRODS CO | CL A | 878895200 | 992 | 355,575 | SH | DFND | 1 | 355,575 | 0 | 0 | |
TECUMSEH PRODS CO | CL A | 878895200 | 626 | 224,491 | SH | DFND | 2 | 224,491 | 0 | 0 | |
UNITED BANCSHARES INC OHIO | COM | 909458101 | 4,935 | 325,123 | SH | DFND | 325,123 | 0 | 0 | ||
UNITED CMNTY BANCORP IND | COM | 90984R101 | 1,241 | 96,696 | SH | DFND | 96,696 | 0 | 0 | ||
UNITED CMNTY FINL CORP OHIO | COM | 909839102 | 3,041 | 556,908 | SH | DFND | 556,908 | 0 | 0 | ||
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 166 | 12,500 | SH | DFND | 2 | 12,500 | 0 | 0 | |
WESTMORELAND COAL CO | COM | 960878106 | 15,017 | 561,190 | SH | DFND | 561,190 | 0 | 0 | ||
WESTMORELAND COAL CO | COM | 960878106 | 2,053 | 76,721 | SH | DFND | 1 | 76,721 | 0 | 0 | |
WILLBROS GROUP INC DEL | COM | 969203108 | 9,120 | 2,755,201 | SH | DFND | 1 | 2,755,201 | 0 | 0 | |
WILLBROS GROUP INC DEL | COM | 969203108 | 980 | 295,977 | SH | DFND | 2 | 295,977 | 0 | 0 | |
WINNEBAGO INDS INC | COM | 974637100 | 4,747 | 223,300 | SH | DFND | 1 | 223,300 | 0 | 0 | |
WINNEBAGO INDS INC | COM | 974637100 | 9,423 | 443,243 | SH | DFND | 2 | 443,243 | 0 | 0 |