0000919574-13-003104.txt : 20130514 0000919574-13-003104.hdr.sgml : 20130514 20130514124437 ACCESSION NUMBER: 0000919574-13-003104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 13840325 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1381683_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2013 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York May 14, 2013 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 214 Form 13F Information Table Value Total: $405,217 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE NEEDHAM INVESTMENT MANAGEMENT LLC MARCH 31, 2013

COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------- --------- ------ --------- -------- --- ----- ----------- ----- ----- ------- ----- ADVANCED PHOTONIX INC CL A 00754E107 157 333,333 SH SOLE NONE 333,333 0 0 AEROPOSTALE COM 007865108 136 10,000 SH SOLE NONE 10,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 6,004 170,000 SH SOLE NONE 170,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,472 70,000 SH DEFINED 2 70,000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 133 100,000 SH DEFINED 1 100,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,019 75,000 SH SOLE NONE 75,000 0 0 ANAREN INC COM 032744104 4,586 236,500 SH SOLE NONE 236,500 0 0 ANAREN INC COM 032744104 2,627 135,500 SH DEFINED 1 135,500 0 0 ANAREN INC COM 032744104 1,900 98,000 SH DEFINED 2 98,000 0 0 APPLE INC COM 037833100 2,412 5,450 SH SOLE NONE 5,450 0 0 ARUBA NETWORKS INC COM 043176106 990 40,000 SH SOLE NONE 40,000 0 0 ATMI INC COM 00207R101 785 35,000 SH SOLE NONE 35,000 0 0 AVG TECHNOLOGIES N V SHS N07831105 424 30,450 SH SOLE NONE 30,450 0 0 AVG TECHNOLOGIES N V SHS N07831105 802 57,619 SH DEFINED 1 57,619 0 0 AVG TECHNOLOGIES N V SHS N07831105 187 13,431 SH DEFINED 1 13,431 0 0 BECTON DICKINSON & CO COM 075887109 669 7,000 SH SOLE NONE 7,000 0 0 BECTON DICKINSON & CO COM 075887109 4,302 45,000 SH DEFINED 2 45,000 0 0 BOEING CO COM 097023105 2,468 28,750 SH SOLE NONE 28,750 0 0 BOEING CO COM 097023105 6,117 71,250 SH DEFINED 1 71,250 0 0 BOTTOMLINE TECH DEL INC COM 101388106 2,317 81,280 SH SOLE NONE 81,280 0 0 BRIGHTCOVE INC COM 10921T101 1,304 210,000 SH SOLE NONE 210,000 0 0 BRIGHTCOVE INC COM 10921T101 435 70,000 SH DEFINED 1 70,000 0 0 BRIGHTCOVE INC COM 10921T101 466 75,000 SH DEFINED 2 75,000 0 0 BROOKS AUTOMATION INC COM 114340102 1,068 104,955 SH SOLE NONE 104,955 0 0 BROOKS AUTOMATION INC COM 114340102 2,381 233,860 SH DEFINED 1 233,860 0 0 BROOKS AUTOMATION INC COM 114340102 2,341 230,000 SH DEFINED 2 230,000 0 0 CARBONITE INC COM 141337105 219 20,000 SH SOLE NONE 20,000 0 0 CARMAX INC COM 143130102 938 22,500 SH SOLE NONE 22,500 0 0 CARMAX INC COM 143130102 6,464 155,000 SH DEFINED 2 155,000 0 0 CEVA INC COM 157210105 562 36,000 SH SOLE NONE 36,000 0 0 COMCAST CORP NEW CL A 20030N101 4,198 100,000 SH DEFINED 1 100,000 0 0 COMCAST CORP NEW CL A 20030N101 2,519 60,000 SH DEFINED 2 60,000 0 0 CONMED CORP COM 207410101 1,788 52,500 SH SOLE NONE 52,500 0 0 CONMED CORP COM 207410101 1,703 50,000 SH DEFINED 2 50,000 0 0 CONSTANT CONTACT INC COM 210313102 584 45,000 SH SOLE NONE 45,000 0 0 CORNING INC COM 219350105 19 1,450 SH SOLE NONE 1,450 0 0 CORNING INC COM 219350105 47 3,550 SH DEFINED 1 3,550 0 0 CORNING INC COM 219350105 467 35,000 SH DEFINED 2 35,000 0 0 COVIDIEN PLC SHS G2554F113 594 8,750 SH SOLE NONE 8,750 0 0 COVIDIEN PLC SHS G2554F113 1,671 24,625 SH DEFINED 1 24,625 0 0 COVIDIEN PLC SHS G2554F113 1,866 27,500 SH DEFINED 2 27,500 0 0 CRAWFORD & CO CL A 224633206 221 41,677 SH SOLE NONE 41,677 0 0 CRAWFORD & CO CL A 224633206 550 103,780 SH DEFINED 1 103,780 0 0 CROSS A T CO CL A 227478104 342 24,804 SH SOLE NONE 24,804 0 0 DEXCOM INC COM 252131107 502 30,000 SH SOLE NONE 30,000 0 0 DICKS SPORTING GOODS INC COM 253393102 710 15,000 SH SOLE NONE 15,000 0 0 DICKS SPORTING GOODS INC COM 253393102 1,419 30,000 SH DEFINED 2 30,000 0 0 E2OPEN INC COM 29788A104 748 37,500 SH SOLE NONE 37,500 0 0 EDWARDS GROUP LTD SPONSORED ADR 281736108 618 76,791 SH SOLE NONE 76,791 0 0 EDWARDS GROUP LTD SPONSORED ADR 281736108 707 87,800 SH DEFINED 1 87,800 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 4,370 395,500 SH SOLE NONE 395,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,210 200,000 SH DEFINED 1 200,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,984 270,000 SH DEFINED 2 270,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 2,688 106,000 SH SOLE NONE 106,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 2,790 110,000 SH DEFINED 1 110,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 2,156 85,000 SH DEFINED 2 85,000 0 0 EMULEX CORP COM NEW 292475209 5,340 817,700 SH SOLE NONE 817,700 0 0 EMULEX CORP COM NEW 292475209 684 104,800 SH DEFINED 1 104,800 0 0 EMULEX CORP COM NEW 292475209 3,130 479,300 SH DEFINED 2 479,300 0 0 ENTEGRIS INC COM 29362U104 2,761 280,000 SH SOLE NONE 280,000 0 0 ENTEGRIS INC COM 29362U104 2,268 230,000 SH DEFINED 1 230,000 0 0 ENTEGRIS INC COM 29362U104 2,071 210,000 SH DEFINED 2 210,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 5,484 1,349,000 SH SOLE NONE 1,349,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 614 151,000 SH DEFINED 1 151,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 2,663 655,000 SH DEFINED 2 655,000 0 0 EQUINIX INC COM NEW 29444U502 811 3,750 SH SOLE NONE 3,750 0 0 EXA CORP COM 300614500 95 10,000 SH SOLE NONE 10,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 6,079 105,500 SH SOLE NONE 105,500 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 11,236 195,000 SH DEFINED 1 195,000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 11,524 200,000 SH DEFINED 2 200,000 0 0 FACEBOOK INC CL A 30303M102 135 5,266 SH SOLE NONE 5,266 0 0 FACEBOOK INC CL A 30303M102 321 12,530 SH DEFINED 1 12,530 0 0 FEI CO COM 30241L109 1,001 15,500 SH SOLE NONE 15,500 0 0 FINANCIAL ENGINES INC COM 317485100 3,510 96,900 SH SOLE NONE 96,900 0 0 FINANCIAL ENGINES INC COM 317485100 3,749 103,500 SH DEFINED 1 103,500 0 0 FINANCIAL ENGINES INC COM 317485100 2,717 75,000 SH DEFINED 2 75,000 0 0 FINISAR CORP COM NEW 31787A507 462 35,000 SH DEFINED 2 35,000 0 0 FORMFACTOR INC COM 346375108 4,477 952,450 SH SOLE NONE 952,450 0 0 FORMFACTOR INC COM 346375108 1,553 330,350 SH DEFINED 1 330,350 0 0 FORMFACTOR INC COM 346375108 1,974 420,000 SH DEFINED 2 420,000 0 0 FREQUENCY ELECTRS INC COM 358010106 939 100,000 SH SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 410 30,000 SH SOLE NONE 30,000 0 0 FXCM INC COM CL A 302693106 684 50,000 SH DEFINED 1 50,000 0 0 GILEAD SCIENCES INC COM 375558103 4,551 93,000 SH SOLE NONE 93,000 0 0 GILEAD SCIENCES INC COM 375558103 2,251 46,000 SH DEFINED 1 46,000 0 0 GILEAD SCIENCES INC COM 375558103 6,852 140,000 SH DEFINED 2 140,000 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 390 10,000 SH SOLE NONE 10,000 0 0 GULFPORT ENERGY CORP COM NEW 402635304 665 14,500 SH SOLE NONE 14,500 0 0 GULFPORT ENERGY CORP COM NEW 402635304 1,627 35,500 SH DEFINED 1 35,500 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2,630 131,637 SH SOLE NONE 131,637 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 5,403 270,422 SH DEFINED 1 270,422 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2,064 118,376 SH SOLE NONE 118,376 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 5,360 307,313 SH DEFINED 1 307,313 0 0 HALLIBURTON CO COM 406216101 303 7,500 SH SOLE NONE 7,500 0 0 HALLIBURTON CO COM 406216101 202 5,000 SH DEFINED 2 5,000 0 0 HARRIS CORP DEL COM 413875105 579 12,500 SH SOLE NONE 12,500 0 0 HARRIS CORP DEL COM 413875105 348 7,500 SH DEFINED 1 7,500 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,846 70,000 SH DEFINED 1 70,000 0 0 HESS CORP COM 42809H107 2,327 32,500 SH SOLE NONE 32,500 0 0 HESS CORP COM 42809H107 3,581 50,000 SH DEFINED 1 50,000 0 0 HESS CORP COM 42809H107 3,581 50,000 SH DEFINED 2 50,000 0 0 HONEYWELL INTL INC COM 438516106 6,782 90,000 SH DEFINED 1 90,000 0 0 HONEYWELL INTL INC COM 438516106 1,206 16,000 SH DEFINED 2 16,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 165 60,000 SH SOLE NONE 60,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 275 100,000 SH DEFINED 1 100,000 0 0 II VI INC COM 902104108 2,856 167,600 SH SOLE NONE 167,600 0 0 II VI INC COM 902104108 1,121 65,800 SH DEFINED 1 65,800 0 0 II VI INC COM 902104108 2,087 122,500 SH DEFINED 2 122,500 0 0 IKANOS COMMUNICATIONS COM 45173E105 92 45,806 SH SOLE NONE 45,806 0 0 IKANOS COMMUNICATIONS COM 45173E105 267 133,630 SH DEFINED 1 133,630 0 0 INTERMOLECULAR INC COM 45882D109 187 18,353 SH SOLE NONE 18,353 0 0 INTERMOLECULAR INC COM 45882D109 439 43,015 SH DEFINED 1 43,015 0 0 IPG PHOTONICS CORP COM 44980X109 332 5,000 SH SOLE NONE 5,000 0 0 JABIL CIRCUIT INC COM 466313103 3,572 193,300 SH SOLE NONE 193,300 0 0 JABIL CIRCUIT INC COM 466313103 4,374 236,700 SH DEFINED 1 236,700 0 0 JABIL CIRCUIT INC COM 466313103 2,772 150,000 SH DEFINED 2 150,000 0 0 KVH INDS INC COM 482738101 679 50,000 SH SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 571 6,325 SH SOLE NONE 6,325 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,226 35,763 SH DEFINED 1 35,763 0 0 LEMAITRE VASCULAR INC COM 525558201 310 50,000 SH SOLE NONE 50,000 0 0 LIBBEY INC COM 529898108 561 29,000 SH SOLE NONE 29,000 0 0 LIBBEY INC COM 529898108 1,372 71,000 SH DEFINED 1 71,000 0 0 LTX-CREDENCE CORP COM NEW 502403207 282 46,666 SH SOLE NONE 46,666 0 0 LTX-CREDENCE CORP COM NEW 502403207 302 50,000 SH DEFINED 1 50,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 48 35,000 SH SOLE NONE 35,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 69 50,000 SH DEFINED 1 50,000 0 0 MAXLINEAR INC CL A 57776J100 1,466 236,375 SH SOLE NONE 236,375 0 0 MAXLINEAR INC CL A 57776J100 332 53,625 SH DEFINED 1 53,625 0 0 MERCURY SYS INC COM 589378108 295 40,000 SH SOLE NONE 40,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,880 69,100 SH SOLE NONE 69,100 0 0 MKS INSTRUMENT INC COM 55306N104 1,360 50,000 SH DEFINED 1 50,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,836 67,500 SH DEFINED 2 67,500 0 0 MONSANTO CO NEW COM 61166W101 1,141 10,800 SH SOLE NONE 10,800 0 0 MONSANTO CO NEW COM 61166W101 3,084 29,200 SH DEFINED 1 29,200 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,335 86,500 SH SOLE NONE 86,500 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 548 35,500 SH DEFINED 1 35,500 0 0 NATIONAL OILWELL VARCO INC COM 637071101 920 13,000 SH SOLE NONE 13,000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 708 10,000 SH DEFINED 2 10,000 0 0 NEWPORT CORP COM 651824104 1,108 65,500 SH SOLE NONE 65,500 0 0 NEWPORT CORP COM 651824104 3,384 200,000 SH DEFINED 1 200,000 0 0 NEWPORT CORP COM 651824104 1,607 95,000 SH DEFINED 2 95,000 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,819 313,200 SH SOLE NONE 313,200 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,081 231,250 SH DEFINED 1 231,250 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,508 167,500 SH DEFINED 2 167,500 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 740 14,500 SH SOLE NONE 14,500 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 1,811 35,500 SH DEFINED 1 35,500 0 0 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 1,020 20,000 SH DEFINED 2 20,000 0 0 OMNICELL INC COM 68213N109 359 19,000 SH SOLE NONE 19,000 0 0 ORBOTECH LTD ORD M75253100 454 45,000 SH SOLE NONE 45,000 0 0 ORBOTECH LTD ORD M75253100 1,008 100,000 SH DEFINED 1 100,000 0 0 PDF SOLUTIONS INC COM 693282105 7,758 484,275 SH SOLE NONE 484,275 0 0 PDF SOLUTIONS INC COM 693282105 1,149 71,725 SH DEFINED 1 71,725 0 0 PDF SOLUTIONS INC COM 693282105 3,845 240,000 SH DEFINED 2 240,000 0 0 PHOTRONICS INC COM 719405102 1,998 299,125 SH SOLE NONE 299,125 0 0 PHOTRONICS INC COM 719405102 438 65,625 SH DEFINED 1 65,625 0 0 PLX TECHNOLOGY INC COM 693417107 239 52,500 SH SOLE NONE 52,500 0 0 PLX TECHNOLOGY INC COM 693417107 593 130,000 SH DEFINED 1 130,000 0 0 PRECISION CASTPARTS CORP COM 740189105 3,792 20,000 SH SOLE NONE 20,000 0 0 PRECISION CASTPARTS CORP COM 740189105 7,585 40,000 SH DEFINED 1 40,000 0 0 QUALCOMM INC COM 747525103 335 5,000 SH DEFINED 2 5,000 0 0 QUINSTREET INC COM 74874Q100 2,583 432,667 SH SOLE NONE 432,667 0 0 QUINSTREET INC COM 74874Q100 2,331 390,393 SH DEFINED 1 390,393 0 0 QUINSTREET INC COM 74874Q100 925 155,000 SH DEFINED 2 155,000 0 0 REIS INC COM 75936P105 1,476 95,000 SH SOLE NONE 95,000 0 0 SAIC INC COM 78390X101 474 35,000 SH SOLE NONE 35,000 0 0 SAIC INC COM 78390X101 1,355 100,000 SH DEFINED 1 100,000 0 0 SCHLUMBERGER LTD COM 806857108 824 11,000 SH DEFINED 2 11,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 274 7,500 SH DEFINED 2 7,500 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 2,909 960,000 SH SOLE NONE 960,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 621 205,000 SH DEFINED 1 205,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 636 210,000 SH DEFINED 2 210,000 0 0 SOUTHWEST AIRLS CO COM 844741108 78 5,800 SH SOLE NONE 5,800 0 0 SOUTHWEST AIRLS CO COM 844741108 191 14,200 SH DEFINED 1 14,200 0 0 SUNCOR ENERGY INC NEW COM 867224107 900 30,000 SH SOLE NONE 30,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 5,617 497,500 SH SOLE NONE 497,500 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,568 227,500 SH DEFINED 1 227,500 0 0 SUPER MICRO COMPUTER INC COM 86800U104 3,189 282,500 SH DEFINED 2 282,500 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 779 30,000 SH SOLE NONE 30,000 0 0 SUPERTEX INC COM 868532102 295 13,300 SH SOLE NONE 13,300 0 0 SUPERTEX INC COM 868532102 693 31,200 SH DEFINED 1 31,200 0 0 SYPRIS SOLUTIONS INC COM 871655106 742 177,500 SH SOLE NONE 177,500 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,139 272,500 SH DEFINED 1 272,500 0 0 SYPRIS SOLUTIONS INC COM 871655106 941 225,000 SH DEFINED 2 225,000 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 122 6,500 SH SOLE NONE 6,500 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 1,558 83,100 SH DEFINED 1 83,100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7,649 100,000 SH DEFINED 1 100,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8,796 115,000 SH DEFINED 2 115,000 0 0 TIFFANY & CO NEW COM 886547108 202 2,900 SH SOLE NONE 2,900 0 0 TIFFANY & CO NEW COM 886547108 494 7,100 SH DEFINED 1 7,100 0 0 TIFFANY & CO NEW COM 886547108 174 2,500 SH DEFINED 2 2,500 0 0 TRUE RELIGION APPAREL INC COM 89784N104 783 30,000 SH SOLE NONE 30,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 3,709 488,025 SH SOLE NONE 488,025 0 0 TTM TECHNOLOGIES INC COM 87305R109 67 8,875 SH DEFINED 1 8,875 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 3,197 491,900 SH SOLE NONE 491,900 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 488 75,000 SH DEFINED 2 75,000 0 0 UNITED CONTL HLDGS INC COM 910047109 960 30,000 SH SOLE NONE 30,000 0 0 UNITED CONTL HLDGS INC COM 910047109 2,241 70,000 SH DEFINED 1 70,000 0 0 VARIAN MED SYS INC COM 92220P105 1,152 16,000 SH SOLE NONE 16,000 0 0 VARIAN MED SYS INC COM 92220P105 2,448 34,000 SH DEFINED 1 34,000 0 0 VARIAN MED SYS INC COM 92220P105 1,584 22,000 SH DEFINED 2 22,000 0 0 VIASAT INC COM 92552V100 3,875 80,000 SH SOLE NONE 80,000 0 0 VIASAT INC COM 92552V100 4,844 100,000 SH DEFINED 1 100,000 0 0 VIASAT INC COM 92552V100 5,450 112,500 SH DEFINED 2 112,500 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,710 125,650 SH SOLE NONE 125,650 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,361 100,000 SH DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 1,692 124,350 SH DEFINED 2 124,350 0 0 WAGEWORKS INC COM 930427109 2,708 108,200 SH SOLE NONE 108,200 0 0 WAGEWORKS INC COM 930427109 1,422 56,800 SH DEFINED 1 56,800 0 0 WAGEWORKS INC COM 930427109 876 35,000 SH DEFINED 2 35,000 0 0 WALTER ENERGY INC COM 93317Q105 570 20,000 SH SOLE NONE 20,000 0 0 WALTER ENERGY INC COM 93317Q105 314 11,000 SH DEFINED 2 11,000 0 0 WPX ENERGY INC COM 98212B103 976 60,900 SH SOLE NONE 60,900 0 0 WPX ENERGY INC COM 98212B103 1,213 75,700 SH DEFINED 1 75,700 0 0 WPX ENERGY INC COM 98212B103 160 10,000 SH DEFINED 2 10,000 0 0

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