The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BIOTIME INC | COM | 09066L105 | 32,315 | 9,822,262 | SH | DFND | 1 | 9,822,262 | 0 | 0 | |
CYNOSURE INC | CL A | 232577205 | 23,939 | 817,029 | SH | DFND | 1 | 817,029 | 0 | 0 | |
MONSTER BEVERAGE CORP | COM | 611740101 | 111,060 | 1,599,136 | SH | DFND | 1 | 1,599,136 | 0 | 0 | |
MONSTER BEVERAGE CORP | COM | 611740101 | 69,450 | 1,000,000 | SH | Put | DFND | 1 | 1,000,000 | 0 | 0 |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 146,200 | 2,251,660 | SH | DFND | 1 | 2,251,660 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 129,477 | 6,887,095 | SH | DFND | 1 | 6,887,095 | 0 | 0 |