0001470876-13-000007.txt : 20130515
0001470876-13-000007.hdr.sgml : 20130515
20130515161314
ACCESSION NUMBER: 0001470876-13-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 13847194
BUSINESS ADDRESS:
STREET 1: 1918 EIGHTH AVENUE
STREET 2: SUITE 3400
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 1918 EIGHTH AVENUE
STREET 2: SUITE 3400
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
13ffch.txt
13F HOLDINGS REPORT
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Freestone Capital Holdings, LLC
Address: 1918 Eighth Ave Ste 3400
Seattle, Washington 98101
Form 13F File Number: 028-13894
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Rooney
Phone: 206-398-1100
Signature, Place, and Date of Signing:
/s/ James Rooney Seattle, Washington May 15, 2013
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 536
Form 13F Information Table Value Total: 584,398 (thousands)
List of Other Included Managers:
No. Name Form 13F File Number
--------------------------------------------------------------------
1 Freestone Capital Management, LLC 028-05975
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Name of Issue TitlCUSIP Value ShareP/Inv Other Voting
(x$1000) C Disc Mgrs SolShared
ABB LTD SPON ADR COM 000375204 330.38 14516 Defined 1 14516
ABBOTT LABS COM 002824100 709.47 20087 Defined 1 20087
ABBOTT LABS COM 002824100 587.97 16647 Other 16647
ABBVIE COM 00287Y109 122.10 2994 Other 2994
ABBVIE COM 00287Y109 225.51 5530 Defined 1 5530
ACACIA RESEARCH CALL003881307 45.26 1500C Other 1500
ACACIA RESEARCH COM 003881307 84.51 2801 Defined 1 2801
ACACIA RESEARCH COM 003881307 550.09 18233 Other 18233
ACE LTD ADR COM H0023R105 401.17 4509 Defined 1 4509
ADVANCE AUTO PARTS COM 00751Y106 1063.04 12862 Defined 1 12862
ADVENT SOFTWARE COM 007974108 418.88 14976 Defined 1 14976
AETNA COM 00817Y108 426.17 8335 Defined 1 8335
AFLAC COM 001055102 31.21 600 Other 600
AFLAC COM 001055102 891.62 17140 Defined 1 17140
ALBEMARLE COM 012653101 970.37 15521 Defined 1 15521
ALCATEL-LUCENT ADR COM 013904305 135.31 101736 Other 101736
ALEXANDER & BALDWIN COM 014491104 510.01 14266 Defined 1 14266
ALLEGHANY COM 017175100 336.14 849 Defined 1 849
ALTERRA CAPITAL HLDG COM G0229R108 776.39 24655 Other 24655
AMER CAMPUS COMM COM 024835100 802.29 17695 Other 17695
AMER INT'L GROUP COM 026874784 189.09 4871 Other 4871
AMER INT'L GROUP COM 026874784 515.61 13282 Defined 1 13282
AMER TOWER COM 03027X100 2650.89 34463 Other 34463
AMERICAN EAGLE OUT COM 02553E106 419.01 22407 Defined 1 22407
AMERICAN EXPRESS PUT 025816109 215.87 3200P Other 3200
AMERICAN EXPRESS COM 025816109 68.40 1014 Other 1014
AMERICAN EXPRESS COM 025816109 708.60 10504 Defined 1 10504
AMERISOURCEBERGEN COM 03073E105 316.93 6160 Defined 1 6160
ANGIODYNAMICS COM 03475V101 333.76 29200 Other 29200
ANTHERA PHARMA COM 03674U102 6.60 10000 Other 10000
APACHE COM 037411105 441.12 5717 Defined 1 5717
APACHE COM 037411105 343.36 4450 Other 4450
APOLLO GROUP CL A COM 037604105 2.87 165 Defined 1 165
APOLLO GROUP CL A COM 037604105 609.05 35043 Other 35043
APPLE COMPUTER PUT 037833100 265.60 600P Other 600
APPLE COMPUTER COM 037833100 12457.3 28142 Defined 1 28142
APPLE COMPUTER COM 037833100 1999.05 4516 Other 4516
ARBITRON COM 03875Q108 506.81 10813 Other 10813
ARCH COAL PUT 039380100 352.95 65000P Other 65000
ARCH COAL COM 039380100 1.08 199 Other 199
ASSET ACCEPTANCE CPT COM 04543P100 138.16 20499 Other 20499
ASTEX PHARMACEUTICLS PUT 04624B103 8.94 2000P Other 2000
ASTEX PHARMACEUTICLS CALL04624B103 52.75 11800C Other 11800
ASTEX PHARMACEUTICLS COM 04624B103 54.16 12130 Other 12130
ASTORIA FIN'L COM 046265104 171.55 17399 Other 17399
ATWOOD OCEANICS COM 050095108 808.85 15395 Defined 1 15395
AUXILIUM PHARMA COM 05334D107 695.06 40200 Other 40200
AVALONBAY COMMUN PUT 053484101 63.34 500P Other 500
AVALONBAY COMMUN COM 053484101 2475.77 19545 Other 19545
AVON PRODUCTS COM 054303102 275.71 13300 Other 13300
BANK OF AMERICA CALL060505104 36.54 3000C Other 3000
BANK OF AMERICA COM 060505104 97.85 8034 Other 8034
BANK OF AMERICA COM 060505104 138.85 11400 Defined 1 11400
BARRICK GOLD COM 067901108 38.22 1300 Other 1300
BARRICK GOLD COM 067901108 606.05 20614 Defined 1 20614
BAXTER INTL COM 071813109 414.70 5709 Defined 1 5709
BENEFICIAL MUTUAL BC COM 08173R104 103.95 10092 Other 10092
BERKSHIRE HATHAWAY B COM 084670702 31.26 300 Other 300
BERKSHIRE HATHAWAY B COM 084670702 2638.14 25318 Defined 1 25318
BHP BILLITON LIMITED COM 088606108 929.35 13581 Defined 1 13581
BIOLASE COM 090911108 100.87 25345 Other 25345
BOSTON PROPERTIES COM 101121101 3239.48 32055 Other 32055
BRIGHTCOVE COM 10921T101 152.34 24531 Other 24531
BRISTOL-MYERS SQUIBB COM 110122108 626.71 15215 Other 15215
BRITISH AMER TOBACCO COM 110448107 456.78 4267 Defined 1 4267
BROADCOM COM 111320107 242.75 7000 Other 7000
BROOKDALE SENIOR CALL112463104 557.60 20000C Other 20000
BROOKDALE SENIOR COM 112463104 19.52 700 Other 700
C&J ENERGY SERVICES COM 12467B304 326.81 14271 Defined 1 14271
CA COM 12673P105 8852.32 351562 Defined 1 351562
CA COM 12673P105 577.88 22950 Other 22950
CABELA'S COM 126804301 1088.33 17906 Defined 1 17906
CALLIDUS SOFTWARE COM 13123E500 404.08 88421 Other 88421
CANADIAN NATL RAILWAY COM 136375102 540.72 5391 Defined 1 5391
CANADIAN NATURAL COM 136385101 550.35 17129 Defined 1 17129
CANDIAN PACIFIC LTD ORCOM 13645T100 1354.54 10382 Defined 1 10382
CANON ADR (5 SHS) COM 138006309 274.18 7473 Defined 1 7473
CAPITAL ONE FINANCIAL COM 14040H105 475.92 8661 Defined 1 8661
CAPITOL FEDERL FIN'L COM 14057J101 2.38 197 Defined 1 197
CAPITOL FEDERL FIN'L COM 14057J101 380.21 31500 Other 31500
CAREFUSION COM 14170T101 67.04 1916 Other 1916
CAREFUSION COM 14170T101 503.54 14391 Defined 1 14391
CARNIVAL COM 143658300 460.58 13428 Defined 1 13428
CARTER'S COM 146229109 748.00 13061 Defined 1 13061
CBL & ASSOCIATS PROP COM 124830100 1251.96 53049 Other 53049
CF INDUSTRIES HOLDING COM 125269100 12.75 67 Defined 1 67
CF INDUSTRIES HOLDING COM 125269100 533.23 2801 Other 2801
CHARLES SCHWAB COM 808513105 807.09 45624 Defined 1 45624
CHART INDUSTRIES COM 16115Q308 460.38 5754 Defined 1 5754
CHECK POINT SOFTWARE COM M22465104 891.54 18973 Defined 1 18973
CHEMED CORP NEW COM COM 16359R103 9773.10 122194 Defined 1 122194
CHESAPEAKE ENERGY COM 165167107 642.87 31498 Defined 1 31498
CHEVRON COM 166764100 1.43 12 Other 12
CHEVRON COM 166764100 1022.56 8606 Defined 1 8606
CIENA COM 171779309 0.62 39 Defined 1 39
CIENA COM 171779309 305.15 19060 Other 19060
CISCO SYSTEMS CALL17275R102 119.13 5700C Other 5700
CISCO SYSTEMS COM 17275R102 8700.83 416408 Defined 1 416408
CISCO SYSTEMS COM 17275R102 584.62 27979 Other 27979
CIT GROUP COM 125581801 86.53 1990 Other 1990
CIT GROUP COM 125581801 754.90 17362 Defined 1 17362
CITIZENS REP BANCORP COM 174420307 460.02 20400 Other 20400
CLEARWIRE COM 18538Q105 119.43 36860 Other 36860
COACH CALL189754104 34.99 700C Other 700
COACH INC COM 189754104 775.94 15522 Defined 1 15522
COGNIZANT TECH SOL COM 192446102 1.99 26 Other 26
COGNIZANT TECH SOL COM 192446102 867.20 11318 Defined 1 11318
COLUMBIA SPORTSWEAR COM 198516106 357.52 6177 Defined 1 6177
COMPUTER SCIENCES COM 205363104 320.00 6500 Other 6500
CONOCOPHILLIPS COM 20825C104 1312.40 21837 Defined 1 21837
CORNERSTONE THERA COM 21924P103 147.23 20824 Other 20824
CORPORATE OFC PROP COM 22002T108 1874.80 70270 Other 70270
CORRECTIONS CORP COM 22025Y407 759.76 19446 Defined 1 19446
CORRECTIONS CORP COM 22025Y407 19.89 509 Other 509
COVANTA HOLDING COM 22282E102 598.01 29678 Defined 1 29678
CREDIT SUISSE GROUP COM 225401108 256.97 9808 Defined 1 9808
CRH PLC COM 12626K203 295.98 13399 Defined 1 13399
CUMMINS COM 231021106 1001.29 8646 Defined 1 8646
CVS CAREMARK CORP COM 126650100 1698.53 30888 Defined 1 30888
CYMER COM 232572107 471.14 4900 Other 4900
DARDEN RESTAURANTS COM 237194105 605.95 11725 Defined 1 11725
DELL CALL24702R101 120.37 8400C Other 8400
DELL COM 24702R101 34.43 2403 Defined 1 2403
DELL COM 24702R101 910.34 63527 Other 63527
DELUXE CORP COM 248019101 9915.87 239514 Defined 1 239514
DENBURY RESOURCES COM 247916208 522.68 28026 Defined 1 28026
DEVON ENERGY PUT 25179M103 56.42 1000P Other 1000
DEVON ENERGY CALL25179M103 28.21 500C Other 500
DEVON ENERGY COM 25179M103 169.26 3000 Other 3000
DEVON ENERGY COM 25179M103 530.74 9407 Defined 1 9407
DIAGEO PLC ADR COM 25243Q205 893.72 7102 Defined 1 7102
DIAMOND OFFSHORE COM 25271C102 561.56 8073 Other 8073
DIAMONDROCK HOS COM 252784301 1870.07 200867 Other 200867
DIGIMARC COM 25381B101 992.41 45171 Defined 1 45171
DIGITAL REALTY TRUST COM 253868103 0.54 8 Defined 1 8
DIGITAL REALTY TRUST COM 253868103 923.29 13799 Other 13799
DOLBY LABORATORIES COM 25659T107 8943.53 266494 Defined 1 266494
DOLLAR GENERAL COM 256677105 1049.18 20743 Defined 1 20743
DOLLAR GENERAL COM 256677105 232.67 4600 Other 4600
DOLLAR TREE COM 256746108 346.81 7161 Other 7161
DONNELLEY (R.R.) CALL257867101 14.46 1200C Other 1200
DONNELLEY (R.R.) COM 257867101 199.38 16546 Other 16546
DOUGLAS EMMETT COM 25960P109 1667.84 66901 Other 66901
DOW CHEMICAL COM 260543103 594.93 18685 Defined 1 18685
DUN & BRADSTREET COM 26483E100 9071.97 108451 Defined 1 108451
DYAX COM 26746E103 65.40 15000 Defined 1 15000
EATON CORP COM G29183103 883.23 14420 Defined 1 14420
EATON VANCE COM 278265103 1019.69 24377 Defined 1 24377
ELI LILLY COM 532457108 511.68 9010 Defined 1 9010
EMC COM 268648102 655.88 27454 Defined 1 27454
EMC COM 268648102 584.21 24454 Other 24454
EMCORE CORPORATION COM 290846203 172.47 29634 Other 29634
ENCANA ADR COM 292505104 315.95 16236 Defined 1 16236
ENDEAVOUR INT'L COM 29259G200 33.63 11400 Other 11400
ENERGIZER HOLDINGS COM 29266R108 422.76 4239 Defined 1 4239
ENERGYSOLUTIONS COM 292756202 145.14 38703 Other 38703
ENI ADR COM 26874R108 342.24 7624 Defined 1 7624
ENTERGY COM 29364G103 343.77 5436 Other 5436
ENTROPIC COM COM 29384R105 49.07 12072 Defined 1 12072
EQUITY RESID'L COM 29476L107 2259.11 41030 Other 41030
EURONET WORLD COM 298736109 402.08 15265 Defined 1 15265
EXELON CORP COM 30161N101 247.22 7170 Other 7170
EXELON CORP COM 30161N101 11.72 340 Defined 1 340
EXPEDIA INC. COM 30212P303 2.04 34 Defined 1 34
EXPEDIA INC. COM 30212P303 528.31 8803 Other 8803
EXPEDITORS INTL COM 302130109 686.69 19219 Defined 1 19219
EXPRESS COM 30219E103 1430.29 80308 Defined 1 80308
EXPRESS SCRIPTS COM 30219G108 1556.89 27020 Defined 1 27020
EXPRESS SCRIPTS HLDG COM 30219G108 72.08 1251 Other 1251
EXTREME NETWORKS COM 30226D106 107.44 31880 Other 31880
EXXON MOBIL PUT 30231G102 495.61 5500P Other 5500
EXXON MOBIL CALL30231G102 180.22 2000C Other 2000
EXXON MOBIL COM 30231G102 176.44 1958 Defined 1 1958
EXXON MOBIL COM 30231G102 180.40 2002 Other 2002
EZCHIP SEMICONDUCTO PUT M4146Y108 482.60 20000P Other 20000
EZCHIP SEMICONDUCTO COM M4146Y108 1.33 55 Other 55
F5 NETWORKS COM 315616102 44.54 500 Other 500
F5 NETWORKS COM 315616102 2701.97 30332 Defined 1 30332
FALCONSTOR SOFTWARE COM 306137100 127.78 47679 Other 47679
FAMILY DOLLAR STORES COM 307000109 206.68 3500 Other 3500
FEDERAL REALTY INV COM 313747206 2375.69 21989 Other 21989
FEDERATED INVESTORS COM 314211103 10250.2 433050 Defined 1 433050
FIRST CALIFORNIA FIN COM 319395109 203.12 23840 Other 23840
FIRST CMMNWLTH FIN'L COM 319829107 81.16 10879 Other 10879
FIRST INDUSTRIAL REA COM 32054K103 414.46 24195 Defined 1 24195
FIRST REPUBLIC BANK COM 33616C100 473.06 12249 Defined 1 12249
FIRSTCITY FIN'L COM 33761X107 111.47 11294 Other 11294
FIRSTENERGY COM 337932107 246.83 5849 Other 5849
FLEXTRONICS INT COM Y2573F102 552.68 81758 Defined 1 81758
FLEXTRONICS INT'L COM Y2573F102 30.42 4500 Other 4500
FLUOR COM 343412102 9562.08 144159 Defined 1 144159
FORD MOTOR COM 345370860 470.44 35775 Defined 1 35775
FORD MOTOR COM 345370860 170.95 13000 Other 13000
FRANCE TELECOM SA COM 35177Q105 177.61 17481 Defined 1 17481
FREEPORT-MCM COM 35671D857 258.18 7800 Other 7800
FREEPORT-MCMORAN COM 35671D857 61.76 1866 Defined 1 1866
FRONTLINE LTD COM G3682E127 177.87 76014 Defined 1 76014
GAMESTOP COM 36467W109 11.58 414 Defined 1 414
GAMESTOP COM 36467W109 661.38 23646 Other 23646
GANNETT COM 364730101 612.95 28027 Other 28027
GARDNER DENVER COM 365558105 895.16 11918 Other 11918
GARMIN COM H2906T109 541.06 16371 Other 16371
GDXJ MKT VECTORS CALL57060U589 1674.00 100000C Defined 1 100000
GENERAL CABLE COM 369300108 455.68 12440 Defined 1 12440
GENERAL MOTORS COM 37045V100 107.11 3850 Other 3850
GENERAL MOTORS COM 37045V100 6310.10 226819 Defined 1 226819
GENWORTH FINANCIAL COM 37247D106 7887.11 788711 Defined 1 788711
GILEAD SCIENCES COM 375558103 4.99 102 Other 102
GILEAD SCIENCES COM 375558103 742.66 15175 Defined 1 15175
GLAXOSMITHKLINE COM 37733W105 386.40 8237 Defined 1 8237
GOOGLE COM 38259P508 1886.20 2375 Defined 1 2375
GOOGLE COM 38259P508 277.97 350 Other 350
GSI TECHNOLOGY COM 36241U106 90.49 13732 Other 13732
H & R BLOCK COM 093671105 11824.9 401935 Defined 1 401935
HALLIBURTON COM 406216101 1690.55 41835 Defined 1 41835
HANESBRANDS PUT 410345102 205.02 4500P Other 4500
HANMI FIN'L COM 410495204 303.95 18997 Other 18997
HARRIS CORPORATION COM 413875105 10.98 237 Defined 1 237
HARRIS CORPORATION COM 413875105 542.27 11702 Other 11702
HATTERAS FINANCIAL COM 41902R103 401.85 14650 Defined 1 14650
HCC INS HLDGS INC COM 404132102 856.66 20382 Defined 1 20382
HCP COM 40414L109 2575.27 51650 Other 51650
HEALTH CARE REIT PUT 42217K106 67.91 1000P Other 1000
HEALTH CARE REIT COM 42217K106 2338.21 34431 Other 34431
HEALTHCARE TR AMRICA COM 42225P105 1186.19 100952 Other 100952
HEINZ (H.J.) COM 423074103 1233.79 17072 Other 17072
HERSHA HOSP TRUST COM 427825104 75.98 13010 Other 13010
HESS CORPORATION COM 42809H107 8297.38 115869 Defined 1 115869
HEWLETT PACKARD COM 428236103 23.96 1005 Defined 1 1005
HEWLETT-PACKARD COM 428236103 245.65 10304 Other 10304
HEXCEL COM 428291108 740.39 25522 Defined 1 25522
HOMETRUST BANC COM 437872104 494.86 31320 Other 31320
HONEYWELL COM 438516106 551.26 7316 Defined 1 7316
HORTON (D.R.) COM 23331A109 573.65 23607 Other 23607
HOST HOTELS & RESORTS COM 44107P104 731.64 41832 Defined 1 41832
HSBC HOLDINGS COM 404280406 379.41 7113 Defined 1 7113
HUDSON CITY BANC COM 443683107 157.02 18174 Other 18174
ICONIX BRAND GROUP COM 451055107 7591.09 293432 Defined 1 293432
IDEX COM 45167R104 516.68 9672 Defined 1 9672
II-VI COM 902104108 410.17 24071 Other 24071
IMPERIAL HOLDINGS COM 452834104 6046.451492951 Defined 1 1492951
INFINERA COM 45667G103 168.00 24000 Other 24000
INFINITY PHARMACEUTI PUT 45665G303 169.65 3500P Other 3500
INFINITY PHARMACEUTI CALL45665G303 193.88 4000C Other 4000
INFINITY PHARMACEUTI COM 45665G303 143.52 2961 Other 2961
INGERSOL-RAND COM G47791101 395.63 7192 Defined 1 7192
INTEL COM 458140100 108.78 4982 Defined 1 4982
INTEL COM 458140100 828.92 37963 Other 37963
INTERMEC COM 458786100 551.07 56060 Other 56060
INT'L BUSINESS MACH PUT 459200101 106.65 500P Other 500
INT'L BUSINESS MACH COM 459200101 106.65 500 Other 500
INT'L BUSINESS MACH COM 459200101 929.13 4356 Defined 1 4356
INTUITIVE SURGICAL PUT 46120E602 98.24 200P Other 200
INTUITIVE SURGICAL CALL46120E602 98.24 200C Other 200
INTUITIVE SURGICAL COM 46120E602 20.14 41 Defined 1 41
INTUITIVE SURGICAL COM 46120E602 0.49 1 Other 1
INVESTORS BANCORP COM 46146P102 403.56 21489 Other 21489
IPASS COM 46261V108 49.72 25113 Other 25113
IPATH S&P 500 VIX SH COM 06740C188 268.31 13250 Other 13250
ISHARES IBOXX $ INGR COM 464287242 380.80 3176 Other 3176
ISHARES IBOXX $HIGH COM 464288513 379.29 4020 Other 4020
ISHARES LEHMAN 1-3YR COM 464287457 733.12 8679 Other 8679
ISHARES LEHMAN TIPS COM 464287176 380.66 3139 Other 3139
ISHARES MSCI - JAPAN PUT 464286848 3934.44 364300P Other 364300
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ISHARES RUSSELL 2000 PUT 464287655 47215.0 500000P Defined 1 500000
JACOBS ENGINEERING COM 469814107 665.77 11838 Defined 1 11838
JDS UNIPHASE COM 46612J507 319.05 23872 Other 23872
JOHNSON & JOHNSON COM 478160104 1.47 18 Other 18
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KAMAN COM 483548103 471.82 13302 Defined 1 13302
KB HOME PUT 48666K109 43.54 2000P Other 2000
KB HOME COM 48666K109 435.40 20000 Other 20000
KBR COM 48242W106 530.86 16548 Defined 1 16548
KILROY REALTY COM 49427F108 830.38 15847 Other 15847
KINDER MORGAN MAN COM 49455U100 2355.19 26809 Defined 1 26809
KRATON PERFORMANCE COM 50077C106 353.83 15121 Defined 1 15121
KRATOS DEF & SEC SOL COM 50077B207 300.16 59673 Other 59673
KROGER COM 501044101 976.70 29472 Defined 1 29472
KULICKE & SOFFA COM 501242101 67.81 5866 Defined 1 5866
KULICKE & SOFFA COM 501242101 97.80 8460 Other 8460
L-3 COMM HLDGS COM 502424104 629.15 7775 Other 7775
LAB CORP OF AMER COM 50540R409 572.68 6349 Other 6349
LANTRONIX COM 516548203 23.42 10891 Other 10891
LENDER PROCESSING COM 52602E102 3403.85 133694 Defined 1 133694
LJ INT'L COM G55312105 24.67 12983 Other 12983
LOCKHEED MARTIN COM 539830109 1070.70 11093 Defined 1 11093
LORILLARD COM 544147101 436.55 10819 Defined 1 10819
LSI CALL502161102 42.71 6300C Other 6300
LSI COM 502161102 2.41 355 Defined 1 355
LSI COM 502161102 35.41 5223 Other 5223
LTX CREDENCE COM 502403207 125.02 20698 Other 20698
MAGIC SOFTWARE COM 559166103 29.94 5736 Defined 1 5736
MAGIC SOFTWARE COM 559166103 32.89 6300 Other 6300
MANULIFE FINANCIAL COM 56501R106 150.73 10240 Defined 1 10240
MARATHON OIL COM 565849106 505.80 15000 Defined 1 15000
MARATHON PETROLEUM COM 56585A102 716.80 8000 Defined 1 8000
MARRIOTT VACATIONS COM 57164Y107 321.83 7500 Other 7500
MARTIN MARIETTA COM 573284106 298.61 2927 Defined 1 2927
MARVELL TECH GROUP CALLG5876H105 32.77 3100C Other 3100
MARVELL TECH GROUP COM G5876H105 328.78 31090 Other 31090
MARVELL TECH GROUP COM G5876H105 15643.31479273 Defined 1 1479273
MATSON COM 57686G105 521.15 21185 Defined 1 21185
MBIA COM 55262C100 455.96 44397 Defined 1 44397
MCDONALDS COM 580135101 513.90 5155 Defined 1 5155
MCKESSON COM 58155Q103 15.65 145 Other 145
MCKESSON CORP COM 58155Q103 1502.17 13914 Defined 1 13914
METLIFE COM 59156R108 103.60 2725 Other 2725
METLIFE COM 59156R108 505.32 13291 Defined 1 13291
METROPCS COMM COM 591708102 288.56 26473 Other 26473
MICREL COM 594793101 490.73 46692 Defined 1 46692
MICROSOFT COM 594918104 10189.7 356222 Defined 1 356222
MICROSOFT COM 594918104 764.73 26734 Other 26734
MIMSIC COM 586264103 54.56 20060 Other 20060
MITSUBISHI UFJ FIN COM 606822104 332.69 55448 Defined 1 55448
MONSTER BEVERAGE COM 611740101 451.05 9448 Defined 1 9448
MONTPELIER RE HOLD COM G62185106 619.99 23800 Defined 1 23800
MOSAIC COM 61945C103 627.81 10532 Defined 1 10532
NABORS INDUSTRIES COM G6359F103 714.65 44060 Defined 1 44060
NATIONAL-OILWELL COM 637071101 126.93 1794 Other 1794
NATIONAL-OILWELL COM 637071101 1099.24 15537 Defined 1 15537
NAT'L FIN'L PARTNERS COM 63607P208 319.94 14264 Other 14264
NCR CORP COM 62886E108 1048.93 38060 Defined 1 38060
NETAPP COM 64110D104 567.81 16622 Other 16622
NETQIN MOBILE ADR COM 64118U108 263.40 29234 Other 29234
NEUROCRINE BIOSCIENC PUT 64125C109 42.53 3500P Other 3500
NEUROCRINE BIOSCIENC CALL64125C109 65.61 5400C Other 5400
NEUROCRINE BIOSCIENC COM 64125C109 79.01 6500 Other 6500
NEUSTAR COM 64126X201 821.67 17659 Defined 1 17659
NEWMARKET COM 651587107 906.31 3481 Defined 1 3481
NEWMONT MINING COM 651639106 75.49 1802 Other 1802
NEWMONT MINING COM 651639106 1622.48 38732 Defined 1 38732
NOBLE CORPORATION COM H5833N103 746.90 19578 Defined 1 19578
NORFOLK SOUTHERN COM 655844108 706.44 9165 Defined 1 9165
NORTHROP GRUMMAN COM 666807102 7267.40 103598 Defined 1 103598
NOVARTIS AG ADR COM 66987V109 2307.82 32395 Defined 1 32395
NPS PHARMACEUTICALS COM 62936P103 815.38 79900 Other 79900
NTT DOCOMO COM 62942M201 225.13 15140 Defined 1 15140
NU SKIN ENTERPRISES COM 67018T105 481.21 10887 Defined 1 10887
NVIDIA COM 67066G104 8548.63 666300 Defined 1 666300
NVIDIA COM 67066G104 128.30 10000 Other 10000
NY COMMUNITY BAN COM 649445103 214.32 14935 Other 14935
NYSE EURONEXT COM 629491101 3.98 103 Defined 1 103
NYSE EURONEXT COM 629491101 1112.25 28785 Other 28785
OCCIDENTAL PETE COM 674599105 611.36 7801 Defined 1 7801
OCCIDENTAL PETROLEUM COM 674599105 25.39 324 Other 324
OFFICEMAX COM 67622P101 124.74 10744 Other 10744
OLD DOMINION FREIGHT COM 679580100 820.19 21471 Defined 1 21471
OMNIAMERICAN BANCORP COM 68216R107 511.24 20223 Other 20223
OMNIVISION TECH COM 682128103 190.44 13830 Other 13830
ON SEMICONDUCTOR COM 682189105 419.58 50705 Defined 1 50705
ORACLE COM 68389X105 9435.15 291839 Defined 1 291839
ORACLE COM 68389X105 268.34 8300 Other 8300
PACIFIC PREMIER BNCP COM 69478X105 170.95 13000 Other 13000
PARTNERRE HOLDINGS COM G6852T105 1441.44 15481 Defined 1 15481
PENN VIRGINIA COM 707882106 74.74 18500 Other 18500
PENNEY (J.C.) COM 708160106 196.43 13000 Other 13000
PENNYMAC MORTGAGE COM 70931T103 7912.27 305611 Defined 1 305611
PEPSICO COM 713448108 75.87 959 Defined 1 959
PEPSICO COM 713448108 205.69 2600 Other 2600
PERION NETWORK COM M78673106 70.51 7151 Defined 1 7151
PERION NETWORK COM M78673106 39.44 4000 Other 4000
PERMA-FIX ENVIRO SVS COM 714157104 18.08 22042 Other 22042
PERRIGO CO COM 714290103 637.87 5372 Defined 1 5372
PERVASIVE SOFTWARE COM 715710109 127.99 13958 Other 13958
PETROLEO BRASILEIRO COM 71654V408 239.37 14446 Defined 1 14446
PFIZER COM 717081103 153.85 5331 Defined 1 5331
PFIZER COM 717081103 153.97 5335 Other 5335
PHARMATHENE CALL71714G102 6.80 4000C Other 4000
PHARMATHENE COM 71714G102 54.40 32000 Other 32000
PHILLIPS 66 PUT 718546104 69.97 1000P Other 1000
PHILLIPS 66 COM 718546104 229.43 3279 Defined 1 3279
PHILLIPS-VAN HEUSEN COM 693656100 568.76 5325 Defined 1 5325
PIONEER NATURAL RES COM 723787107 548.94 4418 Defined 1 4418
PITNEY BOWES COM 724479100 170.44 11470 Other 11470
PLX TECHNOLOGY COM 693417107 91.20 20000 Other 20000
POTASH CORP OF SASK COM 73755L107 645.00 16433 Defined 1 16433
POTASH CORP SAS CALL73755L107 3.93 100C Other 100
PREMIER EXHIBITIONS COM 74051E102 375.98 141347 Defined 1 141347
PRICELINE.COM COM 741503403 618.66 899 Defined 1 899
PRICESMART COM 741511109 789.35 10142 Defined 1 10142
PROCTER & GAMBLE COM 742718109 2.00 26 Other 26
PROCTER & GAMBLE COM 742718109 574.71 7458 Defined 1 7458
PROSHARES 20 P YR TR COM 74347B201 216.84 3300 Other 3300
PRSHS VX SRT-TRM ETF CALL74347W692 245.25 22500C Other 22500
PRSHS VX SRT-TRM ETF COM 74347W692 0.13 12 Other 12
PRUDENTIAL FINANCIAL COM 744320102 521.06 8833 Defined 1 8833
PUBLIC STORAGE COM 74460D109 1557.17 10223 Other 10223
PVF CAPITAL COM 693654105 78.94 19934 Other 19934
PVH CORP COM 693656100 1.82 17 Other 17
QLOGIC COM 747277101 7584.40 653828 Defined 1 653828
QLOGIC COM 747277101 176.93 15253 Other 15253
QUALCOMM CALL747525103 435.11 6500C Other 6500
QUALCOMM COM 747525103 1373.88 20524 Defined 1 20524
QUALCOMM COM 747525103 262.81 3926 Other 3926
QUALITY SYSTEMS COM 747582104 5801.69 317553 Defined 1 317553
QUEST DIAGNOSTICS COM 74834L100 565.40 10014 Other 10014
QUESTCOR PHARMA CALL74835Y101 273.34 8400C Other 8400
QUESTCOR PHARMA COM 74835Y101 2023.99 62200 Other 62200
QUESTCOR PHARMA COM 74835Y101 8796.04 270315 Defined 1 270315
QUICKSILVER RESOURCES COM 74837R104 1241.67 551854 Defined 1 551854
QUICKSILVER RSC COM 74837R104 9.00 4000 Other 4000
RAYTHEON COM 755111507 7873.74 133930 Defined 1 133930
RAYTHEON COM 755111507 606.01 10308 Other 10308
REED ELSEVIER COM 758205207 318.17 6694 Defined 1 6694
REGIONS FINANCIAL COM 7591EP100 449.98 54943 Defined 1 54943
REGIONS FIN'L COM 7591EP100 113.15 13816 Other 13816
RELIANCE STEEL & ALUM COM 759509102 707.79 9945 Defined 1 9945
RENTECH COM 760112102 66.55 28320 Defined 1 28320
RIO TINTO PLC COM 767204100 667.45 14177 Defined 1 14177
RITCHIE BROS AUCTION COM 767744105 351.24 16186 Defined 1 16186
RITE AID COM 767754104 101.12 53221 Other 53221
ROCKWELL AUTOMATION COM 773903109 415.34 4810 Defined 1 4810
ROPER INDUSTRIES COM 776696106 425.47 3342 Defined 1 3342
ROSS STORES COM 778296103 671.79 11082 Defined 1 11082
ROYAL DUTCH SHELL COM 780259206 827.60 12701 Defined 1 12701
SAIC COM 78390X101 10.96 809 Defined 1 809
SAIC COM 78390X101 206.33 15227 Other 15227
SANOFI ADR COM 80105N105 1144.19 22400 Other 22400
SANOFI ADR COM 80105N105 1978.84 38740 Defined 1 38740
SANOFI CONTIGENT VAL COM 80105N113 22.07 12332 Other 12332
SAP AKTIENGESELL ADR COM 803054204 429.44 5332 Defined 1 5332
SAREPTA THERAPEUTICS PUT 803607100 40.65 1100P Other 1100
SAREPTA THERAPEUTICS CALL803607100 184.75 5000C Other 5000
SAREPTA THERAPEUTICS COM 803607100 95.40 2582 Other 2582
SCHLUMBERGER COM 806857108 1.87 25 Other 25
SCHLUMBERGER COM 806857108 1455.79 19439 Defined 1 19439
SEAGATE TECHNOLOGY COM G7945M107 4.02 110 Defined 1 110
SEAGATE TECHNOLOGY COM G7945M107 950.10 25991 Other 25991
SECTOR SPDR FINCL PUT 81369Y605 9105.00 500000P Defined 1 500000
SEI INVESTMENTS COMP COM 784117103 549.53 19048 Defined 1 19048
SERVICE COMANY INT COM 817565104 827.40 49456 Defined 1 49456
SERVICESOURCE INT'L COM 81763U100 89.58 12670 Other 12670
SIGA TECHNOLOGIES PUT 826917106 16.11 4500P Other 4500
SIGA TECHNOLOGIES CALL826917106 79.48 22200C Other 22200
SIGA TECHNOLOGIES COM 826917106 137.83 38500 Other 38500
SILICON IMAGE COM 82705T102 421.14 86655 Other 86655
SKYWORKS SOLUTIONS COM 83088M102 0.97 44 Defined 1 44
SKYWORKS SOLUTIONS COM 83088M102 301.94 13709 Other 13709
SOLITARIO EXPLR ROYA COM 8342EP107 42.79 26744 Other 26744
SPDR FIN'L INDEX PUT 81369Y605 207.59 11400P Other 11400
SPDR FIN'L INDEX COM 81369Y605 0.51 28 Other 28
SPDR GOLD TRUST COM 78463V107 1563.24 10120 Other 10120
SPDR S&P500 PUT 78462F103 2303.05 14700P Other 14700
SPDR S&P500 COM 78462F103 366.61 2340 Other 2340
SPRINT NEXTEL CALL852061100 4.35 700C Other 700
SPRINT NEXTEL COM 852061100 5.52 889 Defined 1 889
SPRINT NEXTEL COM 852061100 480.81 77425 Other 77425
STANLEY BLACK COM 854502101 506.31 6253 Defined 1 6253
STARBUCKS COM 855244109 113.90 2000 Other 2000
STARBUCKS COM 855244109 280.54 4926 Defined 1 4926
STARZ LIBERTY COM 85571Q102 8304.37 374915 Defined 1 374915
STERICYCLE COM 858912108 648.12 6104 Defined 1 6104
STONE ENERGY COM 861642106 0.65 30 Defined 1 30
STONE ENERGY COM 861642106 746.37 34316 Other 34316
STURM RUGER & CO COM 864159108 309.66 6104 Defined 1 6104
SUNCOR ENERGY COM 867224107 675.19 22499 Defined 1 22499
SUNOPTA COM 8676EP108 119.45 16590 Other 16590
SUPERIOR ENERGY COM 868157108 415.39 15995 Defined 1 15995
SUPERNUS PHRMCET COM 868459108 150.62 26800 Other 26800
SYKES ENTERPRISES COM 871237103 450.71 28240 Other 28240
SYMANTEC COM 871503108 35.29 1430 Other 1430
SYMANTEC COM 871503108 537.78 21790 Defined 1 21790
SYNERGY PHARM PUT 871639308 15.18 2500P Other 2500
SYNERGY PHARM COM 871639308 108.44 17866 Other 17866
SYNGENTA AG SPON COM 87160A100 393.04 4693 Defined 1 4693
SYNOPSYS COM 871607107 242.19 6750 Other 6750
TALISMAN ENERGY COM 87425E103 151.46 12364 Defined 1 12364
TARGET COM 87612E106 727.59 10630 Defined 1 10630
TAUBMAN CENTERS COM 876664103 2611.94 33633 Other 33633
TEJON RANCH COM 879080109 424.66 14260 Defined 1 14260
TELEFONALTIEBOLAGET COM 294821608 300.33 23836 Defined 1 23836
TENARIS S.A. COM 88031M109 600.32 14721 Defined 1 14721
TENET HEALTHCARE COM 88033G407 798.77 16788 Defined 1 16788
TEVA PHARMACEUTICAL COM 881624209 274.11 6908 Defined 1 6908
THE BUCKLE COM 118440106 8274.53 177375 Defined 1 177375
THE DIRECTV GROUP COM 25490A309 943.75 16677 Other 16677
THERMO FISHER SCIENT COM 883556102 1.99 26 Other 26
THERMO FISHER COM 883556102 592.26 7743 Defined 1 7743
TOLL BROTHERS COM 889478103 556.67 16258 Other 16258
TOP IMAGE SYSTEMS COM M87896102 54.64 14570 Other 14570
TOTAL S A ADR COM 89151E109 28.79 600 Other 600
TOTAL SA ADR COM 89151E109 783.03 16320 Defined 1 16320
TOWERS WATSON COM 891894107 9011.02 129992 Defined 1 129992
TRANSOCEAN COM H8817H100 33.77 650 Other 650
TRANSOCEAN COM H8817H100 1690.99 32544 Defined 1 32544
TREDEGAR COM 894650100 418.84 14227 Defined 1 14227
TRW AUTOMOTIVE COM 87264S106 336.44 6117 Defined 1 6117
UBS AG ADR COM H89231338 271.23 17624 Defined 1 17624
ULTRA CLEAN HOLDINGS COM 90385V107 69.49 10690 Other 10690
UNILEVER N V COM 904784709 373.55 9111 Defined 1 9111
UNILEVER PLC ADR COM 904767704 466.03 11033 Defined 1 11033
UNION PACIFIC COM 907818108 541.73 3804 Defined 1 3804
USANA COM 90328M107 362.48 7500 Other 7500
VALE SA ADR COM 91912E105 34.58 2000 Other 2000
VALE SA-SP ADR COM 91912E105 512.30 29630 Defined 1 29630
VALEANT PHARM INTL COM 91911K102 1.95 26 Other 26
VALEANT PHARMA COM 91911K102 823.19 10973 Defined 1 10973
VALERO ENERGY COM 91913Y100 508.53 11179 Defined 1 11179
VALUECLICK COM 92046N102 843.35 28530 Defined 1 28530
VANGUARD REIT ETF COM 922908553 528.98 7500 Other 7500
VARIAN MEDICAL SYS COM 92220P105 886.46 12312 Defined 1 12312
VERISK ANALYTICS COM 92345Y106 764.89 12413 Defined 1 12413
VERIZON COMM COM 92343V104 205.94 4190 Other 4190
VERIZON COM COM 92343V104 74.86 1523 Defined 1 1523
VERSAR COM 925297103 50.34 11600 Other 11600
VIRGIN MEDIA COM 92769L101 1761.21 35965 Other 35965
VISA COM 92826C839 717.74 4226 Defined 1 4226
VODAFONE GROUP ADR CALL92857W209 39.76 1400C Other 1400
VODAFONE GROUP ADR COM 92857W209 65.12 2293 Other 2293
VODAFONE GROUP PLC COM 92857W209 10928.9 384822 Defined 1 384822
VONAGE HOLDINGS COM 92886T201 32.95 11400 Other 11400
WABTEC CORP COM 929740108 659.73 6461 Defined 1 6461
WADDELL & REED COM 930059100 555.13 12680 Defined 1 12680
WAL-MART STORES COM 931142103 37.04 495 Defined 1 495
WAL-MART STORES COM 931142103 188.65 2521 Other 2521
WEATHERFORD INT COM H27013103 1048.33 86353 Defined 1 86353
WEATHERFORD INT'L COM H27013103 47.02 3873 Other 3873
WELLPOINT COM 94973V107 1331.22 20100 Other 20100
WEST COAST BANCRP COM 952145209 278.61 11475 Other 11475
WESTERN DIGITAL COM 958102105 7.74 154 Defined 1 154
WESTERN DIGITAL COM 958102105 881.43 17527 Other 17527
WESTERN UNION COM 959802109 18120.21204807 Defined 1 1204807
WESTERN UNION COM 959802109 633.65 42131 Other 42131
WESTFIELD FINANCIAL COM 96008P104 200.38 25756 Other 25756
WET SEAL COM 961840105 100.22 33186 Other 33186
WHITE MOUNTAINS INS COM G9618E107 496.23 875 Defined 1 875
WILLIS GROUP HOLDING COM G96666105 385.90 9772 Defined 1 9772
WMS INDUSTRIES COM 929297109 662.97 26298 Other 26298
WORLD FUEL SERVICES COM 981475106 498.05 12539 Defined 1 12539
WPP GROUP ADR COM 92937A102 344.52 4300 Defined 1 4300
WPX ENERGY COM 98212B103 251.53 15701 Other 15701
XEROX COM 984121103 15.69 1824 Defined 1 1824
XEROX COM 984121103 369.59 42975 Other 42975
XILINX COM 983919101 240.81 6309 Other 6309
ZYNGA INC COM 98986T108 57.60 17143 Other 17143