0001470876-13-000007.txt : 20130515 0001470876-13-000007.hdr.sgml : 20130515 20130515161314 ACCESSION NUMBER: 0001470876-13-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 13847194 BUSINESS ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 1918 EIGHTH AVENUE STREET 2: SUITE 3400 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 13ffch.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Freestone Capital Holdings, LLC Address: 1918 Eighth Ave Ste 3400 Seattle, Washington 98101 Form 13F File Number: 028-13894 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Rooney Phone: 206-398-1100 Signature, Place, and Date of Signing: /s/ James Rooney Seattle, Washington May 15, 2013 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 536 Form 13F Information Table Value Total: 584,398 (thousands) List of Other Included Managers: No. Name Form 13F File Number -------------------------------------------------------------------- 1 Freestone Capital Management, LLC 028-05975 --------------------------------------------------------------------- Name of Issue TitlCUSIP Value ShareP/Inv Other Voting (x$1000) C Disc Mgrs SolShared ABB LTD SPON ADR COM 000375204 330.38 14516 Defined 1 14516 ABBOTT LABS COM 002824100 709.47 20087 Defined 1 20087 ABBOTT LABS COM 002824100 587.97 16647 Other 16647 ABBVIE COM 00287Y109 122.10 2994 Other 2994 ABBVIE COM 00287Y109 225.51 5530 Defined 1 5530 ACACIA RESEARCH CALL003881307 45.26 1500C Other 1500 ACACIA RESEARCH COM 003881307 84.51 2801 Defined 1 2801 ACACIA RESEARCH COM 003881307 550.09 18233 Other 18233 ACE LTD ADR COM H0023R105 401.17 4509 Defined 1 4509 ADVANCE AUTO 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PLX TECHNOLOGY COM 693417107 91.20 20000 Other 20000 POTASH CORP OF SASK COM 73755L107 645.00 16433 Defined 1 16433 POTASH CORP SAS CALL73755L107 3.93 100C Other 100 PREMIER EXHIBITIONS COM 74051E102 375.98 141347 Defined 1 141347 PRICELINE.COM COM 741503403 618.66 899 Defined 1 899 PRICESMART COM 741511109 789.35 10142 Defined 1 10142 PROCTER & GAMBLE COM 742718109 2.00 26 Other 26 PROCTER & GAMBLE COM 742718109 574.71 7458 Defined 1 7458 PROSHARES 20 P YR TR COM 74347B201 216.84 3300 Other 3300 PRSHS VX SRT-TRM ETF CALL74347W692 245.25 22500C Other 22500 PRSHS VX SRT-TRM ETF COM 74347W692 0.13 12 Other 12 PRUDENTIAL FINANCIAL COM 744320102 521.06 8833 Defined 1 8833 PUBLIC STORAGE COM 74460D109 1557.17 10223 Other 10223 PVF CAPITAL COM 693654105 78.94 19934 Other 19934 PVH CORP COM 693656100 1.82 17 Other 17 QLOGIC COM 747277101 7584.40 653828 Defined 1 653828 QLOGIC COM 747277101 176.93 15253 Other 15253 QUALCOMM CALL747525103 435.11 6500C Other 6500 QUALCOMM COM 747525103 1373.88 20524 Defined 1 20524 QUALCOMM COM 747525103 262.81 3926 Other 3926 QUALITY SYSTEMS COM 747582104 5801.69 317553 Defined 1 317553 QUEST DIAGNOSTICS COM 74834L100 565.40 10014 Other 10014 QUESTCOR PHARMA CALL74835Y101 273.34 8400C Other 8400 QUESTCOR PHARMA COM 74835Y101 2023.99 62200 Other 62200 QUESTCOR PHARMA COM 74835Y101 8796.04 270315 Defined 1 270315 QUICKSILVER RESOURCES COM 74837R104 1241.67 551854 Defined 1 551854 QUICKSILVER RSC COM 74837R104 9.00 4000 Other 4000 RAYTHEON COM 755111507 7873.74 133930 Defined 1 133930 RAYTHEON COM 755111507 606.01 10308 Other 10308 REED ELSEVIER COM 758205207 318.17 6694 Defined 1 6694 REGIONS FINANCIAL COM 7591EP100 449.98 54943 Defined 1 54943 REGIONS FIN'L COM 7591EP100 113.15 13816 Other 13816 RELIANCE STEEL & ALUM COM 759509102 707.79 9945 Defined 1 9945 RENTECH COM 760112102 66.55 28320 Defined 1 28320 RIO TINTO PLC COM 767204100 667.45 14177 Defined 1 14177 RITCHIE BROS AUCTION COM 767744105 351.24 16186 Defined 1 16186 RITE AID COM 767754104 101.12 53221 Other 53221 ROCKWELL AUTOMATION COM 773903109 415.34 4810 Defined 1 4810 ROPER INDUSTRIES COM 776696106 425.47 3342 Defined 1 3342 ROSS STORES COM 778296103 671.79 11082 Defined 1 11082 ROYAL DUTCH SHELL COM 780259206 827.60 12701 Defined 1 12701 SAIC COM 78390X101 10.96 809 Defined 1 809 SAIC COM 78390X101 206.33 15227 Other 15227 SANOFI ADR COM 80105N105 1144.19 22400 Other 22400 SANOFI ADR COM 80105N105 1978.84 38740 Defined 1 38740 SANOFI CONTIGENT VAL COM 80105N113 22.07 12332 Other 12332 SAP AKTIENGESELL ADR COM 803054204 429.44 5332 Defined 1 5332 SAREPTA THERAPEUTICS PUT 803607100 40.65 1100P Other 1100 SAREPTA THERAPEUTICS CALL803607100 184.75 5000C Other 5000 SAREPTA THERAPEUTICS COM 803607100 95.40 2582 Other 2582 SCHLUMBERGER COM 806857108 1.87 25 Other 25 SCHLUMBERGER COM 806857108 1455.79 19439 Defined 1 19439 SEAGATE TECHNOLOGY COM G7945M107 4.02 110 Defined 1 110 SEAGATE TECHNOLOGY COM G7945M107 950.10 25991 Other 25991 SECTOR SPDR FINCL PUT 81369Y605 9105.00 500000P Defined 1 500000 SEI INVESTMENTS COMP COM 784117103 549.53 19048 Defined 1 19048 SERVICE COMANY INT COM 817565104 827.40 49456 Defined 1 49456 SERVICESOURCE INT'L COM 81763U100 89.58 12670 Other 12670 SIGA TECHNOLOGIES PUT 826917106 16.11 4500P Other 4500 SIGA TECHNOLOGIES CALL826917106 79.48 22200C Other 22200 SIGA TECHNOLOGIES COM 826917106 137.83 38500 Other 38500 SILICON IMAGE COM 82705T102 421.14 86655 Other 86655 SKYWORKS SOLUTIONS COM 83088M102 0.97 44 Defined 1 44 SKYWORKS SOLUTIONS COM 83088M102 301.94 13709 Other 13709 SOLITARIO EXPLR ROYA COM 8342EP107 42.79 26744 Other 26744 SPDR FIN'L INDEX PUT 81369Y605 207.59 11400P Other 11400 SPDR FIN'L INDEX COM 81369Y605 0.51 28 Other 28 SPDR GOLD TRUST COM 78463V107 1563.24 10120 Other 10120 SPDR S&P500 PUT 78462F103 2303.05 14700P Other 14700 SPDR S&P500 COM 78462F103 366.61 2340 Other 2340 SPRINT NEXTEL CALL852061100 4.35 700C Other 700 SPRINT NEXTEL COM 852061100 5.52 889 Defined 1 889 SPRINT NEXTEL COM 852061100 480.81 77425 Other 77425 STANLEY BLACK COM 854502101 506.31 6253 Defined 1 6253 STARBUCKS COM 855244109 113.90 2000 Other 2000 STARBUCKS COM 855244109 280.54 4926 Defined 1 4926 STARZ LIBERTY COM 85571Q102 8304.37 374915 Defined 1 374915 STERICYCLE COM 858912108 648.12 6104 Defined 1 6104 STONE ENERGY COM 861642106 0.65 30 Defined 1 30 STONE ENERGY COM 861642106 746.37 34316 Other 34316 STURM RUGER & CO COM 864159108 309.66 6104 Defined 1 6104 SUNCOR ENERGY COM 867224107 675.19 22499 Defined 1 22499 SUNOPTA COM 8676EP108 119.45 16590 Other 16590 SUPERIOR ENERGY COM 868157108 415.39 15995 Defined 1 15995 SUPERNUS PHRMCET COM 868459108 150.62 26800 Other 26800 SYKES ENTERPRISES COM 871237103 450.71 28240 Other 28240 SYMANTEC COM 871503108 35.29 1430 Other 1430 SYMANTEC COM 871503108 537.78 21790 Defined 1 21790 SYNERGY PHARM PUT 871639308 15.18 2500P Other 2500 SYNERGY PHARM COM 871639308 108.44 17866 Other 17866 SYNGENTA AG SPON COM 87160A100 393.04 4693 Defined 1 4693 SYNOPSYS COM 871607107 242.19 6750 Other 6750 TALISMAN ENERGY COM 87425E103 151.46 12364 Defined 1 12364 TARGET COM 87612E106 727.59 10630 Defined 1 10630 TAUBMAN CENTERS COM 876664103 2611.94 33633 Other 33633 TEJON RANCH COM 879080109 424.66 14260 Defined 1 14260 TELEFONALTIEBOLAGET COM 294821608 300.33 23836 Defined 1 23836 TENARIS S.A. COM 88031M109 600.32 14721 Defined 1 14721 TENET HEALTHCARE COM 88033G407 798.77 16788 Defined 1 16788 TEVA PHARMACEUTICAL COM 881624209 274.11 6908 Defined 1 6908 THE BUCKLE COM 118440106 8274.53 177375 Defined 1 177375 THE DIRECTV GROUP COM 25490A309 943.75 16677 Other 16677 THERMO FISHER SCIENT COM 883556102 1.99 26 Other 26 THERMO FISHER COM 883556102 592.26 7743 Defined 1 7743 TOLL BROTHERS COM 889478103 556.67 16258 Other 16258 TOP IMAGE SYSTEMS COM M87896102 54.64 14570 Other 14570 TOTAL S A ADR COM 89151E109 28.79 600 Other 600 TOTAL SA ADR COM 89151E109 783.03 16320 Defined 1 16320 TOWERS WATSON COM 891894107 9011.02 129992 Defined 1 129992 TRANSOCEAN COM H8817H100 33.77 650 Other 650 TRANSOCEAN COM H8817H100 1690.99 32544 Defined 1 32544 TREDEGAR COM 894650100 418.84 14227 Defined 1 14227 TRW AUTOMOTIVE COM 87264S106 336.44 6117 Defined 1 6117 UBS AG ADR COM H89231338 271.23 17624 Defined 1 17624 ULTRA CLEAN HOLDINGS COM 90385V107 69.49 10690 Other 10690 UNILEVER N V COM 904784709 373.55 9111 Defined 1 9111 UNILEVER PLC ADR COM 904767704 466.03 11033 Defined 1 11033 UNION PACIFIC COM 907818108 541.73 3804 Defined 1 3804 USANA COM 90328M107 362.48 7500 Other 7500 VALE SA ADR COM 91912E105 34.58 2000 Other 2000 VALE SA-SP ADR COM 91912E105 512.30 29630 Defined 1 29630 VALEANT PHARM INTL COM 91911K102 1.95 26 Other 26 VALEANT PHARMA COM 91911K102 823.19 10973 Defined 1 10973 VALERO ENERGY COM 91913Y100 508.53 11179 Defined 1 11179 VALUECLICK COM 92046N102 843.35 28530 Defined 1 28530 VANGUARD REIT ETF COM 922908553 528.98 7500 Other 7500 VARIAN MEDICAL SYS COM 92220P105 886.46 12312 Defined 1 12312 VERISK ANALYTICS COM 92345Y106 764.89 12413 Defined 1 12413 VERIZON COMM COM 92343V104 205.94 4190 Other 4190 VERIZON COM COM 92343V104 74.86 1523 Defined 1 1523 VERSAR COM 925297103 50.34 11600 Other 11600 VIRGIN MEDIA COM 92769L101 1761.21 35965 Other 35965 VISA COM 92826C839 717.74 4226 Defined 1 4226 VODAFONE GROUP ADR CALL92857W209 39.76 1400C Other 1400 VODAFONE GROUP ADR COM 92857W209 65.12 2293 Other 2293 VODAFONE GROUP PLC COM 92857W209 10928.9 384822 Defined 1 384822 VONAGE HOLDINGS COM 92886T201 32.95 11400 Other 11400 WABTEC CORP COM 929740108 659.73 6461 Defined 1 6461 WADDELL & REED COM 930059100 555.13 12680 Defined 1 12680 WAL-MART STORES COM 931142103 37.04 495 Defined 1 495 WAL-MART STORES COM 931142103 188.65 2521 Other 2521 WEATHERFORD INT COM H27013103 1048.33 86353 Defined 1 86353 WEATHERFORD INT'L COM H27013103 47.02 3873 Other 3873 WELLPOINT COM 94973V107 1331.22 20100 Other 20100 WEST COAST BANCRP COM 952145209 278.61 11475 Other 11475 WESTERN DIGITAL COM 958102105 7.74 154 Defined 1 154 WESTERN DIGITAL COM 958102105 881.43 17527 Other 17527 WESTERN UNION COM 959802109 18120.21204807 Defined 1 1204807 WESTERN UNION COM 959802109 633.65 42131 Other 42131 WESTFIELD FINANCIAL COM 96008P104 200.38 25756 Other 25756 WET SEAL COM 961840105 100.22 33186 Other 33186 WHITE MOUNTAINS INS COM G9618E107 496.23 875 Defined 1 875 WILLIS GROUP HOLDING COM G96666105 385.90 9772 Defined 1 9772 WMS INDUSTRIES COM 929297109 662.97 26298 Other 26298 WORLD FUEL SERVICES COM 981475106 498.05 12539 Defined 1 12539 WPP GROUP ADR COM 92937A102 344.52 4300 Defined 1 4300 WPX ENERGY COM 98212B103 251.53 15701 Other 15701 XEROX COM 984121103 15.69 1824 Defined 1 1824 XEROX COM 984121103 369.59 42975 Other 42975 XILINX COM 983919101 240.81 6309 Other 6309 ZYNGA INC COM 98986T108 57.60 17143 Other 17143