The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 65,910 | 3,547,365 | SH | SOLE | 3,547,365 | 0 | 0 | ||
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 42,054 | 2,263,382 | SH | DFND | 1 | 0 | 2,263,382 | 0 | |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 45,132 | 2,429,051 | SH | DFND | 2 | 0 | 2,429,051 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 29,760 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | ||
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 4,934 | 663,201 | SH | DFND | 1 | 0 | 663,201 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 62,280 | 8,370,968 | SH | DFND | 2 | 0 | 8,370,968 | 0 | |
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 6,583 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 5,599 | 1,110,931 | SH | DFND | 1 | 0 | 1,110,931 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 17,320 | 980,772 | SH | DFND | 1 | 0 | 980,772 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 993 | 56,249 | SH | DFND | 2 | 0 | 56,249 | 0 | |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 3,064 | 1,326,203 | SH | DFND | 1 | 0 | 1,326,203 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 8,681 | 604,981 | SH | DFND | 1 | 0 | 604,981 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 7,555 | 604,408 | SH | DFND | 1 | 0 | 604,408 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 55,195 | 4,415,634 | SH | DFND | 2 | 0 | 4,415,634 | 0 | |
| SOUFUN HLDGS LTD | ADR | 836034108 | 50,223 | 8,370,470 | SH | DFND | 2 | 0 | 8,370,470 | 0 | |
| SOUFUN HLDGS LTD | NOTE | 836034AB4 | 46,540 | 52,000,000 | SH | DFND | 2 | 0 | 52,000,000 | 0 | |
| SINA CORP | ORD | G81477104 | 8,179 | 254,323 | SH | DFND | 1 | 0 | 254,323 | 0 | |
| SINA CORP | ORD | G81477104 | 51,413 | 1,598,654 | SH | DFND | 2 | 0 | 1,598,654 | 0 | |
| SINA CORP | NOTE | 82922RAD5 | 108,799 | 120,000,000 | SH | DFND | 2 | 0 | 120,000,000 | 0 | |
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 1,412 | 51,614 | SH | DFND | 2 | 0 | 51,614 | 0 | |
| CHINA YUCHAI INTL LTD | COM | G21082105 | 19,616 | 993,711 | SH | DFND | 2 | 0 | 993,711 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 29,367 | 573,577 | SH | DFND | 2 | 0 | 573,577 | 0 | |
| SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 3,996 | 187,691 | SH | DFND | 2 | 0 | 187,691 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 37,452 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 139,737 | 1,678,725 | SH | DFND | 0 | 1,678,725 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 20,011 | 375,224 | SH | DFND | 2 | 0 | 375,224 | 0 | |
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 8,135 | 2,291,971 | SH | DFND | 2 | 0 | 2,291,971 | 0 | |
| CHECK CAP LTD | SHS | M2361E112 | 3,667 | 666,667 | SH | DFND | 0 | 666,667 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 333 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| YANDEX NV | NOTE | 98474TAB3 | 16,500 | 20,000,000 | SH | DFND | 2 | 0 | 20,000,000 | 0 | |