The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Athlon Energy Inc | COM | 047477104 | 1,469,706 | 25,239,672 | SH | DFND | 2 | 0 | 25,239,672 | 0 | |
Advanced Emissions Soluts In | COM | 00770C101 | 12,563 | 590,628 | SH | DFND | 1 | 0 | 590,628 | 0 | |
Altisource Portfolio Solns S | COM | L0175J954 | 5,040 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
Apollo Coml Real Est Fin Inc | COM | 03762U105 | 9,447 | 601,309 | SH | DFND | 1 | 0 | 601,309 | 0 | |
Apollo Residential Mtg Inc | COM | 03763V102 | 2,856 | 185,085 | SH | DFND | 1 | 0 | 185,085 | 0 | |
Apollo Tactical Income Fd In | COM | 037638103 | 1,730 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
Ares Cap Corp | COM | 04010L103 | 3,232 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
Avon Prods Inc | COM | 054303952 | 6,300 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
Baltic Trading Limited | COM | Y0553W103 | 9,587 | 2,315,717 | SH | DFND | 1 | 0 | 2,315,717 | 0 | |
Cliffs Nat Res Inc | COM | 18683K951 | 3,114 | 300,000 | SH | Put | DFND | 1 | 0 | 300,000 | 0 |
Eagle Bulk Shipping Inc | SHS NEW | Y2187A119 | 768 | 837,199 | SH | DFND | 1 | 0 | 837,199 | 0 | |
EP Energy Corp | CL A | 268785102 | 1,968,182 | 112,596,207 | SH | DFND | 2 | 0 | 112,596,207 | 0 | |
Houghton Mifflin Harcourt Co | COM | 44157R109 | 79,085 | 4,068,146 | SH | DFND | 1,2 | 0 | 4,068,146 | 0 | |
iShares | IBOXX HI YD ETF | 464288953 | 174,705 | 1,900,000 | SH | Put | DFND | 1 | 0 | 1,900,000 | 0 |
iShares | U.S. REAL ES ETF | 464287909 | 17,300 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
iShares | U.S. REAL ES ETF | 464287959 | 6,920 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
iStar Finl Inc | NOTE 3.000%11/1 | 45031UBR1 | 21,546 | 16,878,000 | PRN | DFND | 1 | 0 | 16,878,000 | 0 | |
iStar Finl Inc | COM | 45031U101 | 9,150 | 677,753 | SH | DFND | 1 | 0 | 677,753 | 0 | |
iStar Finl Inc | COM | 45031U901 | 20,250 | 1,500,000 | SH | Call | DFND | 1 | 0 | 1,500,000 | 0 |
Penney J C Inc | COM | 708160956 | 5,020 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
Kohls Corp | COM | 500255954 | 12,206 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
Loral Space & Communicatns I | COM | 543881906 | 1,795 | 25,000 | SH | Call | DFND | 1 | 0 | 25,000 | 0 |
Loral Space & Communicatns I | COM | 543881906 | 3,591 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
Midstates Pete Co Inc | COM | 59804T100 | 1,829 | 362,100 | SH | DFND | 1 | 0 | 362,100 | 0 | |
Molycorp Inc Del | NOTE 5.500% 2/0 | 608753AF6 | 4,386 | 12,442,000 | PRN | DFND | 1 | 0 | 12,442,000 | 0 | |
Molycorp Inc Del | NOTE 3.250% 6/1 | 608753AA7 | 83,259 | 132,420,000 | PRN | DFND | 1 | 0 | 132,420,000 | 0 | |
Molycorp Inc Del | COM | 608753959 | 1,905 | 1,601,000 | SH | Put | DFND | 1 | 0 | 1,601,000 | 0 |
Navios Maritime Holdings Inc | COM | Y62196903 | 3,000 | 500,000 | SH | Call | DFND | 1 | 0 | 500,000 | 0 |
Neustar Inc | CL A | 64126X951 | 7,573 | 305,000 | SH | Put | DFND | 1 | 0 | 305,000 | 0 |
Nokia Corp | SPONSORED ADR | 654902954 | 12,690 | 1,500,000 | SH | Put | DFND | 1 | 0 | 1,500,000 | 0 |
Northstar Ass Mgmt Group I | COM | 66705Y904 | 4,605 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
Quiksilver Inc | COM | 74838C956 | 1,720 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
Radioshack Corp | COM | 750438953 | 904 | 912,900 | SH | Put | DFND | 1 | 0 | 912,900 | 0 |
Sears Hldgs Corp | COM | 812350956 | 19,427 | 779,100 | SH | Put | DFND | 1 | 0 | 779,100 | 0 |
Sinclair Broadcast Group Inc | CL A | 829226909 | 6,523 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 356,606 | 1,810,000 | SH | Put | DFND | 1 | 0 | 1,810,000 | 0 |
Staples Inc | COM | 855030102 | 3,025 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
Staples Inc | COM | 855030902 | 12,100 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
Taminco Corp | COM | 87509U106 | 931,985 | 35,708,219 | SH | DFND | 2 | 0 | 35,708,219 | 0 | |
Time Inc New | COM | 887228954 | 23,430 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
Walter Energy Inc | COM | 93317Q955 | 2,340 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
Walter Energy Inc | COM | 93317Q905 | 2,340 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | 26,803 | 32,100,000 | PRN | DFND | 1 | 0 | 32,100,000 | 0 | |
Weight Watchers Intl Inc New | COM | 948626956 | 13,720 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
Western Un Co | COM | 959802109 | 8,020 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
Winthrop Rlty Tr | SH BEN INT NEW | 976391300 | 39,047 | 2,591,021 | SH | DFND | 1 | 0 | 2,591,021 | 0 | |
Verso Paper Corp | COM | 92531L108 | 128,070 | 40,021,787 | SH | DFND | 2 | 0 | 40,021,787 | 0 | |
Noranda Alum Hldg Corp | COM | 65542W107 | 103,237 | 22,840,000 | SH | DFND | 2 | 0 | 22,840,000 | 0 | |
Rexnord Corp New | COM | 76169B102 | 419,041 | 14,729,045 | SH | DFND | 2 | 0 | 14,729,045 | 0 | |
Caesars Entmt Corp | COM | 127686103 | 333,311 | 26,495,302 | SH | DFND | 2 | 0 | 26,495,302 | 0 | |
Caesars Acquisition Co | CL A | 12768T103 | 265,114 | 27,995,124 | SH | DFND | 2 | 0 | 27,995,124 | 0 | |
Sprouts Fmrs Mkt Inc | COM | 85208M102 | 1,004,225 | 33,385,538 | SH | DFND | 2 | 0 | 33,385,538 | 0 | |
Norwegian Cruise Line Hldgs | SHS | G66721104 | 1,404,829 | 39,745,334 | SH | DFND | 2 | 0 | 39,745,334 | 0 | |
Relm Wireless Corp | COM | 759525108 | 975 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | 2,859 | 1,150,000 | PRN | DFND | 1 | 0 | 1,150,000 | 0 | |
Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | 7,354 | 4,600,000 | PRN | DFND | 1 | 0 | 4,600,000 | 0 | |
Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | 14,014 | 3,000,000 | PRN | DFND | 1 | 0 | 3,000,000 | 0 | |
Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | 4,684 | 3,800,000 | PRN | DFND | 1 | 0 | 3,800,000 | 0 | |
Intel Corp | SDCV 2.950%12/1 | 458140AD2 | 11,475 | 9,000,000 | PRN | DFND | 1 | 0 | 9,000,000 | 0 | |
Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | 4,351 | 4,100,000 | PRN | DFND | 1 | 0 | 4,100,000 | 0 | |
Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | 4,461 | 4,350,000 | PRN | DFND | 1 | 0 | 4,350,000 | 0 | |
Novellus Sys Inc | NOTE 2.625% 5/1 | 670008AD3 | 13,980 | 6,400,000 | PRN | DFND | 1 | 0 | 6,400,000 | 0 | |
Old Rep Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | 1,528 | 1,300,000 | PRN | DFND | 1 | 0 | 1,300,000 | 0 | |
Priceline Com Inc | DEBT 1.000% 3/1 | 741503AQ9 | 10,940 | 8,100,000 | PRN | DFND | 1 | 0 | 8,100,000 | 0 | |
Prologis | NOTE 3.250% 3/1 | 74340XAT8 | 3,161 | 3,000,000 | PRN | DFND | 1 | 0 | 3,000,000 | 0 | |
Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | 3,926 | 3,800,000 | PRN | DFND | 1 | 0 | 3,800,000 | 0 | |
Teva Pharmaceutical Inds Ltd | DBCV 0.250% 2/0 | 88163VAE9 | 4,897 | 3,800,000 | PRN | DFND | 1 | 0 | 3,800,000 | 0 | |
Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | 11,563 | 7,000,000 | PRN | DFND | 1 | 0 | 7,000,000 | 0 | |
Wells Fargo & Co New | PERP PFD CNV A | 949746804 | 4,811 | 4,000 | PRN | DFND | 1 | 0 | 4,000 | 0 | |
Xilinx Inc | NOTE 2.625%6/1 | 983919AF8 | 7,428 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | |
Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | 4,708 | 4,500,000 | PRN | DFND | 1 | 0 | 4,500,000 | 0 | |
BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | 4,653 | 4,400,000 | PRN | DFND | 1 | 0 | 4,400,000 | 0 | |
E M C Corp Mass | COM | 268648102 | 2,055 | 70,225 | SH | DFND | 1 | 0 | 70,225 | 0 |