0000315498-13-000002.txt : 20130410 0000315498-13-000002.hdr.sgml : 20130410 20130410113001 ACCESSION NUMBER: 0000315498-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 EFFECTIVENESS DATE: 20130410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 13752821 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 mar13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADD NEW HOLDINGS ENTRIES INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT: GOFEN AND GLOSSBERG, L.L.C. 455 CITYFRONT PLAZA SUITE 3000 CHICAGO, IL 60611 13F FILE NUMBER: 28-1240 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME : MARK BROWN TITLE : COMPLIANCE OFFICER PHONE : 312-832-1534 SIGNATURE, PLACE, AND DATE OF SIGNING: MARK BROWN CHICAGO, ILLINOIS December 31, 2012 REPORT TYPE (CHECK ONLY ONE.) : [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13 COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER : I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 494 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,805,058,000 LIST OF OTHER INCLUDED MANAGERS: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Hologic Cvt CONV 436440AA9 1059 1055000 PRN Sole 25000 1030000 3M Company COM 88579Y101 12872 121080 SH Sole 938 120142 Abbott Laboratories COM 002824100 9868 279388 SH Sole 1520 277868 AbbVie COM 00287Y109 11533 282806 SH Sole 1920 280886 Accenture Plc Cl A COM G1151C101 175 2300 SH Sole 2300 Actuant Cl A COM 00508X203 361 11784 SH Sole 11784 Adobe Systems COM 00724F101 1822 41875 SH Sole 1100 40775 Advance Auto Parts COM 00751Y106 405 4900 SH Sole 4900 AFLAC COM 001055102 16 300 SH Sole 300 AGL Resources Inc COM 001204106 2712 64638 SH Sole 3322 61316 Allergan COM 018490102 12316 110326 SH Sole 4960 105366 Alliant Energy COM 018802108 208 4150 SH Sole 2375 1775 Allstate COM 020002101 2054 41859 SH Sole 41859 Altria Group COM 02209S103 4734 137647 SH Sole 1000 136647 Amazon.com COM 023135106 888 3332 SH Sole 3332 American Express COM 025816109 31171 462068 SH Sole 12640 449428 American International Group COM 026874784 9 224 SH Sole 15 209 Americas Power Partners COM 03061A107 0 56382 SH Sole 56382 Ameriprise Financial COM 03076C106 499 6772 SH Sole 6772 AMETEK COM 031100100 1465 33787 SH Sole 33787 Amgen COM 031162100 2626 25619 SH Sole 200 25419 Analog Devices COM 032654105 3461 74440 SH Sole 1200 73240 ANSYS COM 03662Q105 326 4005 SH Sole 4005 Apache Corporation COM 037411105 138 1790 SH Sole 1790 Apple COM 037833100 13596 30714 SH Sole 500 30214 Applied Materials COM 038222105 191 14200 SH Sole 14200 Applied Nanotech Holdings COM 03824B103 1 12000 SH Sole 12000 AptarGroup COM 038336103 2818 49131 SH Sole 2300 46831 AT&T COM 00206R102 10484 285752 SH Sole 2800 282952 Automatic Data Processing COM 053015103 1766 27161 SH Sole 27161 Baker Hughes COM 057224107 285 6138 SH Sole 6138 Bank of America COM 060505104 622 51047 SH Sole 65 50982 Bank of New York Mellon Corp COM 064058100 3495 124849 SH Sole 555 124294 Baxter International COM 071813109 897 12349 SH Sole 2000 10349 BB&T COM 054937107 8450 269204 SH Sole 7971 261233 BCE COM 05534B760 406 8693 SH Sole 8693 Beam Inc COM 073730103 544 8562 SH Sole 8562 Becton Dickinson COM 075887109 504 5274 SH Sole 500 4774 Bed Bath & Beyond COM 075896100 1432 22231 SH Sole 600 21631 Berkshire Hathaway Cl A COM 084670108 5314 34 SH Sole 34 Berkshire Hathaway Cl B COM 084670702 12919 123980 SH Sole 4450 119530 BlackRock COM 09247X101 1001 3898 SH Sole 3898 Boeing COM 097023105 12564 146345 SH Sole 4404 141941 BP Prudhoe Bay Royalty Trust S COM 055630107 233 2791 SH Sole 2791 Bristol-Myers Squibb COM 110122108 1608 39027 SH Sole 39027 C.H. 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