0000315498-13-000002.txt : 20130410
0000315498-13-000002.hdr.sgml : 20130410
20130410113001
ACCESSION NUMBER: 0000315498-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130410
DATE AS OF CHANGE: 20130410
EFFECTIVENESS DATE: 20130410
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 13752821
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
mar13.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : MARK BROWN
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1534
SIGNATURE, PLACE, AND DATE OF SIGNING:
MARK BROWN CHICAGO, ILLINOIS December 31, 2012
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 494
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,805,058,000
LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Hologic Cvt CONV 436440AA9 1059 1055000 PRN Sole 25000 1030000
3M Company COM 88579Y101 12872 121080 SH Sole 938 120142
Abbott Laboratories COM 002824100 9868 279388 SH Sole 1520 277868
AbbVie COM 00287Y109 11533 282806 SH Sole 1920 280886
Accenture Plc Cl A COM G1151C101 175 2300 SH Sole 2300
Actuant Cl A COM 00508X203 361 11784 SH Sole 11784
Adobe Systems COM 00724F101 1822 41875 SH Sole 1100 40775
Advance Auto Parts COM 00751Y106 405 4900 SH Sole 4900
AFLAC COM 001055102 16 300 SH Sole 300
AGL Resources Inc COM 001204106 2712 64638 SH Sole 3322 61316
Allergan COM 018490102 12316 110326 SH Sole 4960 105366
Alliant Energy COM 018802108 208 4150 SH Sole 2375 1775
Allstate COM 020002101 2054 41859 SH Sole 41859
Altria Group COM 02209S103 4734 137647 SH Sole 1000 136647
Amazon.com COM 023135106 888 3332 SH Sole 3332
American Express COM 025816109 31171 462068 SH Sole 12640 449428
American International Group COM 026874784 9 224 SH Sole 15 209
Americas Power Partners COM 03061A107 0 56382 SH Sole 56382
Ameriprise Financial COM 03076C106 499 6772 SH Sole 6772
AMETEK COM 031100100 1465 33787 SH Sole 33787
Amgen COM 031162100 2626 25619 SH Sole 200 25419
Analog Devices COM 032654105 3461 74440 SH Sole 1200 73240
ANSYS COM 03662Q105 326 4005 SH Sole 4005
Apache Corporation COM 037411105 138 1790 SH Sole 1790
Apple COM 037833100 13596 30714 SH Sole 500 30214
Applied Materials COM 038222105 191 14200 SH Sole 14200
Applied Nanotech Holdings COM 03824B103 1 12000 SH Sole 12000
AptarGroup COM 038336103 2818 49131 SH Sole 2300 46831
AT&T COM 00206R102 10484 285752 SH Sole 2800 282952
Automatic Data Processing COM 053015103 1766 27161 SH Sole 27161
Baker Hughes COM 057224107 285 6138 SH Sole 6138
Bank of America COM 060505104 622 51047 SH Sole 65 50982
Bank of New York Mellon Corp COM 064058100 3495 124849 SH Sole 555 124294
Baxter International COM 071813109 897 12349 SH Sole 2000 10349
BB&T COM 054937107 8450 269204 SH Sole 7971 261233
BCE COM 05534B760 406 8693 SH Sole 8693
Beam Inc COM 073730103 544 8562 SH Sole 8562
Becton Dickinson COM 075887109 504 5274 SH Sole 500 4774
Bed Bath & Beyond COM 075896100 1432 22231 SH Sole 600 21631
Berkshire Hathaway Cl A COM 084670108 5314 34 SH Sole 34
Berkshire Hathaway Cl B COM 084670702 12919 123980 SH Sole 4450 119530
BlackRock COM 09247X101 1001 3898 SH Sole 3898
Boeing COM 097023105 12564 146345 SH Sole 4404 141941
BP Prudhoe Bay Royalty Trust S COM 055630107 233 2791 SH Sole 2791
Bristol-Myers Squibb COM 110122108 1608 39027 SH Sole 39027
C.H. Robinson Worldwide COM 12541W209 832 14000 SH Sole 200 13800
Campbell Soup COM 134429109 565 12450 SH Sole 12450
Canadian Pacific Railway Ltd COM 13645T100 346 2650 SH Sole 2650
Cardinal Health COM 14149Y108 548 13178 SH Sole 13178
Carnival COM 143658300 17 500 SH Sole 500
Caterpillar COM 149123101 17445 200590 SH Sole 3427 197163
CBOE Holdings COM 12503M108 290 7847 SH Sole 7847
CBS Cl B COM 124857202 25 525 SH Sole 525
Celgene COM 151020104 31371 270653 SH Sole 10110 260543
Central Illinois Bancorp COM 0 26750 SH Sole 26750
Ceres COM 156773103 35 10000 SH Sole 10000
Charles Schwab COM 808513105 1504 85016 SH Sole 8000 77016
Chevron COM 166764100 25781 216972 SH Sole 6923 210048
Chubb COM 171232101 4576 52275 SH Sole 50 52225
Cigna COM 125509109 767 12300 SH Sole 12300
Cisco Systems COM 17275R102 6874 329001 SH Sole 15650 313351
Citigroup COM 172967424 327 7386 SH Sole 7386
Clorox COM 189054109 300 3392 SH Sole 100 3292
CME Group COM 12572Q105 686 11170 SH Sole 11170
CMG Holdings Group COM 125749101 0 10100 SH Sole 10100
Coach COM 189754104 939 18790 SH Sole 18790
Coca-Cola COM 191216100 22711 561608 SH Sole 8350 553258
Cognizant Tech Solutions COM 192446102 216 2825 SH Sole 2825
Colgate-Palmolive COM 194162103 10966 92905 SH Sole 1400 91505
Comcast Cl A COM 20030N101 5347 127365 SH Sole 127365
Comcast Spec Com Cl A COM 20030N200 22015 555786 SH Sole 19861 535925
ConocoPhillips COM 20825C104 2818 46893 SH Sole 195 46698
Consolidated Edison COM 209115104 424 6949 SH Sole 6949
Copart COM 217204106 323 9420 SH Sole 9420
CopyTele COM 217721109 2 10000 SH Sole 10000
Corning COM 219350105 31 2322 SH Sole 2322
Costco Wholesale COM 22160K105 10573 99646 SH Sole 5100 94546
Coventry Health Care COM 222862104 190 4050 SH Sole 4050
Covidien Plc COM G2554F113 388 5722 SH Sole 5722
Crown Castle International COM 228227104 250 3595 SH Sole 3595
Cummins COM 231021106 2672 23069 SH Sole 23069
CVS/Caremark Corp COM 126650100 204 3711 SH Sole 3711
Danaher COM 235851102 9293 149526 SH Sole 2800 146726
Deere & Co COM 244199105 9391 109219 SH Sole 3300 105919
Defentect Group COM 244639100 0 23000 SH Sole 23000
DiaSys COM 252838107 0 20000 SH Sole 20000
DIRECTV Cl A COM 25490A309 2447 43235 SH Sole 43235
Discovery Communications A COM 25470F104 231 2933 SH Sole 2933
Discovery Communications C COM 25470F302 181 2607 SH Sole 2607
Disney Walt COM 254687106 22032 387894 SH Sole 10345 377549
Dominion Resources/VA COM 25746U109 3103 53333 SH Sole 300 53033
Dover COM 260003108 875 12000 SH Sole 12000
Dow Chemical COM 260543103 428 13448 SH Sole 13448
DTE Energy COM 233331107 267 3913 SH Sole 3913
Du Pont E I COM 263534109 13057 265601 SH Sole 14707 250894
Duke Energy COM 26441C204 1037 14286 SH Sole 14286
Dun & Bradstreet COM 26483E100 676 8080 SH Sole 8080
eBay COM 278642103 3393 62575 SH Sole 200 62375
Ecolab COM 278865100 15488 193160 SH Sole 6428 186731
ECOtality COM 27922Y202 94 100000 SH Sole 100000
EMC COM 268648102 11658 488000 SH Sole 26370 461630
Emerson Electric COM 291011104 11972 214276 SH Sole 8021 206255
EnCana COM 292505104 84 4312 SH Sole 4312
Entergy COM 29364G103 994 15715 SH Sole 15715
EOG Resources COM 26875P101 359 2800 SH Sole 2800
EPL Technologies COM 268920204 0 41000 SH Sole 41000
EQT Corporation COM 26884L109 333 4921 SH Sole 4921
Estee Lauder Cl A COM 518439104 2666 41639 SH Sole 1420 40219
Everest Re Group Ltd COM G3223R108 258 1987 SH Sole 1987
ExamWorks Group COM 30066A105 237 13666 SH Sole 13666
Exelon COM 30161N101 393 11385 SH Sole 11385
Express Scripts Hldgs COM 30219G108 292 5076 SH Sole 5076
Exxon Mobil COM 30231G102 59636 661809 SH Sole 11244 650565
First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000
First Republic Bank COM 33616C100 244 6310 SH Sole 6310
FirstEnergy COM 337932107 204 4827 SH Sole 4827
Fiserv COM 337738108 7542 85845 SH Sole 4069 81776
FMC Technologies COM 30249U101 365 6705 SH Sole 6705
Franklin Resources COM 354613101 400 2650 SH Sole 2650
Gannett COM 364730101 100 4560 SH Sole 4560
General Dynamics COM 369550108 119 1692 SH Sole 1692
General Electric COM 369604103 42173 1824085 SH Sole 36196 1787889
General Mills COM 370334104 812 16472 SH Sole 16472
Gilead Sciences COM 375558103 14179 289726 SH Sole 5600 284126
Goldman Sachs Group COM 38141G104 96 650 SH Sole 650
Google Cl A COM 38259P508 14497 18254 SH Sole 720 17534
Grainger W W COM 384802104 9244 41090 SH Sole 300 40790
Hanesbrands COM 410345102 627 13760 SH Sole 13760
Heinz H J COM 423074103 454 6277 SH Sole 6277
Hershey Company COM 427866108 2134 24380 SH Sole 100 24280
Hewlett-Packard COM 428236103 178 7450 SH Sole 500 6950
Hexcel Corp COM 428291108 261 9000 SH Sole 9000
Hologic COM 436440101 468 20725 SH Sole 20725
Home Depot COM 437076102 5775 82758 SH Sole 5775 76983
Honeywell International COM 438516106 16585 220100 SH Sole 9640 210460
Horizon Bancorp Indiana COM 440407104 341 16889 SH Sole 16889
Hospira COM 441060100 151 4610 SH Sole 4610
IDEX COM 45167R104 4502 84269 SH Sole 84269
Illinois Tool Works COM 452308109 1635 26824 SH Sole 200 26624
Integrys Energy Group COM 45822P105 383 6579 SH Sole 6579
Intel COM 458140100 5543 253841 SH Sole 3700 250141
Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000
IntercontinentalExchange COM 45865V100 3965 24314 SH Sole 2000 22314
International Business Machine COM 459200101 77933 365368 SH Sole 4647 360721
International Game Technology COM 459902102 51 3100 SH Sole 3100
International Paper COM 460146103 172 3700 SH Sole 3700
Interpublic Group Cos COM 460690100 15 1129 SH Sole 1129
Intuitive Surgical COM 46120E602 295 600 SH Sole 600
Isis Pharmaceuticals COM 464330109 371 21880 SH Sole 21880
Johnson & Johnson COM 478160104 48790 598425 SH Sole 12478 585947
JPMorgan Chase & Co COM 46625H100 40020 843237 SH Sole 18629 824608
Kansas City Southern COM 485170302 8259 74475 SH Sole 1300 73175
Kellogg COM 487836108 177 2751 SH Sole 2751
Kimberly Clark COM 494368103 9084 92714 SH Sole 4307 88407
Kodiak Oil & Gas COM 50015Q100 209 22970 SH Sole 22970
Kohls COM 500255104 289 6270 SH Sole 6270
Koninklijke Philips Electronic COM 500472303 2163 73203 SH Sole 73203
Kraft Foods Group COM 50076Q106 16583 321820 SH Sole 12490 309330
Ladenburg Thalmann Finl Svcs COM 50575Q102 33 20000 SH Sole 20000
Leeward Capital COM 52459E106 1212 30000 SH Sole 30000
Leggett & Platt COM 524660107 243 7200 SH Sole 7200
Liberty Global-A COM 530555101 467 6362 SH Sole 6362
Liberty Global-C COM 530555309 437 6362 SH Sole 6362
Liberty Interactive Cl A COM 53071M104 751 35138 SH Sole 35138
Liberty Media Cl A COM 531229102 514 4608 SH Sole 4608
Life Technologies COM 53217V109 176 2725 SH Sole 2725
Lilly Eli COM 532457108 1610 28357 SH Sole 28357
Lincoln National COM 534187109 262 8023 SH Sole 8023
Littelfuse COM 537008104 187 2750 SH Sole 2750
LKQ Corporation COM 501889208 139 6400 SH Sole 6400
Lockheed Martin COM 539830109 7027 72804 SH Sole 1700 71104
Lowe's Companies COM 548661107 949 25019 SH Sole 25019
Lululemon Athletica COM 550021109 106 1700 SH Sole 1700
Macy's COM 55616P104 661 15804 SH Sole 15804
Markel COM 570535104 559 1111 SH Sole 1111
Marriott International Cl A COM 571903202 17 403 SH Sole 403
MasterCard Cl A COM 57636Q104 116 215 SH Sole 215
MB Financial COM 55264U108 2101 86923 SH Sole 86923
McCormick Non-Voting COM 579780206 12817 174260 SH Sole 125 174135
McDonalds COM 580135101 39275 393971 SH Sole 3348 390623
McGraw Hill Companies COM 580645109 163 3125 SH Sole 3125
McKesson HBOC COM 58155Q103 145 1340 SH Sole 1340
Mead Johnson Nutrition COM 582839106 258 3328 SH Sole 3328
Medtronic COM 585055106 539 11477 SH Sole 11477
MEMC Electronic Materials COM 552715104 66 15000 SH Sole 15000
Merck COM 58933Y105 11177 252872 SH Sole 5000 247872
MetLife COM 59156R108 14010 368491 SH Sole 4025 364466
Microsoft COM 594918104 30629 1070756 SH Sole 24525 1046231
Mondelez Intl COM 609207105 6148 200806 SH Sole 1892 198914
Monsanto COM 61166W101 9551 90417 SH Sole 3800 86617
Motorola Solutions COM 620076307 110 1714 SH Sole 42 1672
MSCI COM 55354G100 479 14125 SH Sole 14125
Murphy Oil COM 626717102 2080 32635 SH Sole 32635
MVC Capital COM 553829102 170 13250 SH Sole 13250
Mylan Laboratories COM 628530107 1143 39464 SH Sole 39464
National-Oilwell Varco COM 637071101 18188 257081 SH Sole 8850 248231
NetFlix COM 64110L106 218 1150 SH Sole 1150
Newell Rubbermaid COM 651229106 3575 136955 SH Sole 8300 128655
NextEra Energy COM 65339F101 673 8664 SH Sole 8664
Nike Cl B COM 654106103 9900 167764 SH Sole 7870 159894
Noble Energy COM 655044105 562 4862 SH Sole 400 4462
Nordstrom COM 655664100 658 11918 SH Sole 11918
Norfolk Southern COM 655844108 233 3025 SH Sole 3025
Northern Trust COM 665859104 9479 173742 SH Sole 1700 172042
Northrop Grumman COM 666807102 598 8529 SH Sole 400 8129
Nymox Pharmaceutical COM 67076P102 135 25000 SH Sole 25000
NYSE Euronext COM 629491101 1680 43476 SH Sole 43476
Occidental Petroleum COM 674599105 538 6859 SH Sole 6859
Old Republic International COM 680223104 92 7244 SH Sole 7244
Omnicare COM 681904108 0 10 SH Sole 10
ONEOK COM 682680103 290 6090 SH Sole 6090
Oracle COM 68389X105 6525 201812 SH Sole 8445 193367
Paychex COM 704326107 1868 53286 SH Sole 250 53036
PepsiCo COM 713448108 35901 453809 SH Sole 9067 444742
Perrigo Company COM 714290103 1326 11165 SH Sole 175 10990
Pfizer COM 717081103 13619 471908 SH Sole 11027 460881
Philip Morris International COM 718172109 14098 152064 SH Sole 5845 146219
Phillips 66 COM 718546104 603 8623 SH Sole 8623
PNC Financial Services Group COM 693475105 1299 19533 SH Sole 19533
Polypore International COM 73179V103 393 9790 SH Sole 9790
PPG Industries COM 693506107 335 2500 SH Sole 2500
PPL COM 69351T106 6319 201829 SH Sole 7815 194014
Praxair COM 74005P104 3407 30548 SH Sole 1050 29498
Precision Castparts COM 740189105 220 1160 SH Sole 1160
Priceline.com COM 741503403 37 54 SH Sole 54
Procter & Gamble COM 742718109 65448 849312 SH Sole 14597 834715
Progressive Ohio COM 743315103 310 12248 SH Sole 12248
Prudential Financial COM 744320102 4129 70003 SH Sole 5680 64323
QUALCOMM COM 747525103 41062 613419 SH Sole 19309 594111
Quicksilver Resources COM 74837R104 0 37 SH Sole 37
RBC Bearings COM 75524B104 666 13175 SH Sole 13175
Rogers Communications Cl B COM 775109200 192 3762 SH Sole 3762
Ross Stores COM 778296103 533 8800 SH Sole 8800
Salesforce.com COM 79466L302 254 1423 SH Sole 1423
SCANA COM 80589M102 189 3700 SH Sole 3700
Schlumberger Ltd COM 806857108 29928 399620 SH Sole 9015 390605
Scripps Network Interactive-A COM 811065101 188 2929 SH Sole 2929
Sempra Energy COM 816851109 313 3915 SH Sole 3915
Sherwin Williams COM 824348106 1097 6494 SH Sole 6494
Sigma-Aldrich COM 826552101 730 9400 SH Sole 9400
Sirius XM Radio COM 82967N108 65 21076 SH Sole 21076
Smucker J M COM 832696405 29 292 SH Sole 3 289
Southern Company COM 842587107 667 14208 SH Sole 14208
Southwestern Energy COM 845467109 7633 204865 SH Sole 4900 199965
Spectra Energy COM 847560109 354 11513 SH Sole 11513
SPX COM 784635104 396 5010 SH Sole 5010
St Jude Medical COM 790849103 217 5369 SH Sole 5369
Stanley Black & Decker COM 854502101 436 5390 SH Sole 5390
Staples COM 855030102 298 22225 SH Sole 22225
Starbucks COM 855244109 17350 304658 SH Sole 9610 295048
State Street Corporation COM 857477103 127 2150 SH Sole 2150
Steiner Leisure Ltd COM P8744Y102 266 5495 SH Sole 5495
Stericycle COM 858912108 660 6215 SH Sole 6215
Stryker COM 863667101 1468 22504 SH Sole 22504
Suncor Energy COM 867224107 122 4057 SH Sole 4057
Sysco COM 871829107 35 1000 SH Sole 1000
T Rowe Price Group COM 74144T108 17 225 SH Sole 225
Target COM 87612E106 16189 236513 SH Sole 8187 228326
Teco Energy COM 872375100 39 2200 SH Sole 2200
Tellabs COM 879664100 4 1862 SH Sole 1862
Teradata COM 88076W103 196 3347 SH Sole 3347
Texas Instruments COM 882508104 583 16427 SH Sole 16427
Thermo Fisher Scientific COM 883556102 29835 390051 SH Sole 11790 378261
TIBCO Software COM 88632Q103 388 19170 SH Sole 19170
Tiffany COM 886547108 5570 80099 SH Sole 80099
Time Warner COM 887317303 688 11942 SH Sole 100 11842
Time Warner Cable COM 88732J207 449 4673 SH Sole 25 4648
TJX Companies COM 872540109 92 1957 SH Sole 1957
Travelers Companies COM 89417E109 8758 104028 SH Sole 5849 98179
U S Bancorp COM 902973304 2975 87675 SH Sole 400 87275
Unilever NV NY Shs COM 904784709 14188 346046 SH Sole 10404 335642
Union Pacific COM 907818108 3521 24721 SH Sole 24721
United Parcel Service Cl B COM 911312106 2423 28205 SH Sole 300 27905
United Technologies COM 913017109 32097 343539 SH Sole 9824 333715
UnitedHealth Group COM 91324P102 295 5164 SH Sole 5164
Valmont Industries COM 920253101 236 1500 SH Sole 1500
Verizon Communications COM 92343V104 8832 179699 SH Sole 2100 177599
Versus Technology COM 925313108 7 48000 SH Sole 48000
Vertex Pharmaceuticals COM 92532F100 272 4950 SH Sole 4950
Viacom Cl B COM 92553P201 355 5770 SH Sole 5770
Viaspace COM 92554W106 1 70000 SH Sole 70000
Visa Class A COM 92826C839 170 1000 SH Sole 1000
Wal Mart Stores COM 931142103 2610 34879 SH Sole 70 34809
Walgreen COM 931422109 5769 121002 SH Sole 675 120327
Washington Post Class B COM 939640108 280 626 SH Sole 626
Waste Management COM 94106L109 2094 53400 SH Sole 900 52500
Waters Corporation COM 941848103 382 4065 SH Sole 4065
Wells Fargo COM 949746101 9622 260113 SH Sole 14079 246034
Westar Energy COM 95709T100 252 7600 SH Sole 7600
Western Union COM 959802109 1245 82758 SH Sole 1000 81758
Williams-Sonoma COM 969904101 1401 27200 SH Sole 27200
Wisconsin Energy COM 976657106 1806 42108 SH Sole 42108
Wyndham Worldwide COM 98310W108 187 2901 SH Sole 2901
Xcel Energy COM 98389B100 89 3005 SH Sole 3005
Yum! Brands COM 988498101 5567 77383 SH Sole 4260 73123
Zimmer Holdings COM 98956P102 441 5863 SH Sole 600 5263
Energy Transfer Partners LP LTD 29273R109 1750 34525 SH Sole 200 34325
Enterprise Products Partners L LTD 293792107 1424 23624 SH Sole 23624
Genesis Energy LP LTD 371927104 333 6900 SH Sole 6900
Holly Energy Partners LP LTD 435763107 260 6480 SH Sole 6480
Kinder Morgan Energy Partners LTD 494550106 2412 26874 SH Sole 125 26749
Magellan Midstream Partners LP LTD 559080106 321 6000 SH Sole 6000
NuStar Energy LP LTD 67058H102 328 6150 SH Sole 100 6050
ONEOK Partners LP LTD 68268N103 1422 24775 SH Sole 24775
Plains All American Pipeline L LTD 726503105 459 8128 SH Sole 8128
America Movil SAB ADR Ser L COM 02364W105 3130 149328 SH Sole 400 148928
ASML Hldgs NV ADR COM N07059210 733 10777 SH Sole 10777
BHP Billiton Ltd Spon ADR COM 088606108 3139 45874 SH Sole 825 45049
BP PLC Spon ADR COM 055622104 2072 48937 SH Sole 48937
Diageo PLC Spon ADR COM 25243Q205 401 3185 SH Sole 3185
ENI SpA ADR COM 26874R108 1017 22653 SH Sole 1750 20903
GlaxoSmithKline PLC ADS COM 37733W105 4977 106088 SH Sole 5350 100738
HSBC Hldgs PLC Sp ADR COM 404280406 2757 51686 SH Sole 3125 48561
Luxottica Group SpA Spon ADR COM 55068R202 7940 157878 SH Sole 5400 152478
National Grid PLC ADR COM 636274300 15313 263979 SH Sole 6927 257052
Nestle SA Sponsored ADR COM 641069406 31055 428371 SH Sole 6150 422221
Novartis AG ADR COM 66987V109 18497 259649 SH Sole 13388 246261
Royal Dutch Shell PLC ADR-A COM 780259206 4100 62917 SH Sole 800 62117
Royal Dutch Shell PLC ADR-B COM 780259107 200 3000 SH Sole 3000
Sanofi COM 80105N105 184 3600 SH Sole 3600
Siemens AG Sp ADR COM 826197501 980 9090 SH Sole 9090
Syngenta AG ADR COM 87160A100 3574 42670 SH Sole 2120 40550
Telefonica SA ADR COM 879382208 821 60798 SH Sole 60798
Teva Pharmaceutical Industries COM 881624209 13835 348672 SH Sole 5845 342827
Total SA Spon ADR COM 89151E109 3 54 SH Sole 54
Toyota Motor SPON ADR COM 892331307 5 49 SH Sole 49
Unilever PLC Spon ADR COM 904767704 95 2242 SH Sole 2242
Vodafone Group PLC Sp ADR COM 92857W209 16817 592148 SH Sole 20283 571865
Westpac Banking Sponsored ADR COM 961214301 213 1322 SH Sole 1322
Aon PLC COM G0408V102 340 5535 SH Sole 5535
Central Gold Trust COM 153546106 547 9200 SH Sole 9200
DE Master Blenders 1753 NV COM 078049103 149 9735 SH Sole 9735
Ingersoll-Rand PLC COM G47791101 245 4448 SH Sole 4448
iSonea Ltd COM 040181580 2 22200 SH Sole 22200
Lazard Ltd COM G54050102 1892 55425 SH Sole 1400 54025
Nansonics Limited COM Q6499K102 48 90051 SH Sole 90051
Options Media Group Hldgs COM 684008105 0 200000 SH Sole 200000
Pentair LTD COM H6169Q108 222 4217 SH Sole 4217
TE Connectivity Ltd COM H84989104 21 499 SH Sole 499
American Tower REIT COM 03027X100 2360 30683 SH Sole 200 30483
Boston Properties COM 101121101 328 3246 SH Sole 3246
Corporate Office Properties COM 22002T108 1987 74477 SH Sole 1150 73327
Equity Lifestyle Properties COM 29472R108 234 3044 SH Sole 3044
Equity Residential COM 29476L107 2467 44801 SH Sole 741 44060
HCP COM 40414L109 416 8350 SH Sole 8350
Kite Realty Group Trust COM 49803T102 5555 824130 SH Sole 65900 758230
Plum Creek Timber Company COM 729251108 2084 39918 SH Sole 39918
ProLogis COM 74340W103 270 6748 SH Sole 446 6302
Public Storage COM 74460D109 5291 34735 SH Sole 800 33935
Realty Income COM 756109104 177 3900 SH Sole 3900
Simon Property Group COM 828806109 1603 10107 SH Sole 10107
Starwood Hotels & Resorts Worl COM 85590A401 566 8884 SH Sole 8884
Taubman Centers COM 876664103 582 7500 SH Sole 7500
Ventas COM 92276F100 396 5416 SH Sole 5416
Vornado Realty Trust COM 929042109 268 3201 SH Sole 3201
Weyerhaeuser COM 962166104 539 17177 SH Sole 17177
Amer Fds-Cap Wrld Grwth&Inc COM 140543109 63 1593 SH Sole 1593
Amer Fds-Invest Co of Amer A COM 461308108 113 3450 SH Sole 3450
Amer Fds - Fundamental Inv COM 360802821 285 6452 SH Sole 6452
American Fds-New Perspective-A COM 648018109 357 10743 SH Sole 10743
American Fds-Washington Mutual COM 939330106 42 1235 SH Sole 1235
American Grw Fd of Amer 2 COM 399874825 272 7302 SH Sole 7302
Columbia Acorn Fund-Z COM 197199409 4090 122264 SH Sole 122264
Columbia Acorn Intl Fd-Z COM 197199813 1444 33042 SH Sole 33042
Columbia High Yield Muni Fd COM 19765P125 5 487 SH Sole 487
Dodge & Cox Intl Stock Fd COM 256206103 232 6469 SH Sole 6469
Dodge & Cox Stock Fund COM 256219106 701 5168 SH Sole 5168
Doubleline Total Return Bd COM 258620202 454 40076 SH Sole 40076
Dreyfus AMT-Free Muni Bond Fd COM 261969307 310 21694 SH Sole 21694
Dreyfus Municipal Bond Fund COM 26201Q104 467 39203 SH Sole 39203
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Fidelity Fund COM 316153105 181 4619 SH Sole 4619
Fidelity GMNA Fd COM 31617K105 162 13847 SH Sole 13847
Fidelity Growth & Income Fd COM 316389204 23 966 SH Sole 966
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Fidelity Spartan 500 Index COM 315911206 624 11174 SH Sole 11174
Fidelity Spartan 500 Index Fd COM 315911701 2012 36024 SH Sole 36024
Fidelity Spartan Inter Muni In COM 31638R204 77 7256 SH Sole 7256
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Fidelity Value Fund COM 316464106 219 2525 SH Sole 2525
First Eagle Overseas Fd-A COM 32008F101 149 6517 SH Sole 6517
First Eagle US Value Fd A COM 32008F887 293 15460 SH Sole 15460
Franklin H/Y Tax Free Inc COM 354723272 806 73981 SH Sole 73981
Goldman Sachs High Yield Fund COM 38141W679 111 14892 SH Sole 14892
Harbor International Fund COM 411511306 27 419 SH Sole 419
Harris Assoc Oakmark Fund COM 413838103 345 6494 SH Sole 6494
Harris Assoc Oakmark Intl Fd COM 413838202 255 11572 SH Sole 11572
Hussman Strat Gr Fund COM 448108100 117 11155 SH Sole 11155
Janus Fund COM 471023101 237 6922 SH Sole 6922
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John Hancock Val MidCap COM 47803W406 20 1306 SH Sole 1306
Keeley Mid Cap Value Fd COM 487300105 310 23554 SH Sole 23554
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Lord Abbet Sht Dur Income COM 543916464 8 1685 SH Sole 1685
Nuveen H/Y Muni Bd Fd COM 67065Q772 211 12249 SH Sole 12249
Oppenheimer Developing Mkts-A COM 683974109 275 7781 SH Sole 2672 5109
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Pyxis Long/Short Eq Fd COM 430070300 110 10108 SH Sole 10108
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Stone Ridge H/Y Reinsur Risk P COM 861728509 1333 133429 SH Sole 9910 123520
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T Rowe Price Gr Stock Fund COM 741479109 439 10780 SH Sole 10780
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Thornbugr Inv Inc Bld Fd COM 885215558 203 10130 SH Sole 10130
Thornburg Intl Value Fd-I COM 885215566 103 3606 SH Sole 3606
Tweedy Browne Global Value Fd COM 901165100 506 20157 SH Sole 20157
Tweedy Browne Value Fund COM 901165209 148 6827 SH Sole 6827
Vanguard 500 Index Fd Signal COM 922908496 407 3406 SH Sole 3406
Vanguard GNMA Fd-Inv COM 922031307 2122 195546 SH Sole 195546
Vanguard GNMA Fd - Adm COM 922031794 6031 555889 SH Sole 555889
Vanguard Index 500 Fund COM 922908108 231 1598 SH Sole 1598
Vanguard Inflat Protect Sec AD COM 922031737 242 8538 SH Sole 8538
Vanguard Inflat Protected Sec COM 922031869 302 20948 SH Sole 20948
Vanguard Interm Term Fund COM 922031885 124 12169 SH Sole 12169
Vanguard Intl Growth Fd-I COM 921910204 386 19433 SH Sole 19433
Vanguard Long Term T/E Fd COM 922907860 154 13130 SH Sole 13130
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Vanguard Small Cap Index Signa COM 922908421 27 694 SH Sole 694
Vanguard Total Stock Mkt COM 922908728 503 12768 SH Sole 12768
Vanguard Wellington Fd COM 921935201 435 7000 SH Sole 7000
Vanguard Windsor Fd ADM COM 922018403 274 4817 SH Sole 4817
Vanguard Windsor Fund II COM 922018205 321 9914 SH Sole 9914
Wells Fargo Adv Inc Pl COM 949921522 133 10974 SH Sole 10974
AMEX Technology Sel Sector SP COM 81369Y803 286 9460 SH Sole 9460
AMEX Energy Select SPDR COM 81369Y506 553 6976 SH Sole 6976
AMEX Health Care Select Sector COM 81369Y209 221 4800 SH Sole 4800
Central Fund of Canada Cl A COM 153501101 744 38400 SH Sole 38400
CurrencyShares AU Dollar COM 23129U101 229 2200 SH Sole 2200
DNP Select Income Fd COM 23325P104 146 14393 SH Sole 14393
ETFS Gold Trust COM 26922Y105 252 1600 SH Sole 1600
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iShares Barclays 1-3 Yr Trsy B COM 464287457 990 11723 SH Sole 5300 6423
iShares Barclays Intermed Cr B COM 464288638 250 2250 SH Sole 2250
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iShares MSCI Brazil Capped Ind COM 464286400 2066 37927 SH Sole 1800 36127
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iShares MSCI EAFE Index Fd COM 464287465 12067 204591 SH Sole 15985 188606
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iShares MSCI Pac ex-Japan Ind COM 464286665 256 5150 SH Sole 5150
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iShares Russell Midcap Index F COM 464287499 5760 45250 SH Sole 6200 39050
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iShares S&P 500 Vaue Index Fd COM 464287408 476 6447 SH Sole 6447
iShares S&P Global 100 Index F COM 464287572 467 6892 SH Sole 700 6192
iShares S&P MidCap 400/Value I COM 464287705 1862 18453 SH Sole 18453
iShares S&P MidCap400 Grwth In COM 464287606 206 1606 SH Sole 1606
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PowerShares Preferred Port COM 73936T565 331 22250 SH Sole 22250
Powershares QQQ COM 73935A104 618 8956 SH Sole 8956
Proshares UltraShort 20+ Trsy COM 74347B201 613 9325 SH Sole 250 9075
S&P Mid-Cap 400 ETF Trust COM 78467Y107 8657 41281 SH Sole 2830 38451
SPDR 500 ETF Trust Ser 1 COM 78462F103 15187 96933 SH Sole 4950 91983
SPDR Gold Trust COM 78463V107 2976 19269 SH Sole 19269
Vanguard FTSE All Wo X-US COM 922042775 1114 24020 SH Sole 1200 22820
Vanguard FTSE All Wo X-US SC COM 922042718 1389 14710 SH Sole 1700 13010
Vanguard FTSE Emerging Mkts COM 922042858 12803 298483 SH Sole 8300 290183
Vanguard MidCap ETF COM 922908629 265 2858 SH Sole 2858
Vanguard MSCI EAFE ETF COM 921943858 158 4330 SH Sole 4330
Vanguard REIT ETF COM 922908553 174 2465 SH Sole 2465
Vanguard Small Cap ETF COM 922908751 359 3935 SH Sole 3935